Emerald Mutual Fund Advisers Trust provides portfolio management for investment companies.
Emerald Mutual Fund Advisers Trust reports 3 investment companies. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($2.09B across 5 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Investment companies | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 3 | $2.09B | 100.0% | $696M |
| Total | 3 | $2.09B | 100% | $696M |
- Clients
- 3
- Regulatory AUM
- $2.09B
- AUM share
- 100.0%
- Avg. per client
- $696M
Total
- Clients
- 3
- Regulatory AUM
- $2.09B
- AUM share
- 100%
- Avg. per client
- $696M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Emerald Mutual Fund Advisers Trust is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Emerald Advisers, LLC owns 75% or more of Emerald Mutual Fund Advisers Trust and is in turn owned by Emerald Asset Management Pa, LLC (75% or more). The leadership team of Emerald Mutual Fund Advisers Trust includes President Kenneth Mertz and Chief Compliance Officer James Meehan. It has 10 employees, 5 of them in advisory roles.
Staff
- 10 employees
- 5 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- Owns 75% or more of Emerald Mutual Fund Advisers Trust
Emerald Advisers, LLC
Control person · since March 2005
- Owns 75% or more of Emerald Advisers, LLC
Emerald Asset Management Pa, LLC
Control person · since October 2018
- Owns 50% to 75% of Emerald Asset Management Pa, LLC
F/M Managers Group, LLC
Control person · since October 2018
- Owns 75% or more of F/M Managers Group, LLC
F/M Managers Group Payco, LLC
Control person · since October 2018
- Owns 75% or more of F/M Managers Group Payco, LLC
1251 Financing Company, LLC
Control person · since October 2018
- Owns 75% or more of 1251 Financing Company, LLC
1251 Capital Group, Inc.
Control person · since October 2018
1251 Capital Group Holdings, LLC
Shareholder · Control person · since October 2018
- Owns 50% to 75% of 1251 Capital Group Holdings, LLC
John Hailer
Control person · since January 2018
Christopher Maguire
Member · Control person · since July 2016
Michael Wilson
Member · Control person · since July 2016
Charles Brizius
Member/manager · Control person · since June 2016
- Owns 25% to 50% of Emerald Asset Management Pa, LLC
Emerald Asset Management, Inc.
Control person · since January 1995
- Owns 75% or more of Emerald Asset Management, Inc.
Emerald Asset Management Employee Stock Ownership Trust
Control person · since September 2012
Daniel Moyer
Trustee · Control person · since September 2012
Paul Ware
Trustee · Control person · since September 2012
Scott Rehr
Trustee · Control person · since February 2024
Emerald Mutual Fund Advisers Trust’s regulatory assets fell from $2.93B (March 2021) to $2.09B (March 2026); clients were 3 in both filings and employees were 10 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $2.09B | 3 | 10 | 2 |
| Mar 2025March 2025 | $1.67B | 3 | 10 | 2 |
| Mar 2024March 2024 | $1.91B | 3 | 10 | 2 |
| Apr 2023April 2023 | $1.65B | 3 | 10 | 2 |
| Mar 2022March 2022 | $2.92B | 3 | 10 | 3 |
| Mar 2021March 2021 | $2.93B | 3 | 10 | 3 |
Besides its headquarters, Emerald Mutual Fund Advisers Trust has 1 office, with 2 listed addresses in 1 state.
Pennsylvania · 2 listed addresses
- 3175 Oregon Pike, LeolaHQ
- 610 Freedom Business Center Drive, King of Prussia
Contact and registration details
- Legal name
- Emerald Mutual Fund Advisers Trust
- Headquarters
- 3175 Oregon Pike, Leola, PA 17540
- Website
- emeraldetfs.com
- Phone
- 717-396-1116
- SEC file
- 801-64204
- Structure
- Delaware other (specify)
- Fiscal year end
- December
Emerald Mutual Fund Advisers Trust does not have custody of client assets.
Emerald Mutual Fund Advisers Trust’s reported 13F holdings for the quarter ended 30 June 2026 total $2.85B across 197 positions; the largest are Rbb FD Inc. (3.2%), Travere Therapeutics Inc. (2.1%) and Cardinal Infrastructure Group (1.8%).
How many clients does Emerald Mutual Fund Advisers Trust have?
Emerald Mutual Fund Advisers Trust has 3 clients and manages $2.09 billion for them, as of March 2026. They include 3 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Emerald Mutual Fund Advisers Trust offer?
Emerald Mutual Fund Advisers Trust provides portfolio management for investment companies.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Emerald Mutual Fund Advisers Trust have?
Emerald Mutual Fund Advisers Trust has 3 investment adviser representatives registered with state securities authorities, out of 10 employees, and 5 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Emerald Mutual Fund Advisers Trust?
Emerald Mutual Fund Advisers Trust is owned through a chain of holding companies by John Hailer. Its direct owner is Emerald Advisers, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Emerald Mutual Fund Advisers Trust get paid?
Emerald Mutual Fund Advisers Trust is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Emerald Mutual Fund Advisers Trust?
Emerald Mutual Fund Advisers Trust’s main office is at 3175 Oregon Pike, Leola, PA 17540. Its phone number is 717-396-1116. Its website is emeraldetfs.com.