Dorian Investment Advisory provides portfolio management for individuals and small businesses and portfolio management for institutions.
Dorian Investment Advisory reports 118 clients. They include 97 individual clients and 21 high-net-worth individuals. Of its assets, 100.0% ($103M across 212 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 20% |
| High-net-worth individuals | 18% | 75% |
| Charitable organizations | Fewer than 5 | 5% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 97 | $20.6M | 20.1% | $213K |
| High-net-worth individuals | 21 | $77.2M | 75.2% | $3.67M |
| Charitable organizations | Fewer than 5 | $4.76M | 4.6% | — |
| Corporations and other businesses | Fewer than 5 | $60K | 0.1% | — |
| Total | 118 | $103M | 100% | — |
- Clients
- 97
- Regulatory AUM
- $20.6M
- AUM share
- 20.1%
- Avg. per client
- $213K
- Clients
- 21
- Regulatory AUM
- $77.2M
- AUM share
- 75.2%
- Avg. per client
- $3.67M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.76M
- AUM share
- 4.6%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $60K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 118
- Regulatory AUM
- $103M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Dorian Investment Advisory is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Paul Dorian owns 75% or more of Dorian Investment Advisory. Paul Dorian is CEO. It has 1 employee.
Leadership
- Paul DorianChief Executive Officer and Chief Compliance Officer
- Susan DorianSecretary
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Dorian Investment Advisory LLC
Paul Dorian
Control person · since October 2025
- Owns 10% to 25% of Dorian Investment Advisory LLC
Susan Dorian
Control person · since October 2025
Besides its headquarters, Dorian Investment Advisory has 0 offices, with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 1661 International DR Ste 400, MemphisHQ
Contact and registration details
- Legal name
- Dorian Investment Advisory LLC
- Headquarters
- 1661 International DR Ste 400, Memphis, TN 38120
- Website
- Not reported
- Phone
- 901-482-8444
- SEC file
- 801-136037
- Structure
- Tennessee LLC
- Fiscal year end
- December
Dorian Investment Advisory uses Charles Schwab ($103M) as custodian for its separately managed accounts. Dorian Investment Advisory has custody of $85.7M in client assets for 70 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $103M100%
At year end, Dorian Investment Advisory’s separately managed accounts were mostly in funds (60%) and stocks (29%).
What the accounts hold
- Stocks29%
- Funds60%
- Registered funds58%
- Pooled vehicles2%
- Bonds11%
How many clients does Dorian Investment Advisory have?
Dorian Investment Advisory has 118 clients and manages $103 million for them, as of April 2026. They include 97 individual clients and 21 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026
What services does Dorian Investment Advisory offer?
Dorian Investment Advisory provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Dorian Investment Advisory use?
Dorian Investment Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $103M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 April 2026
How many financial advisors does Dorian Investment Advisory have?
Dorian Investment Advisory has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Dorian Investment Advisory invest in?
At the end of its last fiscal year, Dorian Investment Advisory’s separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 11% state and local bonds and 2% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Dorian Investment Advisory?
Dorian Investment Advisory’s direct owners are Paul Dorian (75% or more) and Susan Dorian (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 29 April 2026
How does Dorian Investment Advisory get paid?
Dorian Investment Advisory is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Dorian Investment Advisory?
Dorian Investment Advisory’s main office is at 1661 International DR Ste 400, Memphis, TN 38120. Its phone number is 901-482-8444.