DMK Advisor Group provides financial planning and portfolio management for individuals and small businesses.
DMK Advisor Group reports 515 clients. They include 412 individual clients and 103 high-net-worth individuals. Of its assets, 100.0% ($131M across 779 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $131M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 38% |
| High-net-worth individuals | 20% | 62% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 412 | $50.1M | 38.3% | $122K |
| High-net-worth individuals | 103 | $80.7M | 61.7% | $784K |
| Total | 515 | $131M | 100% | $254K |
- Clients
- 412
- Regulatory AUM
- $50.1M
- AUM share
- 38.3%
- Avg. per client
- $122K
- Clients
- 103
- Regulatory AUM
- $80.7M
- AUM share
- 61.7%
- Avg. per client
- $784K
Total
- Clients
- 515
- Regulatory AUM
- $131M
- AUM share
- 100%
- Avg. per client
- $254K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
DMK Advisor Group is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
The leadership team of DMK Advisor Group includes Chief Compliance Officer Erin Elaine Baskett. It has 38 employees, 28 of them in advisory roles.
Leadership
- Erin Elaine BaskettChief Compliance Officer
- Janak R DesaiDirector
- Kelvin Ray DouglasDirector
- Peter B GalliganFINOP
- Barry Julian GrosmanDirector
- Stephen Alan KohnMuni Principal
- Sunil Dutt MisraDirector/Principal
- John David OhmanRop/Crop
- Jorge Ramon PerezDirector
- Harold Alan SchwartzCEO/Principal
Investment adviser representatives
18 representatives listed in the SEC register as of 9 October 2026.
- Michael Joseph Blackmore
- Daniel Allen Bramschreiber
- Christine Marie Cagle
- Janak R Desai
- Kelvin Ray Douglas
- David Daniel Hogan
- Joshua Hunter Hogan
- Clifton Scott Johnson
- David William Lamont
- Juan Carlos Melendez-Calero
- Sunil Dutt Misra
- Jorge Ramon Perez
- Ruben Rodriguez-Dominguez
- Harold Alan Schwartz
- Carlos Valadez Jr.
- Stephen Charles Westveer
- Alan Roland Woolever
- Peter Stuart Wyrough
Staff
- 38 employees
- 28 in advisory functions
- 28 state-registered reps
- 38 broker-dealer reps
- 30 insurance agents
- Owns 10% to 25% of DMK Advisor Group, Inc.
Harold Alan Schwartz
since October 2020
- Owns 10% to 25% of DMK Advisor Group, Inc.
Jorge Ramon Perez
since January 2020
- Owns 10% to 25% of DMK Advisor Group, Inc.
Janak R Desai
Control person · since January 2020
- Owns 10% to 25% of DMK Advisor Group, Inc.
Sunil Dutt Misra
Control person · since January 2020
- Owns 10% to 25% of DMK Advisor Group, Inc.
Kelvin Ray Douglas
Control person · since January 2020
DMK Advisor Group’s regulatory assets grew 1.7× from $78.3M (July 2021) to $131M (September 2026); clients rose from 446 to 515 and employees fell from 48 to 38.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $131M | 515 | 38 | 2 |
| July 2025 | $84.5M | 298 | 42 | 2 |
| June 2024 | $80.6M | 330 | 33 | 2 |
| June 2023 | $56.7M | 300 | 36 | 2 |
| June 2022 | $78.3M | 446 | 48 | 6 |
| July 2021 | $78.3M | 446 | 48 | 6 |
Besides its headquarters, DMK Advisor Group has 1 office, with 2 listed addresses in Florida and Oregon.
Florida · 1 listed address
- 17961 Hunting Bow Circle, Suite 102, LutzHQ
Oregon · 1 listed address
- 6950 Hampton St., Ste. 201, Tigard
Contact and registration details
- Legal name
- DMK Advisor Group, Inc.
- Headquarters
- 17961 Hunting Bow Circle, Suite 102, Lutz, FL 33558
- Website
- dmkadvisorgroup.com
- Phone
- 813-996-6100
- @dmk-advisor-group
- SEC file
- 801-121389
- Structure
- Colorado corporation
- Fiscal year end
- March
DMK Advisor Group does not have custody of client assets.
At year end, DMK Advisor Group’s separately managed accounts were mostly in funds (70%) and stocks (25%).
What the accounts hold
- Stocks25%
- Exchange-traded equities20%
- Non-exchange-traded equities5%
- Funds70%
- Bonds5%
How many clients does DMK Advisor Group have?
DMK Advisor Group has 515 clients and manages $131 million for them, as of September 2026. They include 412 individual clients and 103 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026
What services does DMK Advisor Group offer?
DMK Advisor Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does DMK Advisor Group have?
DMK Advisor Group has 28 investment adviser representatives registered with state securities authorities, out of 38 employees, and 28 perform investment advisory functions. 38 employees are registered representatives of a broker-dealer and 30 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does DMK Advisor Group invest in?
At the end of its last fiscal year, DMK Advisor Group’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 5% non-exchange-traded equities and 5% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns DMK Advisor Group?
DMK Advisor Group’s direct owners are Harold Alan Schwartz, Jorge Ramon Perez, Janak R Desai, Sunil Dutt Misra and Kelvin Ray Douglas, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 14 September 2026
How does DMK Advisor Group get paid?
DMK Advisor Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact DMK Advisor Group?
DMK Advisor Group’s main office is at 17961 Hunting Bow Circle, Suite 102, Lutz, FL 33558. Its phone number is 813-996-6100. Its website is dmkadvisorgroup.com.