Diastole Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, selecting other managers, education planning, estate planning, insurance, and philanthropic planning. Financial planning was provided to 251–500 clients last fiscal year. The firm advises 1 private fund.
Diastole Wealth Management reports 275 clients. They include 187 individual clients, 86 high-net-worth individuals and 1 pooled investment vehicle. Of its assets, 69.3% ($275M across 1,270 accounts) are managed with discretion; $121M across 164 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 14% |
| High-net-worth individuals | 31% | 79% |
| Pooled investment vehicles | <1% | 6% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 187 | $56.3M | 14.2% | $301K |
| High-net-worth individuals | 86 | $314M | 79.2% | $3.65M |
| Pooled investment vehicles | 1 | $25M | 6.3% | $25M |
| Charitable organizations | 1 | $1.13M | 0.3% | $1.13M |
| Total | 275 | $396M | 100% | $1.44M |
- Clients
- 187
- Regulatory AUM
- $56.3M
- AUM share
- 14.2%
- Avg. per client
- $301K
- Clients
- 86
- Regulatory AUM
- $314M
- AUM share
- 79.2%
- Avg. per client
- $3.65M
- Clients
- 1
- Regulatory AUM
- $25M
- AUM share
- 6.3%
- Avg. per client
- $25M
- Clients
- 1
- Regulatory AUM
- $1.13M
- AUM share
- 0.3%
- Avg. per client
- $1.13M
Total
- Clients
- 275
- Regulatory AUM
- $396M
- AUM share
- 100%
- Avg. per client
- $1.44M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 251–500
Diastole Wealth Management charges 0.45%–1.40% for its Investment advisory fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Rate (period not stated) |
|---|---|
| $0–$1M | 1.40% |
| $1M–$2M | 1.10% |
| $2M–$3M | 0.85% |
| $3M–$4M | 0.65% |
| $4M and above | 0.45% |
Fee details and sources
Elizabeth Eden owns 25% to 50% of Diastole Wealth Management. The leadership team of Diastole Wealth Management includes President Elizabeth Eden. It has 13 employees, 9 of them in advisory roles.
Leadership
- Elizabeth EdenPresident/CEO
- Elizabeth CookPrincipal
- Meredith EdenPartner/COO/CCO
- Ethan EdenOwner
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Barbara Ann Buzzelli
- Elizabeth Early Cook
- Joseph Thomas Depatie
- Elizabeth Diana Eden
- Ethan Anthony Eden
- Eniko Mikle
- Jennifer Lee O'Brien
- Mary Lynn O'Toole
- Samson Scott Staff
Staff
- 13 employees
- 9 in advisory functions
- 9 state-registered reps
- 3 insurance agents
- Owns 25% to 50% of Diastole Wealth Management, Inc.
Elizabeth Eden
Control person · since November 1996
- Owns 25% to 50% of Diastole Wealth Management, Inc.
Elizabeth Cook
Control person · since November 1996
- Owns 10% to 25% of Diastole Wealth Management, Inc.
Ethan Eden
since January 2009
Diastole Wealth Management’s regulatory assets fell from $742M (March 2021) to $396M (May 2026); clients fell from 294 to 275 and employees rose from 12 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $396M | 275 | 13 | 3 |
| March 2025 | $378M | 304 | 11 | 4 |
| June 2024 | $386M | 304 | 12 | 4 |
| March 2023 | $336M | 314 | 12 | 2 |
| March 2022 | $350M | 286 | 11 | 2 |
| March 2021 | $742M | 294 | 12 | 2 |
Besides its headquarters, Diastole Wealth Management has 2 offices (2 private residences, listed without an address), with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 58 Boston Street, GuilfordHQ
Contact and registration details
- Legal name
- Diastole Wealth Management, Inc.
- Headquarters
- 58 Boston Street, Guilford, CT 06437
- Website
- Not reported
- Phone
- 203-458-5220
- @diastole-wealth-management
- SEC file
- 801-57610
- Structure
- Connecticut corporation
- Fiscal year end
- December
Diastole Wealth Management uses Charles Schwab ($327M) as custodian for its separately managed accounts. Diastole Wealth Management has custody of $25M in client assets for 1 client.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $327M100%
At year end, Diastole Wealth Management’s separately managed accounts were mostly in stocks (66%) and bonds (16%).
What the accounts hold
- Stocks66%
- Bonds16%
- U.S. government and agency bonds10%
- Investment grade corporate bonds4%
- State and local bonds2%
- Cash8%
- Other10%
- Private equity, mezzanine debt, reits and non-derivative alternative investments.10%
How many clients does Diastole Wealth Management have?
Diastole Wealth Management has 275 clients and manages $396 million for them, as of May 2026. They include 187 individual clients, 86 high-net-worth individuals and 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 May 2026
What services does Diastole Wealth Management offer?
Diastole Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, selecting other managers, education planning, estate planning, insurance, and philanthropic planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Diastole Wealth Management charge?
Diastole Wealth Management charges 0.45%–1.40% for its Investment advisory fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: DWM FORM ADV PART 2A/B OTA AMENDMENT 05012026, filed 5 May 2026
Which custodians does Diastole Wealth Management use?
Diastole Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $327M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 May 2026
How many financial advisors does Diastole Wealth Management have?
Diastole Wealth Management has 9 investment adviser representatives registered with state securities authorities, out of 13 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Diastole Wealth Management invest in?
At the end of its last fiscal year, Diastole Wealth Management’s separately managed accounts held 66% exchange-traded equities, 10% U.S. government and agency bonds, 10% other, 8% cash and equivalents, 4% investment grade corporate bonds and 2% state and local bonds. The 10% other category is described as: Private Equity, Mezzanine Debt, Reits and Non-Derivative Alternative Investments. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Diastole Wealth Management?
Diastole Wealth Management’s direct owners are Elizabeth Eden, Elizabeth Cook and Ethan Eden, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 5 May 2026
How does Diastole Wealth Management get paid?
Diastole Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Diastole Wealth Management registered with the SEC?
Yes, Diastole Wealth Management has been registered with the SEC as an investment adviser since 24 May 2000. Its CRD number is 111604 and its SEC file number is 801-57610.
Source: Form ADV Part 1A, Item 1, filed 5 May 2026; IAPD firm record
How do I contact Diastole Wealth Management?
Diastole Wealth Management’s main office is at 58 Boston Street, Guilford, CT 06437. Its phone number is 203-458-5220.