Delta Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Delta Wealth Management reports 41 clients. They include 34 high-net-worth individuals and 7 charitable organizations. Of its assets, 100.0% ($522M across 188 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | <1% |
| High-net-worth individuals | 83% | 69% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | 17% | 30% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $978K | 0.2% | — |
| High-net-worth individuals | 34 | $362M | 69.4% | $10.7M |
| Pension and profit-sharing plans | Fewer than 5 | $2.68M | 0.5% | — |
| Charitable organizations | 7 | $156M | 29.9% | $22.3M |
| Corporations and other businesses | Fewer than 5 | $33.4K | 0.0% | — |
| Total | 41 | $522M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $978K
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- 34
- Regulatory AUM
- $362M
- AUM share
- 69.4%
- Avg. per client
- $10.7M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.68M
- AUM share
- 0.5%
- Avg. per client
- —
- Clients
- 7
- Regulatory AUM
- $156M
- AUM share
- 29.9%
- Avg. per client
- $22.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $33.4K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 41
- Regulatory AUM
- $522M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Delta Wealth Management charges 0.25%–0.50% a year for its Advisory Fees. Each asset band is charged at its own rate. The fee is billed in advance, is not negotiable and has a $10,000 annual minimum.
| Asset band | Annual rate |
|---|---|
| $0–$5M | 0.50% |
| $5M and above | 0.25% |
Fee details and sources
The Booth Family Trust owns 75% or more of Delta Wealth Management. The leadership team of Delta Wealth Management includes President Paul Booth. It has 2 employees, 1 of them in advisory roles.
Leadership
- Paul BoothPresident/Chief Compliance Officer
- Judith BoothVice President
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Delta Wealth Management
The Booth Family Trust
Control person · since June 2003
- Owns 50% to 75% of Delta Wealth Management
Paul Booth
Control person · since June 2001
- Owns 50% to 75% of Delta Wealth Management
Judith Booth
Control person · since June 2001
Delta Wealth Management’s regulatory assets grew from $377M (February 2021) to $522M (March 2026); clients fell from 62 to 41 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $522M | 41 | 2 | 1 |
| March 2025 | $485M | 43 | 2 | 1 |
| February 2024 | $473M | 47 | 2 | 1 |
| March 2023 | $395M | 43 | 2 | 1 |
| February 2022 | $475M | 43 | 2 | 1 |
| February 2021 | $377M | 62 | 2 | 1 |
Besides its headquarters, Delta Wealth Management has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Delta Wealth Management
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 209-224-8534
- SEC file
- 801-44823
- Structure
- California corporation
- Fiscal year end
- December
Delta Wealth Management uses Charles Schwab ($522M) as custodian for its separately managed accounts. Delta Wealth Management has custody of $133M in client assets for 13 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Phoenix, AZ · $522M100%
At year end, Delta Wealth Management’s separately managed accounts were mostly in funds (61%) and stocks (28%).
What the accounts hold
- Stocks28%
- Funds61%
- Bonds9%
- Cash2%
How many clients does Delta Wealth Management have?
Delta Wealth Management has 41 clients and manages $522 million for them, as of March 2026. They include 34 high-net-worth individuals and 7 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does Delta Wealth Management offer?
Delta Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Delta Wealth Management charge?
Delta Wealth Management charges 0.25%–0.50% a year for its Advisory Fees. Each asset band is charged at its own rate. The fee is billed in advance, is not negotiable and has a $10,000 annual minimum.
Source: DISCLOSURE DOCUMENT FOR ALL CLIENTS, filed 3 March 2026
Which custodians does Delta Wealth Management use?
Delta Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Phoenix, AZ), with $522M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026
How many financial advisors does Delta Wealth Management have?
Delta Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Delta Wealth Management invest in?
At the end of its last fiscal year, Delta Wealth Management’s separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 9% U.S. government and agency bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Delta Wealth Management?
Delta Wealth Management’s direct owners are the Booth Family Trust (75% or more), Paul Booth (50% to 75%) and Judith Booth (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does Delta Wealth Management get paid?
Delta Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Delta Wealth Management registered with the SEC?
Yes, Delta Wealth Management has been registered with the SEC as an investment adviser since 23 September 1993. Its CRD number is 111368 and its SEC file number is 801-44823.
Source: Form ADV Part 1A, Item 1, filed 3 March 2026; IAPD firm record
How do I contact Delta Wealth Management?
Its phone number is 209-224-8534.