Delta Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Delta Capital Management reports 41 clients. They include 30 high-net-worth individuals, 4 charitable organizations and 3 state or municipal government entities. Of its assets, 100.0% ($240M across 41 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $334K. It advised 41 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 73% | 43% |
| Pension and profit-sharing plans | 5% | 46% |
| Charitable organizations | 10% | 4% |
| State or municipal government entities | 7% | 5% |
| Corporations and other businesses | 5% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 30 | $104M | 43.4% | $3.47M |
| Pension and profit-sharing plans | Fewer than 5 | $109M | 45.5% | $54.7M |
| Charitable organizations | Fewer than 5 | $10.6M | 4.4% | $2.65M |
| State or municipal government entities | Fewer than 5 | $11.9M | 4.9% | $3.95M |
| Corporations and other businesses | Fewer than 5 | $4.2M | 1.7% | $2.1M |
| Total | 41 | $240M | 100% | — |
- Clients
- 30
- Regulatory AUM
- $104M
- AUM share
- 43.4%
- Avg. per client
- $3.47M
- Clients
- Fewer than 5
- Regulatory AUM
- $109M
- AUM share
- 45.5%
- Avg. per client
- $54.7M
- Clients
- Fewer than 5
- Regulatory AUM
- $10.6M
- AUM share
- 4.4%
- Avg. per client
- $2.65M
- Clients
- Fewer than 5
- Regulatory AUM
- $11.9M
- AUM share
- 4.9%
- Avg. per client
- $3.95M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.2M
- AUM share
- 1.7%
- Avg. per client
- $2.1M
Total
- Clients
- 41
- Regulatory AUM
- $240M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 41
- Private funds advised
- 0
Delta Capital Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
William Coughlin owns 50% to 75% of Delta Capital Management. The leadership team of Delta Capital Management includes Chief Compliance Officer Anthony Cavlov. It has 4 employees, 3 of them in advisory roles.
Leadership
- Anthony CavlovMember and Chief Compliance Officer
- William CoughlinMember
- Michael HembergerMember
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- William Francis Coughlin
Staff
- 4 employees
- 3 in advisory functions
- 2 soliciting firms
- Owns 50% to 75% of Delta Capital Management LLC
William Coughlin
Control person · since March 2005
- Owns 10% to 25% of Delta Capital Management LLC
Anthony Cavlov
Control person · since March 2005
- Owns 10% to 25% of Delta Capital Management LLC
Michael Hemberger
Control person · since March 2005
Delta Capital Management’s regulatory assets grew from $193M (March 2021) to $240M (March 2026); clients fell from 44 to 41 and employees rose from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $240M | 41 | 4 | 1 |
| March 2025 | $240M | 38 | 4 | 1 |
| March 2024 | $199M | 41 | 3 | 2 |
| March 2023 | $190M | 46 | 3 | 2 |
| March 2022 | $218M | 42 | 3 | 2 |
| March 2021 | $193M | 44 | 3 | 2 |
Besides its headquarters, Delta Capital Management has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 157 Broad St., Suite 303, Red BankHQ
Contact and registration details
- Legal name
- Delta Capital Management LLC
- Headquarters
- 157 Broad St., Suite 303, Red Bank, NJ 07701
- Website
- delta-capital.com
- Phone
- 212-986-4040
- SEC file
- 801-64169
- Structure
- New York LLC
- Fiscal year end
- December
Delta Capital Management uses Wells Fargo Bank ($106M, 67%) and Charles Schwab ($52.3M, 33%) as custodians for its separately managed accounts. Delta Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $52.3M33%
- Wells Fargo BankWells Fargo Bank · San Francisco, CA · $106M67%
At year end, Delta Capital Management’s separately managed accounts were mostly in stocks (73%) and bonds (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $217K across 108 positions; the largest are Micron Technology Inc. (11.2%), Caterpillar Inc. (4.3%) and Apple Computer Inc. (4.2%).
What the accounts hold
- Stocks73%
- Bonds25%
- Cash2%
Reported 13F holdings
- $217K
- Reported 13F value
- 108
- Positions
- 37.7%
- In the 10 largest
- +19.5%
- Value vs. prior quarter
- Micron Technology Inc.11.2%
- Caterpillar Inc.4.3%
- Apple Computer Inc.4.2%
- J.p. Morgan Chase & CO3.8%
- Exxon Mobil Corp.3.6%
- Cisco Systems Inc.2.6%
- Abbvie Inc.2.0%
- Schwab Charles Corp.2.0%
- Bank OF New York Mellon2.0%
- Bank OF America1.9%
Together, the ten largest are 37.7% of reported value.
How many clients does Delta Capital Management have?
Delta Capital Management has 41 clients and manages $240 million for them, as of March 2026. They include 30 high-net-worth individuals, 4 charitable organizations and 3 state or municipal government entities.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026
What services does Delta Capital Management offer?
Delta Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Delta Capital Management use?
Delta Capital Management’s separately managed account assets are held at Wells Fargo Bank (San Francisco, CA), with $106M and Charles Schwab & Co., Inc. (San Francisco, CA), with $52.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026
How many financial advisors does Delta Capital Management have?
Delta Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Delta Capital Management invest in?
At the end of its last fiscal year, Delta Capital Management’s separately managed accounts held 73% exchange-traded equities, 25% investment grade corporate bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Delta Capital Management?
Delta Capital Management’s direct owners are William Coughlin (50% to 75%), Anthony Cavlov (10% to 25%) and Michael Hemberger (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 11 March 2026
How does Delta Capital Management get paid?
Delta Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Delta Capital Management?
Delta Capital Management’s main office is at 157 Broad St., Suite 303, Red Bank, NJ 07701. Its phone number is 212-986-4040. Its website is delta-capital.com.