DCM Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.
DCM Advisors reports 51 clients. They include 34 individual clients, 8 high-net-worth individuals, and 6 pension and profit-sharing plans. Of its assets, 100.0% ($261M across 51 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 3% |
| High-net-worth individuals | 16% | 7% |
| Investment companies | 2% | 47% |
| Pension and profit-sharing plans | 12% | 43% |
| Corporations and other businesses | 4% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 34 | $7.78M | 3.0% | $229K |
| High-net-worth individuals | 8 | $17.2M | 6.6% | $2.15M |
| Investment companies | 1 | $123M | 47.1% | $123M |
| Pension and profit-sharing plans | 6 | $112M | 43.0% | $18.7M |
| Corporations and other businesses | Fewer than 5 | $886K | 0.3% | $443K |
| Total | 51 | $261M | 100% | — |
- Clients
- 34
- Regulatory AUM
- $7.78M
- AUM share
- 3.0%
- Avg. per client
- $229K
- Clients
- 8
- Regulatory AUM
- $17.2M
- AUM share
- 6.6%
- Avg. per client
- $2.15M
- Clients
- 1
- Regulatory AUM
- $123M
- AUM share
- 47.1%
- Avg. per client
- $123M
- Clients
- 6
- Regulatory AUM
- $112M
- AUM share
- 43.0%
- Avg. per client
- $18.7M
- Clients
- Fewer than 5
- Regulatory AUM
- $886K
- AUM share
- 0.3%
- Avg. per client
- $443K
Total
- Clients
- 51
- Regulatory AUM
- $261M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
DCM Advisors is paid through a percentage of assets under management, hourly charges and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Dinosaur Group Holdings, LLC owns 75% or more of DCM Advisors and is in turn owned by Glenn Grossman (25–50%). Glenn Grossman is CEO; the leadership team includes Chief Operating Officer Anthony Giorgio. It has 11 employees, 6 of them in advisory roles.
Leadership
- Glenn GrossmanChief Executive Officer, Managing Member
- Anthony GiorgioChief Compliance Officer / Chief Operating Officer
- Elliot GrossmanManaging Director
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Mauro W Calderon
- Patrick Domenic Cotner
- Mei Wang Davidson
- Yisroel Moshe Hochman
- Thomas Peter Schneider
Staff
- 11 employees
- 6 in advisory functions
- 2 state-registered reps
- 5 broker-dealer reps
- Owns 75% or more of DCM Advisors, LLC
Dinosaur Group Holdings, LLC
Control person · since January 2007
- Owns 25% to 50% of Dinosaur Group Holdings, LLC
Glenn Grossman
Control person · since January 2007
DCM Advisors’ regulatory assets went from $257M (March 2021) to $261M (March 2026); clients fell from 194 to 51 and employees rose from 10 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $261M | 51 | 11 | 4 |
| March 2025 | $220M | 57 | 12 | 5 |
| May 2024 | $350M | 92 | 13 | 6 |
| August 2023 | $271M | 99 | 15 | 1 |
| May 2022 | $407M | 129 | 14 | 3 |
| March 2021 | $257M | 194 | 10 | 4 |
Besides its headquarters, DCM Advisors has 3 offices (3 private residences, listed without an address), with 1 listed address in New York.
New York · 1 listed address
- 33 Whitehall Street, 11th Floor, New YorkHQ
Contact and registration details
- Legal name
- DCM Advisors, LLC
- Headquarters
- 33 Whitehall Street, 11th Floor, New York, NY 10004
- Website
- dcmadvisors.com
- Phone
- 917-386-6260
- @dcm-advisors
- SEC file
- 801-112041
- Structure
- Delaware LLC
- Fiscal year end
- December
DCM Advisors uses First Hawaiian Bank ($85M, 69%), Charles Schwab ($25M, 20%) and Bank of Labor ($13.7M, 11%) as custodians for its separately managed accounts. DCM Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $25M20%
- First Hawaiian BankFirst Hawaiian Bank · Honolulu, HI · $85M69%
- Bank of LaborBank of Labor · Overland Park, KS · $13.7M11%
At year end, DCM Advisors’ separately managed accounts were mostly in stocks (94%). Its reported 13F holdings for the quarter ended 30 June 2026 total $253M across 38 positions; the largest are Apple Inc. (5.6%), Microsoft Corp. (5.1%) and Morgan Stanley (4.7%).
What the accounts hold
- Stocks94%
- Bonds1%
- Cash4%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $253M
- Reported 13F value
- 38
- Positions
- 44.3%
- In the 10 largest
- +15.2%
- Value vs. prior quarter
- Apple Inc.5.6%
- Microsoft Corp.5.1%
- Morgan Stanley4.7%
- Bank OF America Corp.4.6%
- Goldman Sachs Group Inc.4.4%
- Dell Technologies -c4.1%
- JPMORGAN Chase & CO4.0%
- Wells Fargo CO4.0%
- Meta Platforms Inc.3.9%
- Disney Walt CO3.9%
Together, the ten largest are 44.3% of reported value.
How many clients does DCM Advisors have?
DCM Advisors has 51 clients and manages $261 million for them, as of March 2026. They include 34 individual clients, 8 high-net-worth individuals, and 6 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does DCM Advisors offer?
DCM Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does DCM Advisors use?
DCM Advisors’ separately managed account assets are held at First Hawaiian Bank (Honolulu, HI), with $85M, Charles Schwab & Co., Inc. (San Francisco, CA), with $25M and Bank of Labor (Overland Park, KS), with $13.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does DCM Advisors have?
DCM Advisors has 2 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does DCM Advisors invest in?
At the end of its last fiscal year, DCM Advisors’ separately managed accounts held 94% exchange-traded equities, 4% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns DCM Advisors?
DCM Advisors is owned through a holding company by Glenn Grossman. Its direct owner is Dinosaur Group Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does DCM Advisors get paid?
DCM Advisors is paid through a percentage of assets under management, hourly charges and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact DCM Advisors?
DCM Advisors’ main office is at 33 Whitehall Street, 11th Floor, New York, NY 10004. Its phone number is 917-386-6260. Its website is dcmadvisors.com.