Daybright Advisory Services provides pension consulting and educational seminars.
Daybright Advisory Services reports 696 pension and profit-sharing plans. Of its assets, 74.4% ($742M across 648 accounts) are managed with discretion; $255M across 48 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Pension and profit-sharing plans | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pension and profit-sharing plans | 696 | $997M | 100.0% | $1.43M |
| Total | 696 | $997M | 100% | $1.43M |
- Clients
- 696
- Regulatory AUM
- $997M
- AUM share
- 100.0%
- Avg. per client
- $1.43M
Total
- Clients
- 696
- Regulatory AUM
- $997M
- AUM share
- 100%
- Avg. per client
- $1.43M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Daybright Advisory Services is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
The Retirement Plan Company LLC owns 75% or more of Daybright Advisory Services and is in turn owned by U.S. Retirement Partners, Inc. (75% or more). The leadership team of Daybright Advisory Services includes President Patrick Hale, Chief Financial Officer Matthew Riordan and Chief Compliance Officer Melanie Hancock Brown. It has 10 employees, 8 of them in advisory roles.
Leadership
- Patrick HalePresident
- Jacques PierreSenior Vice President & Secretary
- Matthew RiordanChief Financial Officer
- Melanie Hancock BrownChief Compliance Officer
- Megan SchneiderChairman & Treasurer
Investment adviser representatives
19 representatives listed in the SEC register as of 9 October 2026.
- Neeta Balani
- Emmanuelle Melissa Banaszak
- Scott Matthew Cloud
- Stephen Curtis Coombs
- Marc Jeffrey Eichberg
- Ronald Jay Fishman
- Laura Esmeralda Gutierrez-Mendez
- Derek James Ivey
- Thomas Joseph Lakatos
- Cory Vance Lampshire
- Todd Jay Levy
- Heidi Lee Miller
- Jeffrey F. Poling
- Ashley W Rendon
- Jonathan Michael Rollins
- Gary Lee Simon
- Joshua Craig Strause
- Marlon Suarez
- Eric Alexander Tavares
Staff
- 10 employees
- 8 in advisory functions
- 8 state-registered reps
- Owns 75% or more of Daybright Advisory Services, Inc.
The Retirement Plan Company LLC
Control person · since January 2016
- Owns 75% or more of The Retirement Plan Company LLC
U.S. Retirement Partners, Inc.
Control person · since April 2016
- Owns 75% or more of U.S. Retirement Partners, Inc.
Usrp Holdings, Inc.
Control person · since March 2018
- Owns 75% or more of Usrp Holdings, Inc.
Kusrp Acquisition, Inc.
Control person · since March 2018
- Owns 75% or more of Kusrp Acquisition, Inc.
Kusrp Intermediate, Inc.
Control person · since March 2018
- Owns 75% or more of Kusrp Intermediate, Inc.
Kusrp Holdings, Inc.
Control person · since March 2018
- Owns 75% or more of Kusrp Holdings, Inc.
TVG-Kusrp Holdings, LP
Control person · since June 2023
- Owns 50% to 75% of TVG-Kusrp Holdings, LP
TVG-Kusrp Aggregator, LP
Control person · since June 2023
- Owns 50% to 75% of TVG-Kusrp Aggregator, LP
Vistria Fund V, LP
Control person · since June 2023
Vistria GP V, LP
General partner · Control person · since June 2023
- Owns 25% to 50% of TVG-Kusrp Aggregator, LP
Vistria Fund V (FT), LP
Control person · since June 2023
TVG-Kusrp Holdings GP, LLC
General partner · Control person · since June 2023
Daybright Advisory Services’ regulatory assets grew 1.9× from $524M (March 2021) to $997M (March 2026); clients rose from 250 to 696 and employees from 8 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $997M | 696 | 10 | 12 |
| Jun 2025June 2025 | $1.05B | 632 | 10 | 3 |
| Mar 2024March 2024 | $899M | 644 | 13 | 3 |
| Jul 2023July 2023 | $702M | 566 | 8 | 3 |
| Jul 2022July 2022 | $662M | 328 | 8 | 4 |
| Mar 2021March 2021 | $524M | 250 | 8 | 4 |
Besides its headquarters, Daybright Advisory Services has 11 offices (9 private residences, listed without an address), with 3 listed addresses across 3 states.
Connecticut · 1 listed address
- 10 Talcott Notch Road, Farmington
Florida · 1 listed address
- 9350 South Dixie Highway, Suite 1560, MiamiHQ
Tennessee · 1 listed address
- 501 Union Street, Nashville
Contact and registration details
- Legal name
- Daybright Advisory Services, Inc.
- Headquarters
- 9350 South Dixie Highway, Suite 1560, Miami, FL 33156
- Website
- Not reported
- Phone
- 305-671-2200
- SEC file
- 801-93173
- Structure
- Delaware corporation
- Fiscal year end
- December
Daybright Advisory Services’ named custodians for separately managed accounts are Great West Trust ($251M, 54%), Charles Schwab ($178M, 39%) and Fidelity ($31.5M, 7%). Daybright Advisory Services has custody of $997M for 696 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $178M39%
- FidelityNational Financial Services LLC · Boston, MA · $31.5M7%
- Great West TrustGreat West Trust Company, LLC · Greenwood Village, CO · $251M54%
At year end, Daybright Advisory Services’ separately managed accounts were mostly in funds (80%). Its reported 13F holdings for the quarter ended 31 March 2026 total $361M across 133 positions; the largest are iShares TR (14.7%), Nvidia Corporation (9.8%) and iShares TR (9.7%).
What the accounts hold
- Stocks8%
- Funds80%
- Bonds7%
- Investment grade corporate bonds5%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash1%
- Other4%
- Stable value/sdba4%
Reported 13F holdings
- $361M
- Reported 13F value
- 133
- Positions
- 54.3%
- In the 10 largest
- —
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF14.7%
- Nvidia Corporation9.8%
- iShares TR · Core US Aggbd ET9.7%
- Fidelity Covington Trust · Blue Chip Grwth4.3%
- Apple Inc.3.9%
- Alphabet Inc. · Cap Stk CL A2.9%
- Vanguard Whitehall Fds · High Div Yld2.7%
- Vanguard Index Fds · S&P 500 ETF Shs2.3%
- Broadcom Inc.2.0%
- J P Morgan Exchange Traded F · Ultra Shrt ETF2.0%
Together, the ten largest are 54.3% of reported value.
How many clients does Daybright Advisory Services have?
Daybright Advisory Services has 696 clients and manages $997 million for them, as of March 2026. They include 696 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Daybright Advisory Services offer?
Daybright Advisory Services provides pension consulting and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Daybright Advisory Services use?
Daybright Advisory Services’ separately managed account assets are held at Great West Trust Company, LLC (Greenwood Village, CO), with $251M, Charles Schwab & Co., Inc. (San Francisco, CA), with $178M and National Financial Services LLC (Boston, MA), with $31.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Daybright Advisory Services have?
Daybright Advisory Services has 8 investment adviser representatives registered with state securities authorities, out of 10 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Daybright Advisory Services invest in?
At the end of its last fiscal year, Daybright Advisory Services’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 5% investment grade corporate bonds, 4% other, 1% U.S. government and agency bonds, 1% state and local bonds and 1% cash and equivalents. The 4% other category is described as: Stable Value/Sdba.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Daybright Advisory Services?
Daybright Advisory Services is owned through a chain of holding companies by Vistria Fund V (FT), LP. Its direct owner is the Retirement Plan Company LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Daybright Advisory Services get paid?
Daybright Advisory Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Daybright Advisory Services?
Daybright Advisory Services’ main office is at 9350 South Dixie Highway, Suite 1560, Miami, FL 33156. Its phone number is 305-671-2200.