Cypress Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles. The firm advises 1 private fund.
Cypress Wealth Management reports 12 clients. They include 6 high-net-worth individuals, 5 charitable organizations and 1 pooled investment vehicle. Of its assets, 100.0% ($283M across 50 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 50% | 11% |
| Pooled investment vehicles | 8% | 55% |
| Charitable organizations | 42% | 33% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 6 | $32M | 11.3% | $5.33M |
| Pooled investment vehicles | 1 | $156M | 55.2% | $156M |
| Charitable organizations | 5 | $94.7M | 33.5% | $18.9M |
| Total | 12 | $283M | 100% | $23.6M |
- Clients
- 6
- Regulatory AUM
- $32M
- AUM share
- 11.3%
- Avg. per client
- $5.33M
- Clients
- 1
- Regulatory AUM
- $156M
- AUM share
- 55.2%
- Avg. per client
- $156M
- Clients
- 5
- Regulatory AUM
- $94.7M
- AUM share
- 33.5%
- Avg. per client
- $18.9M
Total
- Clients
- 12
- Regulatory AUM
- $283M
- AUM share
- 100%
- Avg. per client
- $23.6M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 0
Cypress Wealth Management is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Wislim Investments LLC owns 50% to 75% of Cypress Wealth Management and is in turn owned by Christopher Hughes (75% or more). The leadership team of Cypress Wealth Management includes Chief Compliance Officer Kimberly Carlini. It has 6 employees, 2 of them in advisory roles.
Leadership
- Kimberly CarliniChief Compliance Officer
Staff
- 6 employees
- 2 in advisory functions
- Owns 50% to 75% of Cypress Wealth Management, LLC
Wislim Investments LLC
Control person · since December 2022
- Owns 75% or more of Wislim Investments LLC
Christopher Hughes
Control person · since January 2004
- Owns 25% to 50% of Cypress Wealth Management, LLC
Mawo Capital I LLC
Control person · since December 2022
- Owns 75% or more of Mawo Capital I LLC
John Staab
Control person · since February 2011
Cypress Wealth Management’s regulatory assets grew from $226M (July 2024) to $283M (March 2026); clients rose from 8 to 12 and employees from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $283M | 12 | 6 | 1 |
| May 2025May 2025 | $236M | 12 | 5 | 1 |
| Jul 2024July 2024 | $226M | 8 | 5 | 1 |
Besides its headquarters, Cypress Wealth Management has 0 offices, with 1 listed address in 1 state.
Illinois · 1 listed address
- 18w140 Butterfield Road, Suite 1110, Oakbrook TerraceHQ
Contact and registration details
- Legal name
- Cypress Wealth Management, LLC
- Headquarters
- 18w140 Butterfield Road, Suite 1110, Oakbrook Terrace, IL 60181
- Website
- cypressholdings.com
- Phone
- 331-307-7444
- SEC file
- 801-128859
- Structure
- Delaware LLC
- Fiscal year end
- December
Cypress Wealth Management’s named custodians for separately managed accounts are Charles Schwab ($29.6M, 67%) and Tristate Capital Bank ($14.4M, 33%). Cypress Wealth Management has custody of $283M for 50 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $29.6M67%
- Tristate Capital BankTristate Capital Bank · Pittsburgh, PA · $14.4M33%
At year end, Cypress Wealth Management’s separately managed accounts were mostly in funds (64%) and bonds (20%).
What the accounts hold
- Stocks1%
- Funds64%
- Bonds20%
- Cash14%
- Other1%
- Annuities1%
How many clients does Cypress Wealth Management have?
Cypress Wealth Management has 12 clients and manages $283 million for them, as of March 2026. They include 6 high-net-worth individuals, 5 charitable organizations and 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does Cypress Wealth Management offer?
Cypress Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Cypress Wealth Management use?
Cypress Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $29.6M and Tristate Capital Bank (Pittsburgh, PA), with $14.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026
How many financial advisors does Cypress Wealth Management have?
Cypress Wealth Management has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cypress Wealth Management invest in?
At the end of its last fiscal year, Cypress Wealth Management’s separately managed accounts held 64% pooled vehicles (private funds and similar), 20% U.S. government and agency bonds, 14% cash and equivalents, 1% exchange-traded equities and 1% other. The 1% other category is described as: Annuities. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cypress Wealth Management?
Cypress Wealth Management is owned through holding companies by Christopher Hughes and John Staab. Its direct owners are Wislim Investments LLC (50% to 75%) and Mawo Capital I LLC (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does Cypress Wealth Management get paid?
Cypress Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Cypress Wealth Management?
Cypress Wealth Management’s main office is at 18w140 Butterfield Road, Suite 1110, Oakbrook Terrace, IL 60181. Its phone number is 331-307-7444. Its website is cypressholdings.com.