Firms by custodian
Registered investment advisers that custody at Wells Fargo Advisors Financial Network
Search the full directory by firm name, city, state, CRD number or custodian.
8 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Crossmark Global Investments | Houston, TX | $8.98B |
| Nicholas | Milwaukee, WI | $6.08B |
| Sigfig Wealth Management | San Francisco, CA | $3.58B |
| Abner Herrman & Brock | Jersey City, NJ | $2.74B |
| CCM Investment Advisers | Columbia, SC | $1.55B |
| Dorsey, Wright & Associates | Richmond, VA | $1.01B |
| Convergence Investment Partners | Palm Beach Gardens, FL | $524M |
| RK Asset Management | $107M |
- Headquarters
- Houston, TX
- Regulatory AUM
- $8.98B
- Headquarters
- Milwaukee, WI
- Regulatory AUM
- $6.08B
- Headquarters
- San Francisco, CA
- Regulatory AUM
- $3.58B
- Headquarters
- Jersey City, NJ
- Regulatory AUM
- $2.74B
- Headquarters
- Columbia, SC
- Regulatory AUM
- $1.55B
- Headquarters
- Richmond, VA
- Regulatory AUM
- $1.01B
- Headquarters
- Palm Beach Gardens, FL
- Regulatory AUM
- $524M
- Headquarters
- Regulatory AUM
- $107M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Wells Fargo Advisors Financial Network here says only what the filing says, and implies nothing about either firm's service.