Firms by custodian
Registered investment advisers that custody at Valley National Bank
Search the full directory by firm name, city, state, CRD number or custodian.
3 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| JV Management | New York, NY | $4.98B |
| CNL Strategic Capital Management | Orlando, FL | $1.54B |
| Innovative Private Wealth Management | Somers, NY | $367M |
- Headquarters
- New York, NY
- Regulatory AUM
- $4.98B
- Headquarters
- Orlando, FL
- Regulatory AUM
- $1.54B
- Headquarters
- Somers, NY
- Regulatory AUM
- $367M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Valley National Bank here says only what the filing says, and implies nothing about either firm's service.