Firms by custodian
Registered investment advisers that custody at UBS Ag
Search the full directory by firm name, city, state, CRD number or custodian.
10 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Caledonia (Private) Investments Pty Limited | Sydney | $5.25B |
| Focused Investors | Los Angeles, CA | $3.29B |
| Avalor Investment AG | Zurich | $2.24B |
| J. Stern & Co. | London | $2.23B |
| Nevastar Finance | London | $1.68B |
| Gladstone Capital Management | London | $1.55B |
| Decagon Asset Management | London | $1.03B |
| Decagon Asset Management (US) | New York, NY | $721M |
| Capeview Capital | London | $668M |
| Eschler Asset Management | London | $588M |
- Headquarters
- Sydney
- Regulatory AUM
- $5.25B
- Headquarters
- Los Angeles, CA
- Regulatory AUM
- $3.29B
- Headquarters
- Zurich
- Regulatory AUM
- $2.24B
- Headquarters
- London
- Regulatory AUM
- $2.23B
- Headquarters
- London
- Regulatory AUM
- $1.68B
- Headquarters
- London
- Regulatory AUM
- $1.55B
- Headquarters
- London
- Regulatory AUM
- $1.03B
- Headquarters
- New York, NY
- Regulatory AUM
- $721M
- Headquarters
- London
- Regulatory AUM
- $668M
- Headquarters
- London
- Regulatory AUM
- $588M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming UBS Ag here says only what the filing says, and implies nothing about either firm's service.