Firms by custodian
Registered investment advisers that custody at Principal Trust
Search the full directory by firm name, city, state, CRD number or custodian.
5 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| CapSouth Partners | Dothan, AL | $1B |
| PrimeTRUST Advisors | Greenville, SC | $422M |
| GSI Capital Advisors | Newport Beach, CA | $182M |
| Focus 401 (K) Group | Addison, TX | $170M |
| Investment Consultants | $123M |
- Headquarters
- Dothan, AL
- Regulatory AUM
- $1B
- Headquarters
- Greenville, SC
- Regulatory AUM
- $422M
- Headquarters
- Newport Beach, CA
- Regulatory AUM
- $182M
- Headquarters
- Addison, TX
- Regulatory AUM
- $170M
- Headquarters
- Regulatory AUM
- $123M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Principal Trust here says only what the filing says, and implies nothing about either firm's service.