Firms by custodian
Registered investment advisers that custody at Northern Trust Investments
Search the full directory by firm name, city, state, CRD number or custodian.
3 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Deerpath Capital Management | Fort Lauderdale, FL | $9.03B |
| Rice Hall James & Associates | San Diego, CA | $1.74B |
| Newport Capital Group | Red Bank, NJ | $1.28B |
- Headquarters
- Fort Lauderdale, FL
- Regulatory AUM
- $9.03B
- Headquarters
- San Diego, CA
- Regulatory AUM
- $1.74B
- Headquarters
- Red Bank, NJ
- Regulatory AUM
- $1.28B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Northern Trust Investments here says only what the filing says, and implies nothing about either firm's service.