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Firms by custodian

Registered investment advisers that custody at John Hancock Life Insurance Company (U.S.A.) and John Hancock Li

One SEC-registered adviser reports John Hancock Life Insurance Company (U.S.A.) and John Hancock Li as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

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1 firm listed

Urban Wealth Management Group
Headquarters
Regulatory AUM
$213M

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming John Hancock Life Insurance Company (U.S.A.) and John Hancock Li here says only what the filing says, and implies nothing about either firm's service.