Firms by custodian
Registered investment advisers that custody at FNZ Trust
Search the full directory by firm name, city, state, CRD number or custodian.
7 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Charles Pratt & Company | New York, NY | $916M |
| Essex Investment Management | Boston, MA | $713M |
| Excalibur Management | Waltham, MA | $712M |
| AIS Capital Management | Wilton, CT | $358M |
| Kestrel Investment Management | San Mateo, CA | $180M |
| Karani Asset Management | New York, NY | $151M |
| Delphi Management | $117M |
- Headquarters
- New York, NY
- Regulatory AUM
- $916M
- Headquarters
- Boston, MA
- Regulatory AUM
- $713M
- Headquarters
- Waltham, MA
- Regulatory AUM
- $712M
- Headquarters
- Wilton, CT
- Regulatory AUM
- $358M
- Headquarters
- San Mateo, CA
- Regulatory AUM
- $180M
- Headquarters
- New York, NY
- Regulatory AUM
- $151M
- Headquarters
- Regulatory AUM
- $117M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming FNZ Trust here says only what the filing says, and implies nothing about either firm's service.