Firms by custodian
Registered investment advisers that custody at First Trust Portfolios
Search the full directory by firm name, city, state, CRD number or custodian.
2 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Destiny Wealth Partners | Tavares, FL | $947M |
| Destiny Family Office | Tavares, FL | $605M |
- Headquarters
- Tavares, FL
- Regulatory AUM
- $947M
- Headquarters
- Tavares, FL
- Regulatory AUM
- $605M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming First Trust Portfolios here says only what the filing says, and implies nothing about either firm's service.