Firms by custodian
Registered investment advisers that custody at BNP Paribas Securities
Search the full directory by firm name, city, state, CRD number or custodian.
4 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Aequim Alternative Investments | Mill Valley, CA | $8.25B |
| BVF Partners | San Francisco, CA | $6.11B |
| Compass Group | New York, NY | $1.65B |
| Sio Capital Management | New York, NY | $1.29B |
- Headquarters
- Mill Valley, CA
- Regulatory AUM
- $8.25B
- Headquarters
- San Francisco, CA
- Regulatory AUM
- $6.11B
- Headquarters
- New York, NY
- Regulatory AUM
- $1.65B
- Headquarters
- New York, NY
- Regulatory AUM
- $1.29B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming BNP Paribas Securities here says only what the filing says, and implies nothing about either firm's service.