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Firms by custodian

Registered investment advisers that custody at Axos Invest

2 SEC-registered advisers report Axos Invest as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

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2 firms listed

Capital Asset Advisory Services
Headquarters
Williamston, MI
Regulatory AUM
$4.64B
Storehouse Financial
Headquarters
Fort Worth, TX
Regulatory AUM
$240M

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Axos Invest here says only what the filing says, and implies nothing about either firm's service.