Corrado Advisors provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and retirement plan services. Financial planning was provided to 1–10 clients last fiscal year.
Corrado Advisors reports 342 clients. They include 257 individual clients, 80 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 95.9% ($242M across 749 accounts) are managed with discretion; $10.4M across 33 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 28% |
| High-net-worth individuals | 23% | 68% |
| Pension and profit-sharing plans | 1% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 257 | $71.9M | 28.4% | $280K |
| High-net-worth individuals | 80 | $172M | 67.9% | $2.15M |
| Pension and profit-sharing plans | 5 | $9.2M | 3.6% | $1.84M |
| Total | 342 | $253M | 100% | $739K |
- Clients
- 257
- Regulatory AUM
- $71.9M
- AUM share
- 28.4%
- Avg. per client
- $280K
- Clients
- 80
- Regulatory AUM
- $172M
- AUM share
- 67.9%
- Avg. per client
- $2.15M
- Clients
- 5
- Regulatory AUM
- $9.2M
- AUM share
- 3.6%
- Avg. per client
- $1.84M
Total
- Clients
- 342
- Regulatory AUM
- $253M
- AUM share
- 100%
- Avg. per client
- $739K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Corrado Advisors charges up to 1.50% a year for its Investment advisory services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting (stand-alone)
- Stand-alone financial planning and consulting fees are negotiable, but generally range from $200 to $400 on an hourly rate basis.
Mark Corrado owns 50% to 75% of Corrado Advisors. The leadership team of Corrado Advisors includes Chief Compliance Officer Bennett Weiner. It has 9 employees, 5 of them in advisory roles.
Leadership
- Bennett WeinerChief Compliance Officer
- Lisa BalsamoMember
- Nicholas CorradoMember
- Mark CorradoManaging Member
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Lisa A. Balsamo
- Mark Anthony Corrado
- Cristhian Alexander Perez
- Daniel Paul Rosaschi
- Jeffrey Allen Silver
- Barry Strobel
Staff
- 9 employees
- 5 in advisory functions
- 6 state-registered reps
- 1 insurance agent
- 2 soliciting firms
- Owns 50% to 75% of Corrado Advisors, LLC
Mark Corrado
Control person · since September 1997
- Owns 25% to 50% of Corrado Advisors, LLC
Lisa Balsamo
Control person · since July 2018
- Owns 10% to 25% of Corrado Advisors, LLC
Nicholas Corrado
since September 1997
Corrado Advisors’ regulatory assets grew from $200M (May 2021) to $253M (March 2026); clients were 342 in both filings and employees fell from 11 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $253M | 342 | 9 | 4 |
| June 2025 | $202M | 313 | 9 | 4 |
| March 2024 | $197M | 354 | 10 | 2 |
| April 2023 | $184M | 377 | 15 | 2 |
| March 2022 | $220M | 367 | 15 | 2 |
| May 2021 | $200M | 327 | 11 | 3 |
Besides its headquarters, Corrado Advisors has 3 offices (3 private residences, listed without an address), with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 48 South Franklin Turnpike, Suite 300, RamseyHQ
Contact and registration details
- Legal name
- Corrado Advisors, LLC
- Headquarters
- 48 South Franklin Turnpike, Suite 300, Ramsey, NJ 07446-2558
- Website
- Not reported
- Phone
- 201-661-6600
- @corrado-financial-group
- SEC file
- 801-56980
- Founded
- 1997
- Structure
- New York LLC
- Fiscal year end
- December
Corrado Advisors uses Charles Schwab ($253M) as custodian for its separately managed accounts. Corrado Advisors has custody of $39.1M in client assets for 78 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $253M100%
At year end, Corrado Advisors’ separately managed accounts were mostly in funds (69%) and stocks (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $217M across 120 positions; the largest are Alphabet Inc. (2.8%), Select Sector SPDR TR (2.8%) and iShares TR (2.2%).
What the accounts hold
- Stocks19%
- Funds69%
- Registered funds66%
- Pooled vehicles3%
- Bonds5%
- Cash7%
Reported 13F holdings
- $217M
- Reported 13F value
- 120
- Positions
- 20.9%
- In the 10 largest
- +13.3%
- Value vs. prior quarter
- Alphabet Inc. · Cap Stk CL A2.8%
- Select Sector SPDR TR · ST Str Techn ETF2.8%
- iShares TR · iShares Semicdtr2.2%
- Innovator ETFS Trust · US EQT Pwr Buf2.0%
- Innovator ETFS Trust · Emrgng Mkt April2.0%
- Innovator ETFS Trust · US Eqty Pwr Buf1.9%
- Intel Corp.1.9%
- Innovator ETFS Trust · Emrgng Mkt July1.9%
- Blackrock ETF Trust · Isha Syst AL ETF1.7%
- iShares TR · Gbl Comm Svc ETF1.7%
Together, the ten largest are 20.9% of reported value.
How many clients does Corrado Advisors have?
Corrado Advisors has 342 clients and manages $253 million for them, as of March 2026. They include 257 individual clients, 80 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Corrado Advisors offer?
Corrado Advisors provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Corrado Advisors charge?
Corrado Advisors charges up to 1.50% a year for its Investment advisory services. The fee is billed in arrears and is negotiable.
Source: ADV PART 2A, filed 23 March 2026
Which custodians does Corrado Advisors use?
Corrado Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $253M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Corrado Advisors have?
Corrado Advisors has 6 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Corrado Advisors invest in?
At the end of its last fiscal year, Corrado Advisors’ separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 19% exchange-traded equities, 7% cash and equivalents, 5% U.S. government and agency bonds and 3% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Corrado Advisors?
Corrado Advisors’ direct owners are Mark Corrado (50% to 75%), Nicholas Corrado (10% to 25%) and Lisa Balsamo (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Corrado Advisors get paid?
Corrado Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Corrado Advisors registered with the SEC?
Yes, Corrado Advisors has been registered with the SEC as an investment adviser since 15 November 1999. Its CRD number is 111721 and its SEC file number is 801-56980.
Source: Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record
How do I contact Corrado Advisors?
Corrado Advisors’ main office is at 48 South Franklin Turnpike, Suite 300, Ramsey, NJ 07446-2558. Its phone number is 201-661-6600.