Connors Investor Services provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers. The firm advises 9 private funds.
Connors Investor Services reports 662 clients. They include 367 high-net-worth individuals, 224 individual clients and 28 charitable organizations. Of its assets, 100.0% ($1.28B across 662 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $441M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 34% | 7% |
| High-net-worth individuals | 55% | 61% |
| Investment companies | <1% | 4% |
| Pooled investment vehicles | 1% | 9% |
| Pension and profit-sharing plans | 2% | 2% |
| Other client typesCharitable organizations; State or municipal government entities; Corporations and other businesses | 8% | 17% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 224 | $89M | 6.9% | $397K |
| High-net-worth individuals | 367 | $777M | 60.7% | $2.12M |
| Investment companies | 1 | $57.2M | 4.5% | $57.2M |
| Pooled investment vehicles | 7 | $116M | 9.1% | $16.6M |
| Pension and profit-sharing plans | 10 | $21.8M | 1.7% | $2.18M |
| Charitable organizations | 28 | $132M | 10.3% | $4.7M |
| State or municipal government entities | 11 | $52.2M | 4.1% | $4.74M |
| Corporations and other businesses | 14 | $35.8M | 2.8% | $2.56M |
| Total | 662 | $1.28B | 100% | $1.94M |
- Clients
- 224
- Regulatory AUM
- $89M
- AUM share
- 6.9%
- Avg. per client
- $397K
- Clients
- 367
- Regulatory AUM
- $777M
- AUM share
- 60.7%
- Avg. per client
- $2.12M
- Clients
- 1
- Regulatory AUM
- $57.2M
- AUM share
- 4.5%
- Avg. per client
- $57.2M
- Clients
- 7
- Regulatory AUM
- $116M
- AUM share
- 9.1%
- Avg. per client
- $16.6M
- Clients
- 10
- Regulatory AUM
- $21.8M
- AUM share
- 1.7%
- Avg. per client
- $2.18M
- Clients
- 28
- Regulatory AUM
- $132M
- AUM share
- 10.3%
- Avg. per client
- $4.7M
- Clients
- 11
- Regulatory AUM
- $52.2M
- AUM share
- 4.1%
- Avg. per client
- $4.74M
- Clients
- 14
- Regulatory AUM
- $35.8M
- AUM share
- 2.8%
- Avg. per client
- $2.56M
Total
- Clients
- 662
- Regulatory AUM
- $1.28B
- AUM share
- 100%
- Avg. per client
- $1.94M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 9
Connors Investor Services charges 0.25%–1.25% a year for its Investment management services. The fee is billed in advance.
Fee details and sources
Peter Connors owns 50% to 75% of Connors Investor Services. The leadership team of Connors Investor Services includes President Robert Cagliola and Chief Compliance Officer Debora Covell. It has 10 employees.
Leadership
- Robert CagliolaVice President
- Peter ConnorsPresident, Director, Treasurer, Trustee
- Debora CovellVice President/Chief Compliance Officer
- Robert HahnVice President
- Ryan McCallumVice President
- Brian McCoyVice President
- Thomas PlattVice President
- Steven PottiegerVice President
- Steven SilvermanSenior Vice President
- Kevin CrawfordDirector
- Jan DagenhartTrustee
- Russell FullerDirector
- Robert LeaymanShareholder
- Marlin MillerDirector
- Joni NaugleDirector
- Paul OxholmDirector
- Ronald SeherShareholder
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
- Robert John Cagliola
- Benjamin Robert Connors
- Peter James Connors
- Debora M Covell
- Robert W Hahn
- Ryan F McCallum
- Brian Gary McCoy
- Thomas Raymond Platt
- Steven Earl Pottieger
- Steven Silverman
Staff
- 10 employees
- 10 in advisory functions
- 10 state-registered reps
- Owns 50% to 75% of Connors Investor Services Inc
Peter Connors
Control person · since April 2001
- Owns 10% to 25% of Connors Investor Services Inc
Marlin Miller
Control person · since November 1969
- Owns 5% to 10% of Connors Investor Services Inc
Ronald Seher
since April 2001
Connors Investor Services’ regulatory assets grew from $980M (May 2021) to $1.28B (September 2026); clients rose from 548 to 662 and employees were 10 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $1.28B | 662 | 10 | 1 |
| March 2025 | $1.2B | 626 | 9 | 1 |
| January 2024 | $1.05B | 613 | 9 | 1 |
| July 2023 | $968M | 602 | 9 | 1 |
| April 2022 | $1.2B | 583 | 10 | 1 |
| May 2021 | $980M | 548 | 10 | 1 |
Besides its headquarters, Connors Investor Services has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 1210 Broadcasting Road, Suite 200, WyomissingHQ
Contact and registration details
- Legal name
- Connors Investor Services Inc
- Headquarters
- 1210 Broadcasting Road, Suite 200, Wyomissing, PA 19610-3213
- Website
- Not reported
- Phone
- 610-376-7418
- @connors-investor-services-inc.
- SEC file
- 801-6211
- Structure
- Delaware corporation
- Fiscal year end
- December
Connors Investor Services uses Charles Schwab ($780M, 71%) and Morgan Stanley ($313M, 29%) as custodians for its separately managed accounts. Connors Investor Services has custody of $126M in client assets for 44 clients.
- Morgan StanleyMorgan Stanley Smith Barney LLC · Purchase, NY · $313M29%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $780M71%
At year end, Connors Investor Services’ separately managed accounts were mostly in stocks (75%) and bonds (11%). Its reported 13F holdings for the quarter ended 31 March 2026 total $1.08B across 149 positions; the largest are Palantir Technologies (7.4%), Apple (4.6%) and SPDR S & P 500 Index (3.8%).
What the accounts hold
- Stocks75%
- Funds1%
- Bonds11%
- Investment grade corporate bonds9%
- State and local bonds2%
- Cash5%
- Other8%
- Derivatives8%
Reported 13F holdings
- $1.08B
- Reported 13F value
- 149
- Positions
- 33.1%
- In the 10 largest
- —
- Value vs. prior quarter
- Palantir Technologies7.4%
- Apple4.6%
- SPDR S & P 500 Index3.8%
- Nvidia3.1%
- Microsoft2.9%
- Alphabet Class A2.8%
- Amazoncom2.7%
- Williams Companies2.0%
- JPMORGAN Chase2.0%
- Pepsico1.9%
Together, the ten largest are 33.1% of reported value.
How many clients does Connors Investor Services have?
Connors Investor Services has 662 clients and manages $1.28 billion for them, as of September 2026. They include 367 high-net-worth individuals, 224 individual clients and 28 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 September 2026
What services does Connors Investor Services offer?
Connors Investor Services provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Connors Investor Services charge?
Connors Investor Services charges 0.25%–1.25% a year for its Investment management services. The fee is billed in advance.
Source: ADV PART 2A, filed 31 March 2026
Which custodians does Connors Investor Services use?
Connors Investor Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $780M and Morgan Stanley Smith Barney LLC (Purchase, NY), with $313M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 September 2026
How many financial advisors does Connors Investor Services have?
Connors Investor Services has 10 investment adviser representatives registered with state securities authorities, out of 10 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Connors Investor Services invest in?
At the end of its last fiscal year, Connors Investor Services’ separately managed accounts held 75% exchange-traded equities, 9% investment grade corporate bonds, 8% derivatives, 5% cash and equivalents, 2% state and local bonds and 1% registered funds (mutual funds, ETFs, BDCs). It advises 9 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Connors Investor Services?
Connors Investor Services’ direct owners are Marlin Miller (10% to 25%), Ronald Seher (5% to 10%) and Peter Connors (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 9 September 2026
How does Connors Investor Services get paid?
Connors Investor Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Connors Investor Services?
Connors Investor Services’ main office is at 1210 Broadcasting Road, Suite 200, Wyomissing, PA 19610-3213. Its phone number is 610-376-7418.