Compass Advisory Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Compass Advisory Group reports 528 clients. They include 240 individual clients, 161 pension and profit-sharing plans, and 121 high-net-worth individuals. Of its assets, 66.0% ($506M across 1,037 accounts) are managed with discretion; $261M across 115 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 45% | 16% |
| High-net-worth individuals | 23% | 39% |
| Pension and profit-sharing plans | 30% | 44% |
| Corporations and other businesses | 1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 240 | $120M | 15.7% | $501K |
| High-net-worth individuals | 121 | $300M | 39.2% | $2.48M |
| Pension and profit-sharing plans | 161 | $338M | 44.0% | $2.1M |
| Corporations and other businesses | 6 | $9.25M | 1.2% | $1.54M |
| Total | 528 | $767M | 100% | $1.45M |
- Clients
- 240
- Regulatory AUM
- $120M
- AUM share
- 15.7%
- Avg. per client
- $501K
- Clients
- 121
- Regulatory AUM
- $300M
- AUM share
- 39.2%
- Avg. per client
- $2.48M
- Clients
- 161
- Regulatory AUM
- $338M
- AUM share
- 44.0%
- Avg. per client
- $2.1M
- Clients
- 6
- Regulatory AUM
- $9.25M
- AUM share
- 1.2%
- Avg. per client
- $1.54M
Total
- Clients
- 528
- Regulatory AUM
- $767M
- AUM share
- 100%
- Avg. per client
- $1.45M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Compass Advisory Group charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is billed hourly at $200 to $350 an hour, or as a fixed fee of $1,500 to $15,000 per engagement.
Michael Cuneo owns 50% to 75% of Compass Advisory Group. The leadership team of Compass Advisory Group includes Chief Investment Officer Jeffrey Myers and Chief Compliance Officer Lauren King. It has 7 employees, 5 of them in advisory roles.
Staff
- 7 employees
- 5 in advisory functions
- 5 state-registered reps
- 2 broker-dealer reps
- 3 insurance agents
- Owns 50% to 75% of Compass Advisory Group LLC
Michael Cuneo
Control person · since April 2017
- Owns 50% to 75% of Compass Advisory Group LLC
Lauren King
Control person · since April 2017
Compass Advisory Group’s regulatory assets grew 2.6× from $294M (July 2021) to $767M (September 2026); clients rose from 386 to 528 and employees from 6 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $767M | 528 | 7 | 2 |
| May 2025May 2025 | $644M | 474 | 6 | 2 |
| Apr 2024April 2024 | $517M | 459 | 7 | 1 |
| Feb 2023February 2023 | $392M | 407 | 6 | 1 |
| Jul 2022July 2022 | $363M | 313 | 6 | 1 |
| Jul 2021July 2021 | $294M | 386 | 6 | 1 |
Besides its headquarters, Compass Advisory Group has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
New York · 1 listed address
- 155 Pinelawn Road, Suite 210 N, MelvilleHQ
Contact and registration details
- Legal name
- Compass Advisory Group LLC
- Headquarters
- 155 Pinelawn Road, Suite 210 N, Melville, NY 11747
- Website
- Not reported
- Phone
- 516-938-2400
- @compassadvisors
- SEC file
- 801-110409
- Structure
- Delaware LLC
- Fiscal year end
- December
Compass Advisory Group’s named custodian for separately managed accounts is Charles Schwab ($510M). Compass Advisory Group has custody of $326M for 194 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $510M100%
At year end, Compass Advisory Group’s separately managed accounts were mostly in stocks (52%) and funds (44%). Its reported 13F holdings for the quarter ended 30 June 2026 total $421M across 89 positions; the largest are Innovator ETFS Trust (7.7%), Vanguard Intl Equity Index F (7.6%) and Innovator ETFS Trust (7.4%).
What the accounts hold
- Stocks52%
- Funds44%
- Cash4%
How many clients does Compass Advisory Group have?
Compass Advisory Group has 528 clients and manages $767 million for them, as of September 2026. They include 240 individual clients, 161 pension and profit-sharing plans, and 121 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026
What services does Compass Advisory Group offer?
Compass Advisory Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Compass Advisory Group charge?
Compass Advisory Group charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: COMPASS ADVISORS DISCLOSURE BROCHURE AND PRIVACY POLICY, filed 19 February 2026
Which custodians does Compass Advisory Group use?
Compass Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $510M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026
How many financial advisors does Compass Advisory Group have?
Compass Advisory Group has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Compass Advisory Group invest in?
At the end of its last fiscal year, Compass Advisory Group’s separately managed accounts held 52% exchange-traded equities, 44% registered funds (mutual funds, ETFs, BDCs) and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Compass Advisory Group?
Compass Advisory Group’s direct owners are Michael Cuneo (50% to 75%) and Lauren King (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 September 2026
How does Compass Advisory Group get paid?
Compass Advisory Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Compass Advisory Group?
Compass Advisory Group’s main office is at 155 Pinelawn Road, Suite 210 N, Melville, NY 11747. Its phone number is 516-938-2400.