Checchi Capital Advisers provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Checchi Capital Advisers reports 241 clients. They include 234 high-net-worth individuals and 7 charitable organizations. Of its assets, 96.4% ($2.5B across 1,026 accounts) are managed with discretion; $93.3M across 143 accounts are not. Of its clients, 1% are outside the U.S. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | <1% |
| High-net-worth individuals | 97% | 62% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | 3% | 5% |
| Other investment advisers | Fewer than 5 | 7% |
| Other client typesInsurance companies; Corporations and other businesses; Other | Not reported | 26% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $21.4K | 0.0% | — |
| High-net-worth individuals | 234 | $1.61B | 62.1% | $6.89M |
| Pension and profit-sharing plans | Fewer than 5 | $2 | 0.0% | — |
| Charitable organizations | 7 | $117M | 4.5% | $16.7M |
| Other investment advisers | Fewer than 5 | $192M | 7.4% | — |
| Insurance companies | Fewer than 5 | $610M | 23.5% | — |
| Corporations and other businesses | Fewer than 5 | $49.4M | 1.9% | — |
| Other | Fewer than 5 | $14.2M | 0.5% | — |
| Total | 241 | $2.59B | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $21.4K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 234
- Regulatory AUM
- $1.61B
- AUM share
- 62.1%
- Avg. per client
- $6.89M
- Clients
- Fewer than 5
- Regulatory AUM
- $2
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 7
- Regulatory AUM
- $117M
- AUM share
- 4.5%
- Avg. per client
- $16.7M
- Clients
- Fewer than 5
- Regulatory AUM
- $192M
- AUM share
- 7.4%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $610M
- AUM share
- 23.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $49.4M
- AUM share
- 1.9%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $14.2M
- AUM share
- 0.5%
- Avg. per client
- —
Total
- Clients
- 241
- Regulatory AUM
- $2.59B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Checchi Capital Advisers charges 0.70%–0.90% a year for its Separately Managed Accounts. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and requires an account of at least $5,000,000.
| Asset band | Annual rate |
|---|---|
| $0–$50M | 0.90% |
| $50M and above | 0.70% |
Fee details and sources
Loeb Capital West, LLC owns 25% to 50% of Checchi Capital Advisers and is in turn owned by Adam Checchi (75% or more). The leadership team of Checchi Capital Advisers includes Chief Operating Officer Haiyang Zhang and Chief Compliance Officer Delia Mupita. It has 29 employees, 9 of them in advisory roles.
Leadership
- Haiyang ZhangChief Operating Officer
- Delia MupitaChief Compliance Officer
- Adam ChecchiManaging Member
- Kathryn ChecchiPrincipal
- Samuel PfisterPartner
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
- Adam Dean Checchi
- Gerron O'Bryan Duhon
- Charles Peter Hastings
- Kevin Michael Kiely
- Luca Pasquini
- Kim Maresh Petersen
- Anne Slevin
- Haiyang Zhang
Staff
- 29 employees
- 9 in advisory functions
- 8 state-registered reps
- Owns 25% to 50% of Checchi Capital Advisers, LLC
Loeb Capital West, LLC
Control person · since February 2007
- Owns 75% or more of Loeb Capital West, LLC
Adam Checchi
Control person · since February 2007
- Owns 10% to 25% of Checchi Capital Advisers, LLC
Canal Capital Partners, LLC
since February 2007
Kate Checchi Fishbach 2015 Trust
Trustee · Control person · since February 2015
Kristin Page Checchi Living Trust
Trustee · Control person · since December 2010
- Owns 10% to 25% of Checchi Capital Advisers, LLC
Samuel Pfister
Control person · since January 2014
- Owns 10% to 25% of Checchi Capital Advisers, LLC
Kathryn Checchi Irrevocable Gift Trust No. 1
since September 2016
Kathryn Checchi
Trustee · Control person · since September 2016
- Owns 5% to 10% of Checchi Capital Advisers, LLC
Kathryn Checchi Irrevocable Gift Trust No. 2
since September 2016
Checchi Capital Advisers’ regulatory assets grew 2.2× from $1.16B (March 2021) to $2.59B (September 2026); clients rose from 185 to 241 and employees from 16 to 29.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $2.59B | 241 | 29 | 2 |
| May 2025 | $2.31B | 189 | 26 | 2 |
| April 2024 | $1.9B | 222 | 25 | 1 |
| March 2023 | $1.49B | 212 | 24 | 1 |
| March 2022 | $1.49B | 207 | 20 | 1 |
| March 2021 | $1.16B | 185 | 16 | 1 |
Besides its headquarters, Checchi Capital Advisers has 1 office, with 2 listed addresses in California and Texas.
California · 1 listed address
- 9720 Wilshire BLVD, Suite 400, Beverly HillsHQ
Texas · 1 listed address
- 3737 Buffalo Speedway, Houston
Contact and registration details
- Legal name
- Checchi Capital Advisers, LLC
- Headquarters
- 9720 Wilshire BLVD, Suite 400, Beverly Hills, CA 90212
- Website
- checchicapital.com
- Phone
- 310-432-0010
- @checchi-capital-advisers
- SEC file
- 801-67727
- Structure
- Delaware LLC
- Fiscal year end
- December
Checchi Capital Advisers uses Charles Schwab ($1.71B, 79%) and Comerica Bank and Trust, National Association ($462M, 21%) as custodians for its separately managed accounts. Checchi Capital Advisers does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.71B79%
- Comerica Bank and Trust, National AssociationComerica Bank and Trust, National Association · Dallas, TX · $462M21%
At year end, Checchi Capital Advisers’ separately managed accounts were largely in stocks (29%) and funds (29%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.22B across 609 positions; the largest are Invesco Qqq TR (put option) (10.4%), State Str SPDR S&P 500 ETF T (call option) (9.9%) and State Str SPDR S&P 500 ETF T (put option) (7.5%).
What the accounts hold
- Stocks29%
- Funds29%
- Bonds18%
- U.S. government and agency bonds16%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash19%
- Other1%
- "other" securities include securities held in client accounts but which are not part of cca's normal investing universe. in a small number of instances it also includes securities not currently classified by cca's portfolio accounting system. (e.g. digital assets)1%
Filed values cover 96%. The neutral 4% gap has no reported category.
Reported 13F holdings
- $2.22B
- Reported 13F value
- 609
- Positions
- 40.3%
- In the 10 largest
- +12.2%
- Value vs. prior quarter
- Invesco Qqq TR · Unit Ser 1Put10.4%
- State Str SPDR S&P 500 ETF T · TR UnitCall9.9%
- State Str SPDR S&P 500 ETF T · TR UnitPut7.5%
- Vanguard Index Fds · Growth ETF2.8%
- Apple Inc.2.0%
- iShares TR · MSCI Emg Mkt ETF1.7%
- Nvidia Corporation1.7%
- iShares Gold TR · iShares New1.5%
- SPDR Series Trust · ST Intl Bbg ETF1.4%
- SPDR Series Trust · ST Bloo High ETF1.3%
Together, the ten largest are 40.3% of reported value.
How many clients does Checchi Capital Advisers have?
Checchi Capital Advisers has 241 clients and manages $2.59 billion for them, as of September 2026. They include 234 high-net-worth individuals and 7 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026
What services does Checchi Capital Advisers offer?
Checchi Capital Advisers provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Checchi Capital Advisers charge?
Checchi Capital Advisers charges 0.70%–0.90% a year for its Separately Managed Accounts. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and requires an account of at least $5,000,000.
Which custodians does Checchi Capital Advisers use?
Checchi Capital Advisers’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.71B and Comerica Bank and Trust, National Association (Dallas, TX), with $462M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 September 2026
How many financial advisors does Checchi Capital Advisers have?
Checchi Capital Advisers has 8 investment adviser representatives registered with state securities authorities, out of 29 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Checchi Capital Advisers invest in?
At the end of its last fiscal year, Checchi Capital Advisers’ separately managed accounts held 29% exchange-traded equities, 29% registered funds (mutual funds, ETFs, BDCs), 19% cash and equivalents, 16% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: "Other" Securities Include Securities Held in Client Accounts But Which Are Not Part of Cca'S Normal Investing Universe. in A Small Number of Instances It Also Includes Securities Not Currently Classified by Cca'S Portfolio Accounting System. (E.g. Digital Assets).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Checchi Capital Advisers have a minimum investment?
Yes, Checchi Capital Advisers’ minimum account size for its Separately Managed Accounts is $5M.
Who owns Checchi Capital Advisers?
Checchi Capital Advisers is owned through a trust and holding companies by Adam Checchi. Its direct owners are Loeb Capital West, LLC, Canal Capital Partners, LLC, Samuel Pfister, Kathryn Checchi Irrevocable Gift Trust No. 1 and Kathryn Checchi Irrevocable Gift Trust No. 2, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 16 September 2026
How does Checchi Capital Advisers get paid?
Checchi Capital Advisers is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Checchi Capital Advisers registered with the SEC?
Yes, Checchi Capital Advisers has been registered with the SEC as an investment adviser since 17 April 2007. Its CRD number is 143478 and its SEC file number is 801-67727.
Source: Form ADV Part 1A, Item 1, filed 16 September 2026; IAPD firm record
How do I contact Checchi Capital Advisers?
Checchi Capital Advisers’ main office is at 9720 Wilshire BLVD, Suite 400, Beverly Hills, CA 90212. Its phone number is 310-432-0010. Its website is checchicapital.com.