Certuity provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year. The firm advises 27 private funds.
Certuity reports 520 clients. They include 413 high-net-worth individuals, 51 individual clients, and 30 pension and profit-sharing plans. Of its assets, 68.0% ($2.24B across 1,523 accounts) are managed with discretion; $1.06B across 305 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 10% | <1% |
| High-net-worth individuals | 79% | 72% |
| Pooled investment vehicles | 5% | 24% |
| Pension and profit-sharing plans | 6% | <1% |
| Corporations and other businesses | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 51 | $32.9M | 1.0% | $646K |
| High-net-worth individuals | 413 | $2.39B | 72.4% | $5.79M |
| Pooled investment vehicles | 26 | $781M | 23.6% | $30M |
| Pension and profit-sharing plans | 30 | $24.9M | 0.8% | $829K |
| Corporations and other businesses | Fewer than 5 | $73.8M | 2.2% | — |
| Total | 520 | $3.3B | 100% | — |
- Clients
- 51
- Regulatory AUM
- $32.9M
- AUM share
- 1.0%
- Avg. per client
- $646K
- Clients
- 413
- Regulatory AUM
- $2.39B
- AUM share
- 72.4%
- Avg. per client
- $5.79M
- Clients
- 26
- Regulatory AUM
- $781M
- AUM share
- 23.6%
- Avg. per client
- $30M
- Clients
- 30
- Regulatory AUM
- $24.9M
- AUM share
- 0.8%
- Avg. per client
- $829K
- Clients
- Fewer than 5
- Regulatory AUM
- $73.8M
- AUM share
- 2.2%
- Avg. per client
- —
Total
- Clients
- 520
- Regulatory AUM
- $3.3B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 27
- Financial planning clients last fiscal year
- 101–250
Certuity charges 0.30%–1.50% a year for its Standard asset-based fee. The fee is billed in advance. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- General financial planning for individual clients is charged as a fixed fee, hourly, or a percentage of assets, typically payable in advance.
- Reporting services
- Reporting services are charged by reference to the value of reported assets, the advisor selected and the services rendered.
Certuity Holdings, LLC owns 75% or more of Certuity and is in turn owned by 1764 Capital, LLC (25–50%). The leadership team of Certuity includes Chief Operating Officer Leonidas Mecham and Chief Compliance Officer Paul Felsch. It has 35 employees, 15 of them in advisory roles.
Leadership
- Leonidas MechamChief Operating Officer
- Paul FelschChief Compliance Officer & Counsel
- Mark UdisPartner
Investment adviser representatives
24 representatives listed in the SEC register as of 9 October 2026.
- Garrett Mitchell Alton
- Paul Donald Blatz
- Gannon Mitchell Brown
- Jayson James Brown
- Rory Alan Brown Jr
- Giuliano Augusto Celle
- Michelle Lynn Cooper
- Amanda Kathleen Courtney
- Manuel Cukaj
- Cameron Victor Doty
- Mariia Eroshin
- Constantine Stephen Hatzivassiliou
- Cristian Lopez
- Gregory Marino
- Michael Dent Nunnally
- Brian E. O'Neil
- Harrison Mathieu Page
- Mark Purcell
- Chloe Huang Sandler
- Mark Howard Udis
- Jackson Ulvila
- Scott David Welch
- Holly Marie Workman
- Anna Yu
Staff
- 35 employees
- 15 in advisory functions
- 21 state-registered reps
- 1 insurance agent
- 2 soliciting firms
- Owns 75% or more of Certuity, LLC
Certuity Holdings, LLC
Control person · since January 2023
- Owns 25% to 50% of Certuity Holdings, LLC
1764 Capital, LLC
Control person · since June 2012
Certuity’s regulatory assets fell from $3.92B (July 2021) to $3.3B (April 2026); clients rose from 362 to 520 and employees from 32 to 35.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $3.3B | 520 | 35 | 12 |
| July 2025 | $3.1B | 489 | 30 | 10 |
| July 2024 | $3.96B | 576 | 41 | 10 |
| July 2023 | $3.64B | 455 | 32 | 7 |
| July 2022 | $4.5B | 449 | 35 | 4 |
| July 2021 | $3.92B | 362 | 32 | 4 |
Besides its headquarters, Certuity has 11 offices (6 private residences, listed without an address), with 6 listed addresses across 5 states.
California · 2 listed addresses
- 800 W El Camino Real, Mountain View
- 820 Manhattan Ave, Manhattan Beach
Florida · 1 listed address
- 1295 US Highway One, Third Floor, North Palm BeachHQ
Georgia · 1 listed address
- 905 Bernina Avenue Ne, Atlanta
New York · 1 listed address
- 250 Park Ave, New York
Tennessee · 1 listed address
- 10 Burton Hills BLVD, Nashville
Other business names
Certuity has reported 4 other business names to the SEC.
- Alts Plus
- Alts+
- Altsplus
- Camden Capital
Contact and registration details
- Legal name
- Certuity, LLC
- Headquarters
- 1295 US Highway One, Third Floor, North Palm Beach, FL 33408
- Website
- certuity.com
- Phone
- 561-693-3255
- @certuity
- SEC file
- 801-62580
- Structure
- Delaware LLC
- Fiscal year end
- December
Certuity uses Charles Schwab ($1.16B) as custodian for its separately managed accounts. Certuity has custody of $1.02B in client assets for 189 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.16B100%
At year end, Certuity’s separately managed accounts were largely in stocks (49%) and funds (32%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.03B across 674 positions; the largest are Micron Technology Inc. (15.3%), Citigroup Inc. Com New (5.8%) and Apple Inc. (4.3%).
What the accounts hold
- Stocks49%
- Exchange-traded equities44%
- Non-exchange-traded equities5%
- Funds32%
- Registered funds17%
- Pooled vehicles15%
- Bonds11%
- U.S. government and agency bonds7%
- State and local bonds4%
- Cash3%
- Other5%
- Real estate, annuities, deferred compensation plans, cash balance plans5%
Reported 13F holdings
- $2.03B
- Reported 13F value
- 674
- Positions
- 45.3%
- In the 10 largest
- +33.1%
- Value vs. prior quarter
- Micron Technology Inc.15.3%
- Citigroup Inc. Com New5.8%
- Apple Inc.4.3%
- Vanguard S&P 500 ETFETF3.8%
- General Electric CO3.4%
- Onemain Hldgs Inc.2.8%
- iShares Core S&P 500 ETFETF2.7%
- Nvidia Corp.2.7%
- Intel Corp.2.3%
- Morgan Stanley Com New2.1%
Together, the ten largest are 45.3% of reported value.
How many clients does Certuity have?
Certuity has 520 clients and manages $3.3 billion for them, as of April 2026. They include 413 high-net-worth individuals, 51 individual clients, and 30 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026
What services does Certuity offer?
Certuity provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Certuity charge?
Certuity charges 0.30%–1.50% a year for its Standard asset-based fee. The fee is billed in advance.
Which custodians does Certuity use?
Certuity’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.16B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 April 2026
How many financial advisors does Certuity have?
Certuity has 21 investment adviser representatives registered with state securities authorities, out of 35 employees, and 15 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Certuity invest in?
At the end of its last fiscal year, Certuity’s separately managed accounts held 44% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs), 15% pooled vehicles (private funds and similar), 7% U.S. government and agency bonds, 5% non-exchange-traded equities, 5% other, 4% state and local bonds and 3% cash and equivalents. The 5% other category is described as: Real Estate, Annuities, Deferred Compensation Plans, Cash Balance Plans. It advises 27 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Certuity?
Certuity is owned through a holding company by 1764 Capital, LLC. Its direct owner is Certuity Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 April 2026
How does Certuity get paid?
Certuity is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Certuity?
Certuity’s main office is at 1295 US Highway One, Third Floor, North Palm Beach, FL 33408. Its phone number is 561-693-3255. Its website is certuity.com.