Castle Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, and insurance. Financial planning was provided to 251–500 clients last fiscal year.
Castle Wealth Management reports 251 clients. They include 141 individual clients, 101 high-net-worth individuals and 4 charitable organizations. Of its assets, 98.8% ($425M across 910 accounts) are managed with discretion; $5.26M across 7 accounts are not. A wrap fee program the firm both sponsors and manages holds $386M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 56% | 12% |
| High-net-worth individuals | 40% | 85% |
| Pension and profit-sharing plans | 1% | 1% |
| Charitable organizations | 2% | 2% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 141 | $52.3M | 12.2% | $371K |
| High-net-worth individuals | 101 | $364M | 84.7% | $3.61M |
| Pension and profit-sharing plans | Fewer than 5 | $5.56M | 1.3% | $1.85M |
| Charitable organizations | Fewer than 5 | $7.13M | 1.7% | $1.78M |
| Corporations and other businesses | Fewer than 5 | $864K | 0.2% | $432K |
| Total | 251 | $430M | 100% | — |
- Clients
- 141
- Regulatory AUM
- $52.3M
- AUM share
- 12.2%
- Avg. per client
- $371K
- Clients
- 101
- Regulatory AUM
- $364M
- AUM share
- 84.7%
- Avg. per client
- $3.61M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.56M
- AUM share
- 1.3%
- Avg. per client
- $1.85M
- Clients
- Fewer than 5
- Regulatory AUM
- $7.13M
- AUM share
- 1.7%
- Avg. per client
- $1.78M
- Clients
- Fewer than 5
- Regulatory AUM
- $864K
- AUM share
- 0.2%
- Avg. per client
- $432K
Total
- Clients
- 251
- Regulatory AUM
- $430M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Castle Wealth Management charges 0.25%–1.00% a year for its Portfolio management fee schedule. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and has a $2,000 annual minimum. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$10M | 1.00% |
| $10M–$20M | 0.50% |
| $20M and above | 0.25% |
Fee details and sources
Other fees
- 529 accounts
- Accounts in 529 plans are charged a flat advisory fee of 0.40%.
- Consulting and standalone financial planning
- A fixed fee typically from $2,500 and up, or $100 to $450 per hour, depending on the complexity of the engagement.
Christina Worley owns 75% or more of Castle Wealth Management. The leadership team of Castle Wealth Management includes Chief Compliance Officer Christina Worley. It has 3 employees.
Leadership
Christina WorleyManaging Member/Chief Compliance Officer
Melissa GannonMember/SR. Relationship Manager- Gary SellariMember
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 soliciting firms
- Owns 75% or more of Castle Wealth Management LLC
Christina Worley
Control person · since October 1997
- Owns 5% to 10% of Castle Wealth Management LLC
Gary Sellari
since October 1997
- Owns 5% to 10% of Castle Wealth Management LLC
Melissa Gannon
since January 2016
Castle Wealth Management’s regulatory assets grew from $392M (March 2021) to $430M (July 2026); clients rose from 200 to 251 and employees fell from 9 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $430M | 251 | 3 | 2 |
| March 2025 | $372M | 247 | 6 | 2 |
| March 2024 | $350M | 207 | 7 | 2 |
| June 2023 | $354M | 195 | 11 | 2 |
| July 2022 | $424M | 237 | 11 | 2 |
| March 2021 | $392M | 200 | 9 | 2 |
Besides its headquarters, Castle Wealth Management has 1 office, with 2 listed addresses in Florida and New York.
Florida · 1 listed address
- 1880 N Congress Ave, Suite 302, Boynton BeachHQ
New York · 1 listed address
- 15 East 5th Street, Jamestown
Other business names
Castle Wealth Management has reported 1 other business name to the SEC.
- Castle Wealth Management
Contact and registration details
- Legal name
- Castle Wealth Management LLC
- Headquarters
- 1880 N Congress Ave, Suite 302, Boynton Beach, FL 33426
- Website
- castlewm.com
- Phone
- 561-686-9604
- @castle-wealth-management
- SEC file
- 801-60871
- Founded
- 1997
- Structure
- Florida LLC
- Fiscal year end
- December
Castle Wealth Management uses Charles Schwab ($420M) as custodian for its separately managed accounts. Castle Wealth Management has custody of $67.7M in client assets for 41 clients.
- Charles SchwabCharles Schwab · San Francisco, CA · $420M100%
At year end, Castle Wealth Management’s separately managed accounts were mostly in stocks (74%) and funds (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $338M across 143 positions; the largest are Invesco Exch Traded FD TR II (7.1%), Pimco ETF TR (5.2%) and Janus Detroit Str TR (4.2%).
What the accounts hold
- Stocks74%
- Funds21%
- Registered funds17%
- Pooled vehicles4%
- Bonds1%
- Cash3%
- Other1%
- Variable annuity1%
Reported 13F holdings
- $338M
- Reported 13F value
- 143
- Positions
- 37.3%
- In the 10 largest
- +9.4%
- Value vs. prior quarter
- Invesco Exch Traded FD TR II · Short Term ETF7.1%
- Pimco ETF TR · Multisector BD5.2%
- Janus Detroit Str TR · Hendrson Aaa CL4.2%
- T Rowe Price Exchange-traded · Floating Rate4.0%
- Putnam ETF Trust · Emer Mark EX ETF3.6%
- Putnam ETF Trust · Focused Lar Cap3.4%
- American Centy ETF TR · Intl EQT ETF2.8%
- Wisdomtree TR · Equity Premium2.8%
- Schwab Strategic TR · US Lrg Cap ETF2.2%
- iShares TR · Ultra Short Dur2.2%
Together, the ten largest are 37.3% of reported value.
How many clients does Castle Wealth Management have?
Castle Wealth Management has 251 clients and manages $430 million for them, as of July 2026. They include 141 individual clients, 101 high-net-worth individuals and 4 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 July 2026
What services does Castle Wealth Management offer?
Castle Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Castle Wealth Management charge?
Castle Wealth Management charges 0.25%–1.00% a year for its Portfolio management fee schedule. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and has a $2,000 annual minimum.
Source: CASTLE AMENDED FORM ADV PART 2 A & B (WORLEY & GANNON), filed 7 October 2026
Which custodians does Castle Wealth Management use?
Castle Wealth Management’s separately managed account assets are held at Charles Schwab (San Francisco, CA), with $420M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 July 2026
How many financial advisors does Castle Wealth Management have?
Castle Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Castle Wealth Management invest in?
At the end of its last fiscal year, Castle Wealth Management’s separately managed accounts held 74% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs), 4% pooled vehicles (private funds and similar), 3% cash and equivalents, 1% U.S. government and agency bonds and 1% other. The 1% other category is described as: Variable Annuity.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Castle Wealth Management?
Castle Wealth Management’s direct owners are Christina Worley (75% or more), Gary Sellari (5% to 10%) and Melissa Gannon (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 15 July 2026
How does Castle Wealth Management get paid?
Castle Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Castle Wealth Management?
Castle Wealth Management’s main office is at 1880 N Congress Ave, Suite 302, Boynton Beach, FL 33426. Its phone number is 561-686-9604. Its website is castlewm.com.