Capwealth Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, and insurance. Financial planning was provided to 51–100 clients last fiscal year.
Capwealth Advisors reports 1,429 clients. They include 1,041 individual clients, 366 high-net-worth individuals and 22 charitable organizations. Of its assets, 98.4% ($2B across 2,771 accounts) are managed with discretion; $32.9M across 27 accounts are not. It advised 1,429 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 11% |
| High-net-worth individuals | 26% | 87% |
| Charitable organizations | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,041 | $229M | 11.3% | $220K |
| High-net-worth individuals | 366 | $1.77B | 87.1% | $4.83M |
| Charitable organizations | 22 | $32.7M | 1.6% | $1.49M |
| Total | 1,429 | $2.03B | 100% | $1.42M |
- Clients
- 1,041
- Regulatory AUM
- $229M
- AUM share
- 11.3%
- Avg. per client
- $220K
- Clients
- 366
- Regulatory AUM
- $1.77B
- AUM share
- 87.1%
- Avg. per client
- $4.83M
- Clients
- 22
- Regulatory AUM
- $32.7M
- AUM share
- 1.6%
- Avg. per client
- $1.49M
Total
- Clients
- 1,429
- Regulatory AUM
- $2.03B
- AUM share
- 100%
- Avg. per client
- $1.42M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1,429
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Capwealth Advisors charges 0.50%–1.25% a year for its Investment Advisory Accounts. The fee is billed in advance, is negotiable, has a $5,000 annual minimum and requires an account of at least $1,000,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting Projects
- Stand-alone financial planning and consulting projects are charged a negotiated fixed fee, typically half billed up front and half on completion.
Capwealth Group, LLC owns 75% or more of Capwealth Advisors and is in turn owned by Timothy Pagliara (50–75%). Phoebe Venable is CEO. It has 19 employees, 11 of them in advisory roles.
Staff
- 19 employees
- 11 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Capwealth Advisors, LLC
Capwealth Group, LLC
Control person · since June 2014
- Owns 50% to 75% of Capwealth Group, LLC
Timothy Pagliara
Control person · since June 2014
Capwealth Advisors’ regulatory assets grew 1.7× from $1.19B (March 2021) to $2.03B (March 2026); clients rose from 673 to 1,429 and employees from 15 to 19.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $2.03B | 1,429 | 19 | 1 |
| Jul 2025July 2025 | $1.89B | 1,195 | 16 | 1 |
| May 2024May 2024 | $1.35B | 834 | 20 | 1 |
| Mar 2023March 2023 | $1.21B | 852 | 18 | 1 |
| Mar 2022March 2022 | $1.36B | 695 | 15 | 1 |
| Mar 2021March 2021 | $1.19B | 673 | 15 | 1 |
Besides its headquarters, Capwealth Advisors has 0 offices, with 1 listed address in 1 state.
Tennessee · 1 listed address
- 4031 Aspen Grove Drive, Suite 600, FranklinHQ
Contact and registration details
- Legal name
- Capwealth Advisors, LLC
- Headquarters
- 4031 Aspen Grove Drive, Suite 600, Franklin, TN 37067
- Website
- capwealthadvisors.com
- Phone
- 615-778-0740
- @2204808
- SEC file
- 801-69908
- Founded
- 2009
- Structure
- Tennessee LLC
- Fiscal year end
- December
Capwealth Advisors’ named custodian for separately managed accounts is Charles Schwab ($2.03B). Capwealth Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $2.03B100%
At year end, Capwealth Advisors’ separately managed accounts were mostly in stocks (75%) and funds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.46B across 118 positions; the largest are Corning Inc. (7.1%), Federal Natl Mtg Assn Var Pfd Ser P (5.4%) and Williams Cos Inc. (3.9%).
What the accounts hold
- Stocks75%
- Funds13%
- Bonds11%
- Cash1%
How many clients does Capwealth Advisors have?
Capwealth Advisors has 1,429 clients and manages $2.03 billion for them, as of March 2026. They include 1,041 individual clients, 366 high-net-worth individuals and 22 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Capwealth Advisors offer?
Capwealth Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Capwealth Advisors charge?
Capwealth Advisors charges 0.50%–1.25% a year for its Investment Advisory Accounts. The fee is billed in advance, is negotiable, has a $5,000 annual minimum and requires an account of at least $1,000,000.
Source: CAPWEALTH ADVISORS PART II BROCHURE 3.2026, filed 30 March 2026
Which custodians does Capwealth Advisors use?
Capwealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $2.03B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Capwealth Advisors have?
Capwealth Advisors has 1 investment adviser representative registered with state securities authorities, out of 19 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capwealth Advisors invest in?
At the end of its last fiscal year, Capwealth Advisors’ separately managed accounts held 75% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs), 11% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Capwealth Advisors have a minimum investment?
Yes, Capwealth Advisors’ minimum account size for its Investment Advisory Accounts is $1M. It charges a $5K annual minimum fee.
Source: CAPWEALTH ADVISORS PART II BROCHURE 3.2026, filed 30 March 2026
Who owns Capwealth Advisors?
Capwealth Advisors is owned through a holding company by Timothy Pagliara. Its direct owner is Capwealth Group, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Capwealth Advisors get paid?
Capwealth Advisors is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Capwealth Advisors?
Capwealth Advisors’ main office is at 4031 Aspen Grove Drive, Suite 600, Franklin, TN 37067. Its phone number is 615-778-0740. Its website is capwealthadvisors.com.