Capital Advisors Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
Capital Advisors Wealth Management reports 1,051 clients. They include 709 individual clients, 284 high-net-worth individuals, and 40 pension and profit-sharing plans. Of its assets, 83.4% ($928M across 1,011 accounts) are managed with discretion; $185M across 40 accounts are not. Of its clients, 1% are outside the U.S. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 23% |
| High-net-worth individuals | 27% | 59% |
| Pension and profit-sharing plans | 4% | 17% |
| Charitable organizations | 1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 709 | $253M | 22.8% | $357K |
| High-net-worth individuals | 284 | $661M | 59.4% | $2.33M |
| Pension and profit-sharing plans | 40 | $185M | 16.6% | $4.61M |
| Charitable organizations | 11 | $4.96M | 0.4% | $451K |
| Corporations and other businesses | 7 | $8.25M | 0.7% | $1.18M |
| Total | 1,051 | $1.11B | 100% | $1.06M |
- Clients
- 709
- Regulatory AUM
- $253M
- AUM share
- 22.8%
- Avg. per client
- $357K
- Clients
- 284
- Regulatory AUM
- $661M
- AUM share
- 59.4%
- Avg. per client
- $2.33M
- Clients
- 40
- Regulatory AUM
- $185M
- AUM share
- 16.6%
- Avg. per client
- $4.61M
- Clients
- 11
- Regulatory AUM
- $4.96M
- AUM share
- 0.4%
- Avg. per client
- $451K
- Clients
- 7
- Regulatory AUM
- $8.25M
- AUM share
- 0.7%
- Avg. per client
- $1.18M
Total
- Clients
- 1,051
- Regulatory AUM
- $1.11B
- AUM share
- 100%
- Avg. per client
- $1.06M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Capital Advisors Wealth Management charges up to 1.25% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning & Consulting
- Financial planning and consulting is billed hourly at up to $250 an hour, or as a flat fee not exceeding $5,000.
- Portfolio Monitoring
- Portfolio monitoring is a consulting fee at an annualized rate of 5 to 85 basis points of account value, for clients who consent in writing.
- Retirement Plan Consulting
- Retirement plan consulting is billed as flat fees up to $25,000, or as a percentage of plan assets not exceeding 1.00% annually.
Anthony Farina owns 50% to 75% of Capital Advisors Wealth Management. The leadership team of Capital Advisors Wealth Management includes Chief Compliance Officer Anthony Farina. It has 10 employees, 6 of them in advisory roles.
Staff
- 10 employees
- 6 in advisory functions
- 6 state-registered reps
- 4 insurance agents
- Owns 50% to 75% of Capital Advisors Wealth Management, LLC
Anthony Farina
Control person · since August 2020
- Owns 50% to 75% of Capital Advisors Wealth Management, LLC
Edward Reinhart
Control person · since August 2020
Capital Advisors Wealth Management’s regulatory assets grew 2.3× from $481M (July 2021) to $1.11B (April 2026); clients rose from 609 to 1,051 and employees from 7 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $1.11B | 1,051 | 10 | 1 |
| Feb 2025February 2025 | $908M | 960 | 9 | 1 |
| Feb 2024February 2024 | $742M | 896 | 8 | 1 |
| Mar 2023March 2023 | $677M | 854 | 8 | 1 |
| Mar 2022March 2022 | $614M | 776 | 8 | 1 |
| Jul 2021July 2021 | $481M | 609 | 7 | 1 |
Besides its headquarters, Capital Advisors Wealth Management has 0 offices, with 1 listed address in 1 state.
Washington · 1 listed address
- 1104 North 35th Avenue, YakimaHQ
Other business names
Capital Advisors Wealth Management has reported 1 other business name to the SEC.
- Capital Advisors Wealth Management
Contact and registration details
- Legal name
- Capital Advisors Wealth Management, LLC
- Headquarters
- 1104 North 35th Avenue, Yakima, WA 98902
- Website
- capitaladvisorswm.com
- Phone
- 509-469-5030
- SEC file
- 801-118930
- Founded
- 2020
- Structure
- Washington LLC
- Fiscal year end
- December
Capital Advisors Wealth Management’s named custodians for separately managed accounts are Charles Schwab ($928M, 86%) and John Hancock Distributors ($150M, 14%). Capital Advisors Wealth Management has custody of $575M for 534 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $928M86%
- John Hancock DistributorsJohn Hancock Distributors LLC · Boston, MA · $150M14%
At year end, Capital Advisors Wealth Management’s separately managed accounts were mostly in funds (73%) and stocks (20%). Its reported 13F holdings for the quarter ended 30 June 2026 total $851M across 231 positions; the largest are Schwab Strategic TR (6.6%), iShares TR (5.8%) and Vanguard Specialized Funds (5.8%).
What the accounts hold
- Stocks20%
- Funds73%
- Bonds4%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash3%
How many clients does Capital Advisors Wealth Management have?
Capital Advisors Wealth Management has 1,051 clients and manages $1.11 billion for them, as of April 2026. They include 709 individual clients, 284 high-net-worth individuals, and 40 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 April 2026
What services does Capital Advisors Wealth Management offer?
Capital Advisors Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Capital Advisors Wealth Management charge?
Capital Advisors Wealth Management charges up to 1.25% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.
Source: FORM ADV PART 2A - FIRM BROCHURE, filed 24 April 2026
Which custodians does Capital Advisors Wealth Management use?
Capital Advisors Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $928M and John Hancock Distributors LLC (Boston, MA), with $150M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 April 2026
How many financial advisors does Capital Advisors Wealth Management have?
Capital Advisors Wealth Management has 6 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Advisors Wealth Management invest in?
At the end of its last fiscal year, Capital Advisors Wealth Management’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 3% cash and equivalents, 2% investment grade corporate bonds, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capital Advisors Wealth Management?
Capital Advisors Wealth Management’s direct owners are Anthony Farina (50% to 75%) and Edward Reinhart (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 April 2026
How does Capital Advisors Wealth Management get paid?
Capital Advisors Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Capital Advisors Wealth Management?
Capital Advisors Wealth Management’s main office is at 1104 North 35th Avenue, Yakima, WA 98902. Its phone number is 509-469-5030. Its website is capitaladvisorswm.com.