Canby Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, insurance, retirement plan services, and tax planning.
Canby Financial Advisors reports 382 clients. They include 190 individual clients, 184 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 85.4% ($623M across 382 accounts) are managed with discretion; $107M across 8 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 9% |
| High-net-worth individuals | 48% | 77% |
| Pension and profit-sharing plans | 2% | 15% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 190 | $62.9M | 8.6% | $331K |
| High-net-worth individuals | 184 | $560M | 76.7% | $3.04M |
| Pension and profit-sharing plans | 8 | $107M | 14.6% | $13.4M |
| Total | 382 | $729M | 100% | $1.91M |
- Clients
- 190
- Regulatory AUM
- $62.9M
- AUM share
- 8.6%
- Avg. per client
- $331K
- Clients
- 184
- Regulatory AUM
- $560M
- AUM share
- 76.7%
- Avg. per client
- $3.04M
- Clients
- 8
- Regulatory AUM
- $107M
- AUM share
- 14.6%
- Avg. per client
- $13.4M
Total
- Clients
- 382
- Regulatory AUM
- $729M
- AUM share
- 100%
- Avg. per client
- $1.91M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Canby Financial Advisors charges 0.25%–1.00% for its Investment management services. The brochure does not state whether the rate is annual. The fee is billed in advance. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Financial planning and consulting are a fixed fee of up to $10,000 or an hourly rate of up to $500, depending on the complexity of the plan.
- Retirement plan advisory
- Retirement plan advisory is an annual fixed fee of $2,500 to $50,000, or an asset-based fee of 0.05% to 0.50% per annum.
Christopher Borden owns 50% to 75% of Canby Financial Advisors. The leadership team of Canby Financial Advisors includes Chief Compliance Officer Susan Brodnick. It has 11 employees, 5 of them in advisory roles.
Leadership
- Susan BrodnickChief Compliance Officer
Christopher BordenFinancial Advisor, Managing Partner- Christopher GullottiFinancial Advisor, Partner
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 11 employees
- 5 in advisory functions
- 5 state-registered reps
- Owns 50% to 75% of Canby Financial Advisors, LLC
Christopher Borden
Control person · since November 2008
- Owns 25% to 50% of Canby Financial Advisors, LLC
Christopher Gullotti
Control person · since January 2001
Besides its headquarters, Canby Financial Advisors has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 161 Worcester Road, Suite 408, FraminghamHQ
Contact and registration details
- Legal name
- Canby Financial Advisors, LLC
- Headquarters
- 161 Worcester Road, Suite 408, Framingham, MA 01701
- Website
- canbyfinancial.com
- Phone
- 508-598-1082
- @canby-financial-advisors
- SEC file
- 801-134723
- Structure
- Delaware LLC
- Fiscal year end
- December
Canby Financial Advisors uses Fidelity ($623M) as custodian for its separately managed accounts. Canby Financial Advisors does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $623M100%
At year end, Canby Financial Advisors’ separately managed accounts were mostly in funds (79%) and stocks (13%).
What the accounts hold
- Stocks13%
- Funds79%
- Cash8%
How many clients does Canby Financial Advisors have?
Canby Financial Advisors has 382 clients and manages $729 million for them, as of September 2026. They include 190 individual clients, 184 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026
What services does Canby Financial Advisors offer?
Canby Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Canby Financial Advisors charge?
Canby Financial Advisors charges 0.25%–1.00% for its Investment management services. The brochure does not state whether the rate is annual. The fee is billed in advance.
Source: CANBY FINANCIAL BROCHURE 3-23-26, filed 4 September 2026
Which custodians does Canby Financial Advisors use?
Canby Financial Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $623M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026
How many financial advisors does Canby Financial Advisors have?
Canby Financial Advisors has 5 investment adviser representatives registered with state securities authorities, out of 11 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Canby Financial Advisors invest in?
At the end of its last fiscal year, Canby Financial Advisors’ separately managed accounts held 79% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities and 8% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Canby Financial Advisors?
Canby Financial Advisors’ direct owners are Christopher Borden (50% to 75%) and Christopher Gullotti (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 September 2026
How does Canby Financial Advisors get paid?
Canby Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Canby Financial Advisors registered with the SEC?
Yes, Canby Financial Advisors has been registered with the SEC as an investment adviser since 19 November 2025. Its CRD number is 338797 and its SEC file number is 801-134723.
Source: Form ADV Part 1A, Item 1, filed 4 September 2026; IAPD firm record
How do I contact Canby Financial Advisors?
Canby Financial Advisors’ main office is at 161 Worcester Road, Suite 408, Framingham, MA 01701. Its phone number is 508-598-1082. Its website is canbyfinancial.com.