Firms by city
Registered investment advisers in Carpinteria, CA
One SEC-registered adviser headquartered in Carpinteria, listed by regulatory assets under management as reported on Form ADV.
1 firm listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Planmember SecuritiesCRD 11869 | Carpinteria, CA | $10.12B | 425 | 69,645 |
Planmember SecuritiesCRD 11869$10.12B
- Headquarters
- Carpinteria, CA
- Advisory staff
- 425
- Clients
- 69,645
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Carpinteria on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see every firm with an office in California.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.