Bullock Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Bullock Wealth Management Group reports 386 clients. They include 321 individual clients and 65 high-net-worth individuals. Of its assets, 100.0% ($261M across 1,019 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $125M. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 43% |
| High-net-worth individuals | 17% | 57% |
| Charitable organizations | Fewer than 5 | <1% |
| Insurance companies | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 321 | $112M | 43.0% | $350K |
| High-net-worth individuals | 65 | $149M | 56.8% | $2.29M |
| Charitable organizations | Fewer than 5 | $36K | 0.0% | — |
| Insurance companies | Fewer than 5 | $274K | 0.1% | — |
| Corporations and other businesses | Fewer than 5 | $78K | 0.0% | — |
| Total | 386 | $261M | 100% | — |
- Clients
- 321
- Regulatory AUM
- $112M
- AUM share
- 43.0%
- Avg. per client
- $350K
- Clients
- 65
- Regulatory AUM
- $149M
- AUM share
- 56.8%
- Avg. per client
- $2.29M
- Clients
- Fewer than 5
- Regulatory AUM
- $36K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $274K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $78K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 386
- Regulatory AUM
- $261M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Bullock Wealth Management Group charges 1.00%–2.00% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- A quarterly fee in advance of up to $10,000 per quarter, or a fixed fee of up to $40,000 paid half on signing and half on delivery; negotiable.
Paul Bullock owns 75% or more of Bullock Wealth Management Group. The leadership team of Bullock Wealth Management Group includes President Paul Bullock and Chief Compliance Officer Katrina Bullock. It has 10 employees, 9 of them in advisory roles.
Leadership
- Paul BullockCEO, President
- Katrina BullockChief Compliance Officer
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Harry Walter Boesch
- Katrina Bullock
- Paul Elliott Bullock
- Shawn Christopher Force
- Matthew Slade Krugman
- Benjamin Michael Pogorelc
- Patrick Arthur Scott
- Douglas Alan Ummel
- Nathan Ummel
Staff
- 10 employees
- 9 in advisory functions
- 8 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- 1 soliciting firm
- Owns 75% or more of Bullock Wealth Management Group Inc.
Paul Bullock
Control person · since March 2009
Bullock Wealth Management Group’s regulatory assets grew 2.2× from $121M (June 2021) to $261M (March 2026); clients rose from 270 to 386 and employees from 6 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $261M | 386 | 10 | 3 |
| March 2025 | $233M | 380 | 7 | 4 |
| March 2024 | $187M | 336 | 7 | 4 |
| March 2023 | $148M | 324 | 7 | 5 |
| March 2022 | $158M | 298 | 6 | 5 |
| June 2021 | $121M | 270 | 6 | 5 |
Besides its headquarters, Bullock Wealth Management Group has 2 offices, with 3 listed addresses in Indiana.
Indiana · 3 listed addresses
- 121 E. 6th Street, Suite 2, BloomingtonHQ
- 3815 River Crossing Parkway, Indianapolis
- 500 Franklin St., Columbus
Contact and registration details
- Legal name
- Bullock Wealth Management Group Inc.
- Headquarters
- 121 E. 6th Street, Suite 2, Bloomington, IN 47408
- Phone
- 812-333-0874
- @26569465
- SEC file
- 801-121578
- Structure
- Indiana corporation
- Fiscal year end
- December
Bullock Wealth Management Group uses Charles Schwab ($251M) as custodian for its separately managed accounts. Bullock Wealth Management Group has custody of $83.1M in client assets for 235 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $251M100%
At year end, Bullock Wealth Management Group’s separately managed accounts were largely in stocks (45%) and funds (39%). Its reported 13F holdings for the quarter ended 30 June 2026 total $231M across 608 positions; the largest are Pacer Trendpilot US Large Cap ETF (13.0%), Nvidia Corporation (5.2%) and Pacer Trendpilot 100 ETF (3.8%).
What the accounts hold
- Stocks45%
- Funds39%
- Bonds6%
- Investment grade corporate bonds5%
- High-yield corporate bonds1%
- Cash7%
- Other3%
- Structured products and alternative investments.3%
Reported 13F holdings
- $231M
- Reported 13F value
- 608
- Positions
- 36.2%
- In the 10 largest
- —
- Value vs. prior quarter
- Pacer Trendpilot US Large Cap ETFETF13.0%
- Nvidia Corporation5.2%
- Pacer Trendpilot 100 ETFETF3.8%
- Pacer Trendpilot International ETFETF3.4%
- Pacer Trendpilot US Mid Cap ETFETF2.4%
- Microsoft Corp.1.8%
- Pacer US Cash Cows 100 ETFETF1.8%
- Invesco S&P 500 Equal Weight Technology ETFETF1.6%
- Apple Inc.1.6%
- Eli Lilly & CO1.5%
Together, the ten largest are 36.2% of reported value.
How many clients does Bullock Wealth Management Group have?
Bullock Wealth Management Group has 386 clients and manages $261 million for them, as of March 2026. They include 321 individual clients and 65 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Bullock Wealth Management Group offer?
Bullock Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Bullock Wealth Management Group charge?
Bullock Wealth Management Group charges 1.00%–2.00% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Source: WELLINGTON INVESTMENT ADVISORS BROCHURE, filed 24 March 2026
Which custodians does Bullock Wealth Management Group use?
Bullock Wealth Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $251M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Bullock Wealth Management Group have?
Bullock Wealth Management Group has 8 investment adviser representatives registered with state securities authorities, out of 10 employees, and 9 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Bullock Wealth Management Group invest in?
At the end of its last fiscal year, Bullock Wealth Management Group’s separately managed accounts held 45% exchange-traded equities, 39% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 5% investment grade corporate bonds, 3% other and 1% high-yield corporate bonds. The 3% other category is described as: Structured Products and Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Bullock Wealth Management Group?
Bullock Wealth Management Group’s direct owner is Paul Bullock (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Bullock Wealth Management Group get paid?
Bullock Wealth Management Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Bullock Wealth Management Group registered with the SEC?
Yes, Bullock Wealth Management Group has been registered with the SEC as an investment adviser since 23 June 2021. Its CRD number is 283853 and its SEC file number is 801-121578.
Source: Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record
How do I contact Bullock Wealth Management Group?
Bullock Wealth Management Group’s main office is at 121 E. 6th Street, Suite 2, Bloomington, IN 47408. Its phone number is 812-333-0874. Its website is wellingtoninvestmentadvisors.com.