Buck Wealth Strategies provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars. Financial planning was provided to 1,000 clients last fiscal year.
Buck Wealth Strategies reports 2,948 clients. They include 2,578 individual clients, 209 pension and profit-sharing plans, and 156 high-net-worth individuals. Of its assets, 100.0% ($1.64B across 5,193 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 37% |
| High-net-worth individuals | 5% | 17% |
| Pension and profit-sharing plans | 7% | 46% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,578 | $612M | 37.3% | $238K |
| High-net-worth individuals | 156 | $273M | 16.6% | $1.75M |
| Pension and profit-sharing plans | 209 | $748M | 45.5% | $3.58M |
| Corporations and other businesses | 5 | $9.12M | 0.6% | $1.82M |
| Total | 2,948 | $1.64B | 100% | $557K |
- Clients
- 2,578
- Regulatory AUM
- $612M
- AUM share
- 37.3%
- Avg. per client
- $238K
- Clients
- 156
- Regulatory AUM
- $273M
- AUM share
- 16.6%
- Avg. per client
- $1.75M
- Clients
- 209
- Regulatory AUM
- $748M
- AUM share
- 45.5%
- Avg. per client
- $3.58M
- Clients
- 5
- Regulatory AUM
- $9.12M
- AUM share
- 0.6%
- Avg. per client
- $1.82M
Total
- Clients
- 2,948
- Regulatory AUM
- $1.64B
- AUM share
- 100%
- Avg. per client
- $557K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1000
Buck Wealth Strategies charges up to 1.50% a year for its Investment Management. The fee is billed in arrears, is negotiable and requires an account of at least $25,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Fee negotiated and agreed in advance, half on signing and half on delivery; a $400 hourly rate applies to a plan stopped early.
- Retirement Plan Services
- Flat fees from $2,500 to $50,000, or a percentage of plan assets not exceeding 1.50%, negotiated with the plan sponsor.
Buck Enterprises, Inc. owns 75% or more of Buck Wealth Strategies and is in turn owned by The Jeff Buck 2020 Irrevocable Trust (25–50%) and The Katie Buck 2020 Irrevocable Trust (25–50%). The leadership team of Buck Wealth Strategies includes Chief Investment Officer Jeffrey Buck and Chief Compliance Officer Roger Craig. It has 102 employees, 39 of them in advisory roles.
Leadership
- Roger CraigChief Compliance Officer
- Jeffrey BuckChief Investment Officer
Investment adviser representatives
50 representatives listed in the SEC register as of 9 October 2026.
- Alvin Masanori Abe
- Mark Steven Arola
- Arthur Austin
- David Bartlett
- Lynn Strawn Berlenbach
- Keith Brand
- Jeffrey David Buck
- Katie Christine Buck
- Terry Brent Bunn
- Kerry Chamberlin
- Michael Kevin Cottet
- Evan Cutler
- Brian Gery
- Kyrie Elizabeth Greathouse
- Cynthia Hodges
- Michael Hou
- John Ingraham
- Hyunsoo Joseph Jang
- Brandi-Ayn Sachiko Kamano
- Robert Y Lee
- Joseph Manglona
- Jacqueline Martinez
- Kirk Norman Matteson
- Dustin McDonald
- Tait Michael McGowan
- Patterson James McKinlay
- Rocky Cleo Monson
- Claudia Elizabeth Moreno
- Jacob Myers
- Kevin Kyoichi Nitta
- Richard Warren Payne
- Robert Preciado
- Trent Richardson
- Ashley C Robinson
- Nicholas Frank Roth
- Michael Jay Sato
- Kevin Lyle Shelton
- Todd Sargent Strasser
- Brandon Alexander Thurgood
- Lynn Blair Thurgood
- Daniel Thyfault
- Christopher Cantrell Tucker
- Scott Michael Tusa
- Daniel Werts
- Timothy M White
- Russell Whitehead
- Alicia Vladimirovna Wickliff
- Kaila Jean Woo
- Ashley Wright
- Jake Soo Yong
Staff
- 102 employees
- 39 in advisory functions
- 12 state-registered reps
- 42 broker-dealer reps
- 49 insurance agents
- Owns 75% or more of Buck Wealth Strategies, LLC
Buck Enterprises, Inc.
Control person · since June 2022
- Owns 25% to 50% of Buck Enterprises, Inc.
The Jeff Buck 2020 Irrevocable Trust
Control person · since November 2020
- Owns 25% to 50% of Buck Enterprises, Inc.
The Katie Buck 2020 Irrevocable Trust
Control person · since November 2020
Katie Buck
Trustee · Control person · since October 2021
Jeffrey Buck
Trustee · Control person · since October 2021
Buck Wealth Strategies’ regulatory assets grew Infinity× from $0 (July 2022) to $1.64B (July 2026); employees rose from 21 to 102.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $1.64B | 2,948 | 102 | 16 |
| April 2025 | $565M | 2,371 | 66 | 12 |
| July 2024 | $300M | 1,183 | 66 | 12 |
| July 2023 | $134M | 510 | 67 | 8 |
| July 2022 | $0 | 0 | 21 | 4 |
Besides its headquarters, Buck Wealth Strategies has 15 offices, with 16 listed addresses across 6 states.
Colorado · 4 listed addresses
- 4600 S. Syracuse Street, Suite 650, DenverHQ
- 2975 Broadmoor Valley Road, Colorado Springs
- 1 Denver Federal Center BLDG 45, Lakewood
- 4600 S. Syracuse St., Denver
Hawaii · 4 listed addresses
- 55 Merchant St., Honolulu
- 33 Lono Avenue, Kahului
- 1001 Kamakila BLVD., Kapolei
- 850 W. Hind DR., Honolulu
New Mexico · 4 listed addresses
- 2209 Brothers Road, Sante Fe
- 4801 Lange Ne, Albuquerque
- 481 Quantum Road Ne, Rio Rancho
- 132 North Wall Ave., Farmington
North Carolina · 2 listed addresses
- 5039-5 Main St., Shallotte
- 497 Olde Waterford Way, Leland
California · 1 listed address
- 4725 First Street, Pleasanton
Washington · 1 listed address
- 11120 Ne 2nd St., Bellevue
Other business names
Buck Wealth Strategies has reported 5 other business names to the SEC.
- Achieve Retirement
- Arola Associates
- E. A. Buck Financial Services
- Federal Benefits Made Simple
- Oxford Wealth Advisors
Contact and registration details
- Legal name
- Buck Wealth Strategies, LLC
- Headquarters
- 4600 S. Syracuse Street, Suite 650, Denver, CO 80237
- Website
- eabuck.com
- Phone
- 888-210-6567
- @ea-buck
- SEC file
- 801-126075
- Structure
- Delaware LLC
- Fiscal year end
- December
Buck Wealth Strategies uses Fidelity ($572M, 63%) and Charles Schwab ($330M, 37%) as custodians for its separately managed accounts. Buck Wealth Strategies has custody of $106M in client assets for 671 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $330M37%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $572M63%
At year end, Buck Wealth Strategies’ separately managed accounts were mostly in funds (53%) and stocks (41%). Its reported 13F holdings for the quarter ended 30 June 2026 total $956M across 1,170 positions; the largest are iShares TR (10.3%), Pimco ETF TR (6.3%) and iShares TR (4.4%).
What the accounts hold
- Stocks41%
- Funds53%
- Registered funds52%
- Pooled vehicles1%
- Cash5%
- Other1%
- Combination of us gov't agency bonds, non-exchange traded equity, and local bonds1%
Reported 13F holdings
- $956M
- Reported 13F value
- 1,170
- Positions
- 38.4%
- In the 10 largest
- +18.1%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF10.3%
- Pimco ETF TR · Active BD ETF6.3%
- iShares TR · Core US Aggbd ET4.4%
- SPDR Series Trust · ST Str P500grw3.2%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt2.8%
- iShares TR · Core Div Grwth2.6%
- Vanguard Index Fds · Mid Cap ETF2.4%
- Apple Inc.2.3%
- JPMORGAN Chase & CO2.0%
- Amazon Com Inc.2.0%
Together, the ten largest are 38.4% of reported value.
How many clients does Buck Wealth Strategies have?
Buck Wealth Strategies has 2,948 clients and manages $1.64 billion for them, as of July 2026. They include 2,578 individual clients, 209 pension and profit-sharing plans, and 156 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026
What services does Buck Wealth Strategies offer?
Buck Wealth Strategies provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Buck Wealth Strategies charge?
Buck Wealth Strategies charges up to 1.50% a year for its Investment Management. The fee is billed in arrears, is negotiable and requires an account of at least $25,000.
Which custodians does Buck Wealth Strategies use?
Buck Wealth Strategies’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $572M and Charles Schwab & Co., Inc. (San Francisco, CA), with $330M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026
How many financial advisors does Buck Wealth Strategies have?
Buck Wealth Strategies has 12 investment adviser representatives registered with state securities authorities, out of 102 employees, and 39 perform investment advisory functions. 42 employees are registered representatives of a broker-dealer and 49 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Buck Wealth Strategies invest in?
At the end of its last fiscal year, Buck Wealth Strategies’ separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities, 5% cash and equivalents, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Combination of US Gov'T Agency Bonds, Non-Exchange Traded Equity, and Local Bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Buck Wealth Strategies have a minimum investment?
Yes, Buck Wealth Strategies’ minimum account size for its Investment Management is $25K.
Who owns Buck Wealth Strategies?
Buck Wealth Strategies is owned through a holding company by the Jeff Buck 2020 Irrevocable Trust and the Katie Buck 2020 Irrevocable Trust. Its direct owner is Buck Enterprises, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 7 July 2026
How does Buck Wealth Strategies get paid?
Buck Wealth Strategies is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Buck Wealth Strategies registered with the SEC?
Yes, Buck Wealth Strategies has been registered with the SEC as an investment adviser since 12 July 2022. Its CRD number is 322138 and its SEC file number is 801-126075.
Source: Form ADV Part 1A, Item 1, filed 7 July 2026; IAPD firm record
How do I contact Buck Wealth Strategies?
Buck Wealth Strategies’ main office is at 4600 S. Syracuse Street, Suite 650, Denver, CO 80237. Its phone number is 888-210-6567. Its website is eabuck.com.