Brookwood Advisors provides portfolio management for pooled vehicles.
Brookwood Advisors reports 6 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($964M across 6 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 6 | $964M | 100.0% | $161M |
| Total | 6 | $964M | 100% | $161M |
- Clients
- 6
- Regulatory AUM
- $964M
- AUM share
- 100.0%
- Avg. per client
- $161M
Total
- Clients
- 6
- Regulatory AUM
- $964M
- AUM share
- 100%
- Avg. per client
- $161M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Brookwood Advisors is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Brookwood Financial Partners, LLC owns 75% or more of Brookwood Advisors and is in turn owned by Thomas Trkla (25–50%). The leadership team of Brookwood Advisors includes President Thomas Trkla. It has 5 employees, 3 of them in advisory roles.
Leadership
- Thomas TrklaCEO, President, and Chairman
- Ericka AylesCFO
- Marcia StroussCCO
Staff
- 5 employees
- 3 in advisory functions
- 4 broker-dealer reps
- Owns 75% or more of Brookwood Advisors, LLC
Brookwood Financial Partners, LLC
Control person · since January 2014
- Owns 25% to 50% of Brookwood Financial Partners, LLC
Thomas Trkla
Control person · since May 1993
Besides its headquarters, Brookwood Advisors has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 138 Conant Street, Floor 3, BeverlyHQ
Contact and registration details
- Legal name
- Brookwood Advisors, LLC
- Headquarters
- 138 Conant Street, Floor 3, Beverly, MA 01915
- Website
- Not reported
- Phone
- 978-720-7500
- SEC file
- 801-135106
- Structure
- Delaware LLC
- Fiscal year end
- December
Brookwood Advisors has custody of client assets.
How many clients does Brookwood Advisors have?
Brookwood Advisors has 6 clients and manages $964 million for them, as of May 2026. They include 6 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 May 2026
What services does Brookwood Advisors offer?
Brookwood Advisors provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Brookwood Advisors have?
Brookwood Advisors has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Brookwood Advisors?
Brookwood Advisors is owned through a holding company by Thomas Trkla. Its direct owner is Brookwood Financial Partners, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 7 May 2026
How does Brookwood Advisors get paid?
Brookwood Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Brookwood Advisors?
Brookwood Advisors’ main office is at 138 Conant Street, Floor 3, Beverly, MA 01915. Its phone number is 978-720-7500.