Breakwall Investment Advisor provides portfolio management for pooled vehicles. The firm advises 5 private funds.
Breakwall Investment Advisor reports 11 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 3.6% ($125M across 1 account) are managed with discretion; $3.4B across 10 accounts are not. Of its clients, 55% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 11 | $3.52B | 100.0% | $320M |
| Total | 11 | $3.52B | 100% | $320M |
- Clients
- 11
- Regulatory AUM
- $3.52B
- AUM share
- 100.0%
- Avg. per client
- $320M
Total
- Clients
- 11
- Regulatory AUM
- $3.52B
- AUM share
- 100%
- Avg. per client
- $320M
- Clients outside the U.S.
- 55%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 5
Breakwall Investment Advisor is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Breakwall Fee Partnership LP owns 75% or more of Breakwall Investment Advisor. Christopher Abbate is CEO; the leadership team includes President Daniel Flannery and Chief Compliance Officer Natasha Harris. It has 9 employees, 6 of them in advisory roles.
Leadership
- Christopher AbbateCo-Chief Executive Officer
- Jamie BrodskyCo-Chief Executive Officer
- Daniel FlanneryPresident
- Natasha HarrisChief Compliance Officer
Staff
- 9 employees
- 6 in advisory functions
- Owns 75% or more of Breakwall Investment Advisor LLC
Breakwall Fee Partnership LP
Control person · since November 2023
Breakwall GP LLC
General partner · Control person · since September 2023
- Owns 75% or more of Breakwall GP LLC
Breakwall Capital LP
Control person · since December 2023
- Owns 25% to 50% of Breakwall Capital LP
Christopher Abbate
Control person · since November 2023
- Owns 25% to 50% of Breakwall Capital LP
Daniel Flannery
Control person · since November 2023
- Owns 25% to 50% of Breakwall Capital LP
Jamie Brodsky
Control person · since November 2023
Breakwall Capital GP LLC
General partner · Control person · since November 2023
Breakwall Investment Advisor’s regulatory assets grew 2.0× from $1.76B (March 2024) to $3.52B (May 2026); clients rose from 9 to 11 and employees from 7 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $3.52B | 11 | 9 | 3 |
| March 2025 | $1.77B | 9 | 9 | 3 |
| March 2024 | $1.76B | 9 | 7 | 3 |
Besides its headquarters, Breakwall Investment Advisor has 2 offices, with 3 listed addresses in New York, Rhode Island and Texas.
New York · 1 listed address
- 921 Port Washington BLVD, Suite 8, Port WashingtonHQ
Rhode Island · 1 listed address
- 174 Bellevue Avenue, Newport
Texas · 1 listed address
- 4900 Woodway Drive, Houston
Contact and registration details
- Legal name
- Breakwall Investment Advisor LLC
- Headquarters
- 921 Port Washington BLVD, Suite 8, Port Washington, NY 11050
- Website
- breakwallcap.com
- Phone
- 516-363-2004
- @breakwallcap
- SEC file
- 801-129195
- Structure
- Delaware LLC
- Fiscal year end
- December
Breakwall Investment Advisor has custody of $2.82B in client assets for 5 clients.
How many clients does Breakwall Investment Advisor have?
Breakwall Investment Advisor has 11 clients and manages $3.52 billion for them, as of May 2026. They include 11 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 May 2026
What services does Breakwall Investment Advisor offer?
Breakwall Investment Advisor provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Breakwall Investment Advisor have?
Breakwall Investment Advisor has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Breakwall Investment Advisor?
Breakwall Investment Advisor is owned through a chain of holding companies by Christopher Abbate, Daniel Flannery and Jamie Brodsky. Its direct owner is Breakwall Fee Partnership LP (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 May 2026
How does Breakwall Investment Advisor get paid?
Breakwall Investment Advisor is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Breakwall Investment Advisor registered with the SEC?
Yes, Breakwall Investment Advisor has been registered with the SEC as an investment adviser since 8 December 2023. Its CRD number is 328990 and its SEC file number is 801-129195.
Source: Form ADV Part 1A, Item 1, filed 1 May 2026; IAPD firm record
How do I contact Breakwall Investment Advisor?
Breakwall Investment Advisor’s main office is at 921 Port Washington BLVD, Suite 8, Port Washington, NY 11050. Its phone number is 516-363-2004. Its website is breakwallcap.com.