Bowen, Hanes & Co provides portfolio management for individuals and small businesses and portfolio management for institutions.
Bowen, Hanes & Co reports 114 clients. They include 65 high-net-worth individuals, 15 state or municipal government entities, and 12 corporations and other businesses. Of its assets, 100.0% ($4.62B across 208 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 10% | <1% |
| High-net-worth individuals | 57% | 12% |
| Pension and profit-sharing plans | 4% | 2% |
| Charitable organizations | 5% | 1% |
| State or municipal government entities | 13% | 84% |
| Other client typesCorporations and other businesses | 11% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 11 | $5.22M | 0.1% | $475K |
| High-net-worth individuals | 65 | $552M | 11.9% | $8.49M |
| Pension and profit-sharing plans | 5 | $76.3M | 1.7% | $15.3M |
| Charitable organizations | 6 | $61.1M | 1.3% | $10.2M |
| State or municipal government entities | 15 | $3.86B | 83.6% | $257M |
| Corporations and other businesses | 12 | $63.5M | 1.4% | $5.29M |
| Total | 114 | $4.62B | 100% | $40.5M |
- Clients
- 11
- Regulatory AUM
- $5.22M
- AUM share
- 0.1%
- Avg. per client
- $475K
- Clients
- 65
- Regulatory AUM
- $552M
- AUM share
- 11.9%
- Avg. per client
- $8.49M
- Clients
- 5
- Regulatory AUM
- $76.3M
- AUM share
- 1.7%
- Avg. per client
- $15.3M
- Clients
- 6
- Regulatory AUM
- $61.1M
- AUM share
- 1.3%
- Avg. per client
- $10.2M
- Clients
- 15
- Regulatory AUM
- $3.86B
- AUM share
- 83.6%
- Avg. per client
- $257M
- Clients
- 12
- Regulatory AUM
- $63.5M
- AUM share
- 1.4%
- Avg. per client
- $5.29M
Total
- Clients
- 114
- Regulatory AUM
- $4.62B
- AUM share
- 100%
- Avg. per client
- $40.5M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Bowen, Hanes & Co is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Harold Bowen owns 75% or more of Bowen, Hanes & Co. The leadership team of Bowen, Hanes & Co includes President Harold Bowen and Chief Compliance Officer David Kelly. It has 10 employees, 4 of them in advisory roles.
Leadership
- Harold BowenPresident, Director, Shareholder
- David KellyExecutive Vice President/Chief Compliance Officer
- Frank HanesManaging Director
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Harold Jenkins Bowen III
Staff
- 10 employees
- 4 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Bowen, Hanes & Co Inc
Harold Bowen
Control person · since January 1995
Bowen, Hanes & Co’s regulatory assets grew from $3.51B (June 2021) to $4.62B (February 2026); clients fell from 126 to 114 and employees from 11 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $4.62B | 114 | 10 | 2 |
| February 2025 | $4.3B | 115 | 10 | 2 |
| March 2024 | $3.79B | 122 | 10 | 2 |
| March 2023 | $3.27B | 123 | 10 | 2 |
| March 2022 | $4.05B | 129 | 10 | 2 |
| June 2021 | $3.51B | 126 | 11 | 2 |
Besides its headquarters, Bowen, Hanes & Co has 1 office, with 2 listed addresses in Florida and North Carolina.
Florida · 1 listed address
- 135 Professional Drive, Suite 103, Ponte Vedra BeachHQ
North Carolina · 1 listed address
- 380 Knollwood, Winston-Salem
Contact and registration details
- Legal name
- Bowen, Hanes & Co Inc
- Headquarters
- 135 Professional Drive, Suite 103, Ponte Vedra Beach, FL 32082
- Website
- bowenhanes.com
- Phone
- 404-995-0507
- SEC file
- 801-15530
- Structure
- Delaware corporation
- Fiscal year end
- December
Bowen, Hanes & Co uses Principal Financial Group ($3.39B, 85%) and Charles Schwab ($621M, 15%) as custodians for its separately managed accounts. Bowen, Hanes & Co has custody of $34.8M in client assets for 7 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $621M15%
- Principal Financial GroupPrincipal Financial Group · Des Moines, IA · $3.39B85%
At year end, Bowen, Hanes & Co’s separately managed accounts were mostly in stocks (87%) and bonds (12%). Its reported 13F holdings for the quarter ended 30 June 2026 total $4.11B across 151 positions; the largest are Corning (4.6%), Ati Inc. (3.7%) and GE Vernova Inc. (3.7%).
What the accounts hold
- Stocks87%
- Bonds12%
- Investment grade corporate bonds9%
- U.S. government and agency bonds3%
- Cash1%
Reported 13F holdings
- $4.11B
- Reported 13F value
- 151
- Positions
- 29.7%
- In the 10 largest
- +0.0%
- Value vs. prior quarter
- Corning4.6%
- Ati Inc.3.7%
- GE Vernova Inc.3.7%
- Apple Inc.3.1%
- Teledyne Technologies2.7%
- Nvidia Corp.2.6%
- Lilly Eli & Company2.6%
- American Express2.4%
- Costco Wholesale2.3%
- Parker-hannifin2.2%
Together, the ten largest are 29.7% of reported value.
How many clients does Bowen, Hanes & Co have?
Bowen, Hanes & Co has 114 clients and manages $4.62 billion for them, as of February 2026. They include 65 high-net-worth individuals, 15 state or municipal government entities, and 12 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026
What services does Bowen, Hanes & Co offer?
Bowen, Hanes & Co provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Bowen, Hanes & Co use?
Bowen, Hanes & Co’s separately managed account assets are held at Principal Financial Group (Des Moines, IA), with $3.39B and Charles Schwab & Co., Inc. (Westlake, TX), with $621M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 February 2026
How many financial advisors does Bowen, Hanes & Co have?
Bowen, Hanes & Co has 1 investment adviser representative registered with state securities authorities, out of 10 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Bowen, Hanes & Co invest in?
At the end of its last fiscal year, Bowen, Hanes & Co’s separately managed accounts held 87% exchange-traded equities, 9% investment grade corporate bonds, 3% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Bowen, Hanes & Co?
Bowen, Hanes & Co’s direct owner is Harold Bowen (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 February 2026
How does Bowen, Hanes & Co get paid?
Bowen, Hanes & Co is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Bowen, Hanes & Co?
Bowen, Hanes & Co’s main office is at 135 Professional Drive, Suite 103, Ponte Vedra Beach, FL 32082. Its phone number is 404-995-0507. Its website is bowenhanes.com.