Bouchey Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation. Financial planning was provided to 251–500 clients last fiscal year.
Bouchey Financial Group reports 1,225 clients. They include 707 individual clients, 483 high-net-worth individuals, and 19 pension and profit-sharing plans. Of its assets, 98.0% ($1.57B across 3,297 accounts) are managed with discretion; $32.7M across 62 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 58% | 17% |
| High-net-worth individuals | 39% | 78% |
| Pension and profit-sharing plans | 2% | 3% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 1% | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 707 | $281M | 17.5% | $397K |
| High-net-worth individuals | 483 | $1.25B | 77.6% | $2.58M |
| Pension and profit-sharing plans | 19 | $49.9M | 3.1% | $2.63M |
| Charitable organizations | Fewer than 5 | $4.73M | 0.3% | — |
| Corporations and other businesses | 16 | $24M | 1.5% | $1.5M |
| Total | 1,225 | $1.61B | 100% | — |
- Clients
- 707
- Regulatory AUM
- $281M
- AUM share
- 17.5%
- Avg. per client
- $397K
- Clients
- 483
- Regulatory AUM
- $1.25B
- AUM share
- 77.6%
- Avg. per client
- $2.58M
- Clients
- 19
- Regulatory AUM
- $49.9M
- AUM share
- 3.1%
- Avg. per client
- $2.63M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.73M
- AUM share
- 0.3%
- Avg. per client
- —
- Clients
- 16
- Regulatory AUM
- $24M
- AUM share
- 1.5%
- Avg. per client
- $1.5M
Total
- Clients
- 1,225
- Regulatory AUM
- $1.61B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Bouchey Financial Group charges up to 1.00% a year for its Wealth Management and Investment Management Services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Advisory Services
- An annual asset-based fee of 0.25% to 1.00%, billed quarterly in arrears and possibly negotiable depending on the size and complexity of services.
Steven Bouchey owns 50% to 75% of Bouchey Financial Group. The leadership team of Bouchey Financial Group includes President Steven Bouchey, Chief Operating Officer John Millet and Chief Compliance Officer David Clarke. It has 21 employees, 11 of them in advisory roles.
Leadership
- Steven BoucheyPresident
- John MilletChief Operating Officer, Chief Financial Officer
- David ClarkeChief Compliance Officer, Director of Operations
- Ryan BoucheyChief Strategic Officer
- Martin ShieldsChief Wealth Advisor
- Lauren BoucheyClient Relationship Manager
Investment adviser representatives
11 representatives listed in the SEC register as of 9 October 2026.
- Ryan Steven Bouchey
- Steven Bernard Bouchey
- Catherine Elizabeth Buck
- David Warner Clarke Jr
- Paolo Christopher LaPietra
- Samantha Brianne Masey
- John Samuel Millet
- Martin Xavier Shields
- Scott Patrick Strohecker
- Vincenzo Giovanni Testa
- Harmony Dionne Wagner
Staff
- 21 employees
- 11 in advisory functions
- 11 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of Bouchey Financial Group, LTD.
Steven Bouchey
Control person · since September 1995
- Owns 10% to 25% of Bouchey Financial Group, LTD.
Martin Shields
Control person · since March 2022
- Owns 10% to 25% of Bouchey Financial Group, LTD.
John Millet
Control person · since March 2022
- Owns 10% to 25% of Bouchey Financial Group, LTD.
Ryan Bouchey
Control person · since March 2025
- Owns 10% to 25% of Bouchey Financial Group, LTD.
Lauren Bouchey
Control person · since September 2021
Bouchey Financial Group’s regulatory assets grew 2.2× from $733M (April 2021) to $1.61B (September 2026); clients rose from 838 to 1,225 and employees from 9 to 21.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $1.61B | 1,225 | 21 | 5 |
| July 2025 | $1.4B | 1,181 | 18 | 4 |
| April 2024 | $1.16B | 1,098 | 19 | 4 |
| March 2023 | $831M | 963 | 18 | 4 |
| June 2022 | $981M | 910 | 17 | 4 |
| April 2021 | $733M | 838 | 9 | 2 |
Besides its headquarters, Bouchey Financial Group has 4 offices (1 private residence, listed without an address), with 4 listed addresses in Florida, Massachusetts and New York.
New York · 2 listed addresses
- 1819 Fifth Avenue, TroyHQ
- 340 Broadway, Saratoga Springs
Florida · 1 listed address
- 601 Heritage Drive, Jupiter
Massachusetts · 1 listed address
- 50 North Street, Medfield
Contact and registration details
- Legal name
- Bouchey Financial Group, LTD.
- Headquarters
- 1819 Fifth Avenue, Troy, NY 12180-3302
- Website
- boucheyfinancial.com
- Phone
- 518-720-3333
- @bouchey-financial-group
- SEC file
- 801-51979
- Founded
- 1995
- Structure
- Delaware corporation
- Fiscal year end
- December
Bouchey Financial Group uses Charles Schwab ($1.59B) as custodian for its separately managed accounts. Bouchey Financial Group has custody of $508M in client assets for 459 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.59B100%
At year end, Bouchey Financial Group’s separately managed accounts were mostly in stocks (70%) and bonds (17%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.55B across 191 positions; the largest are Invesco Exch Traded FD TR II (11.5%), Vanguard Index Fds (11.2%) and Invesco Qqq TR (7.0%).
What the accounts hold
- Stocks70%
- Funds9%
- Bonds17%
- U.S. government and agency bonds10%
- Investment grade corporate bonds7%
- Cash4%
Reported 13F holdings
- $1.55B
- Reported 13F value
- 191
- Positions
- 59.6%
- In the 10 largest
- +13.6%
- Value vs. prior quarter
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF11.5%
- Vanguard Index Fds · S&P 500 ETF Shs11.2%
- Invesco Qqq TR · Unit Ser 17.0%
- Wisdomtree TR · US Qtly Div Grt5.5%
- Apple Inc.4.8%
- Schwab Strategic TR · US Brd Mkt ETF4.5%
- First TR Exchange-traded FD · Core Investment3.9%
- J P Morgan Exchange Traded F · Core Plus BD ETF3.8%
- Dimensional ETF Trust · US High Prof ETF3.8%
- Vaneck ETF Trust · Semiconductr ETF3.5%
Together, the ten largest are 59.6% of reported value.
How many clients does Bouchey Financial Group have?
Bouchey Financial Group has 1,225 clients and manages $1.61 billion for them, as of September 2026. They include 707 individual clients, 483 high-net-worth individuals, and 19 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026
What services does Bouchey Financial Group offer?
Bouchey Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Bouchey Financial Group charge?
Bouchey Financial Group charges up to 1.00% a year for its Wealth Management and Investment Management Services. The fee is billed in arrears and is negotiable.
Which custodians does Bouchey Financial Group use?
Bouchey Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.59B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026
How many financial advisors does Bouchey Financial Group have?
Bouchey Financial Group has 11 investment adviser representatives registered with state securities authorities, out of 21 employees, and 11 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Bouchey Financial Group invest in?
At the end of its last fiscal year, Bouchey Financial Group’s separately managed accounts held 70% exchange-traded equities, 10% U.S. government and agency bonds, 9% registered funds (mutual funds, ETFs, BDCs), 7% investment grade corporate bonds and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Bouchey Financial Group?
Bouchey Financial Group’s direct owners are Steven Bouchey (50% to 75%), Martin Shields (10% to 25%), John Millet (10% to 25%), Ryan Bouchey (10% to 25%) and Lauren Bouchey (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 September 2026
How does Bouchey Financial Group get paid?
Bouchey Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Bouchey Financial Group?
Bouchey Financial Group’s main office is at 1819 Fifth Avenue, Troy, NY 12180-3302. Its phone number is 518-720-3333. Its website is boucheyfinancial.com.