BOS Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
BOS Asset Management reports 627 clients. They include 438 individual clients, 129 high-net-worth individuals, and 45 corporations and other businesses. Of its assets, 92.3% ($952M across 1,073 accounts) are managed with discretion; $79.6M across 200 accounts are not. A wrap fee program the firm both sponsors and manages holds $800M. It advised 31 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 15% |
| High-net-worth individuals | 21% | 31% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | 2% |
| State or municipal government entities | <1% | <1% |
| Other client typesInsurance companies; Corporations and other businesses | 8% | 51% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 438 | $152M | 14.7% | $346K |
| High-net-worth individuals | 129 | $323M | 31.3% | $2.5M |
| Pension and profit-sharing plans | 6 | $8.63M | 0.8% | $1.44M |
| Charitable organizations | 5 | $24.8M | 2.4% | $4.97M |
| State or municipal government entities | Fewer than 5 | $282K | 0.0% | $282K |
| Insurance companies | Fewer than 5 | $34.2M | 3.3% | $11.4M |
| Corporations and other businesses | 45 | $489M | 47.4% | $10.9M |
| Total | 627 | $1.03B | 100% | — |
- Clients
- 438
- Regulatory AUM
- $152M
- AUM share
- 14.7%
- Avg. per client
- $346K
- Clients
- 129
- Regulatory AUM
- $323M
- AUM share
- 31.3%
- Avg. per client
- $2.5M
- Clients
- 6
- Regulatory AUM
- $8.63M
- AUM share
- 0.8%
- Avg. per client
- $1.44M
- Clients
- 5
- Regulatory AUM
- $24.8M
- AUM share
- 2.4%
- Avg. per client
- $4.97M
- Clients
- Fewer than 5
- Regulatory AUM
- $282K
- AUM share
- 0.0%
- Avg. per client
- $282K
- Clients
- Fewer than 5
- Regulatory AUM
- $34.2M
- AUM share
- 3.3%
- Avg. per client
- $11.4M
- Clients
- 45
- Regulatory AUM
- $489M
- AUM share
- 47.4%
- Avg. per client
- $10.9M
Total
- Clients
- 627
- Regulatory AUM
- $1.03B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 31
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
BOS Asset Management is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Bank of Springfield owns 75% or more of BOS Asset Management and is in turn owned by Spring Bankcorp (75% or more). Jason Knoedler is CEO; the leadership team includes Chief Compliance Officer Sarah Moore. It has 11 employees, 8 of them in advisory roles.
Leadership
- Jason KnoedlerChief Executive Officer
- Sarah MooreChief Compliance Officer
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
- Burton Kelly Burrows
- Sean Eugene Canaday
- Frank Anthony Coffey
- David C Heitbrink
- Shannon Colleen Jones
- Alexander Ludwig
- Wade Mathis
- Marcus Corey McGlasson
- Michael Craig Metz
- Caleb Jeffrey Steber
Staff
- 11 employees
- 8 in advisory functions
- 8 state-registered reps
- 1 broker-dealer rep
- 3 insurance agents
- Owns 75% or more of Bos Asset Management, LLC
Bank of Springfield
Control person · since August 2020
- Owns 75% or more of Bank of Springfield
Spring Bankcorp
Control person · since August 2020
BOS Asset Management’s regulatory assets grew 9.4× from $110M (March 2021) to $1.03B (August 2026); clients rose from 45 to 627 and employees from 8 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $1.03B | 627 | 11 | 4 |
| March 2025 | $829M | 552 | 12 | 4 |
| March 2024 | $747M | 547 | 12 | 2 |
| July 2023 | $636M | 425 | 9 | 2 |
| March 2022 | $505M | 170 | 9 | 1 |
| March 2021 | $110M | 45 | 8 | 1 |
Besides its headquarters, BOS Asset Management has 3 offices (1 private residence, listed without an address), with 3 listed addresses in Illinois and Missouri.
Illinois · 2 listed addresses
- 3400 Wabash Avenue, SpringfieldHQ
- 303 W College Ave, Jacksonville
Missouri · 1 listed address
- 8622 Ne 8th Street, Kansas City
Contact and registration details
- Legal name
- Bos Asset Management, LLC
- Headquarters
- 3400 Wabash Avenue, Springfield, IL 62711
- Website
- bosassetmanagement.com
- Phone
- 833-943-8090
- SEC file
- 801-119836
- Structure
- Delaware LLC
- Fiscal year end
- December
BOS Asset Management uses Charles Schwab ($657M) as custodian for its separately managed accounts. BOS Asset Management has custody of $224M in client assets for 183 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $657M100%
At year end, BOS Asset Management’s separately managed accounts were largely in funds (44%) and bonds (40%). Its reported 13F holdings for the quarter ended 30 June 2026 total $431M across 204 positions; the largest are AB Active ETFS Inc. (11.0%), Pgim ETF TR (4.3%) and iShares TR (4.0%).
What the accounts hold
- Stocks13%
- Funds44%
- Bonds40%
- U.S. government and agency bonds16%
- State and local bonds13%
- Investment grade corporate bonds11%
- Cash3%
Reported 13F holdings
- $431M
- Reported 13F value
- 204
- Positions
- 38.8%
- In the 10 largest
- +10.0%
- Value vs. prior quarter
- AB Active ETFS Inc. · Ultra Short Incm11.0%
- Pgim ETF TR · Pgim Ultra SH BD4.3%
- iShares TR · 20 YR TR BD ETF4.0%
- State Str SPDR S&P 500 ETF T · TR Unit3.8%
- Dimensional ETF Trust · US Larg Valu ETF3.5%
- Dimensional ETF Trust · US Small Cap ETF2.8%
- iShares TR · Core S&P US Gwt2.7%
- Invesco Exch Traded FD TR II · S&P Intl Qulty2.4%
- iShares TR · MSCI USA Qlt Fct2.4%
- Apple Inc.2.0%
Together, the ten largest are 38.8% of reported value.
How many clients does BOS Asset Management have?
BOS Asset Management has 627 clients and manages $1.03 billion for them, as of August 2026. They include 438 individual clients, 129 high-net-worth individuals, and 45 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does BOS Asset Management offer?
BOS Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does BOS Asset Management use?
BOS Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $657M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does BOS Asset Management have?
BOS Asset Management has 8 investment adviser representatives registered with state securities authorities, out of 11 employees, and 8 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does BOS Asset Management invest in?
At the end of its last fiscal year, BOS Asset Management’s separately managed accounts held 44% registered funds (mutual funds, ETFs, BDCs), 16% U.S. government and agency bonds, 13% exchange-traded equities, 13% state and local bonds, 11% investment grade corporate bonds and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns BOS Asset Management?
BOS Asset Management is owned through a holding company by Spring Bankcorp. Its direct owner is Bank of Springfield (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does BOS Asset Management get paid?
BOS Asset Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is BOS Asset Management registered with the SEC?
Yes, BOS Asset Management has been registered with the SEC as an investment adviser since 20 November 2020. Its CRD number is 310632 and its SEC file number is 801-119836.
Source: Form ADV Part 1A, Item 1, filed 24 August 2026; IAPD firm record
How do I contact BOS Asset Management?
BOS Asset Management’s main office is at 3400 Wabash Avenue, Springfield, IL 62711. Its phone number is 833-943-8090. Its website is bosassetmanagement.com.