Bogart Wealth provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, tax planning, and tax preparation. Financial planning was provided to 1,500 clients last fiscal year.
Bogart Wealth reports 1,442 clients. They include 722 high-net-worth individuals and 720 individual clients. Of its assets, 78.7% ($2.51B across 4,407 accounts) are managed with discretion; $680M across 2,228 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 7% |
| High-net-worth individuals | 50% | 93% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 720 | $216M | 6.8% | $299K |
| High-net-worth individuals | 722 | $2.97B | 93.0% | $4.11M |
| Charitable organizations | Fewer than 5 | $7.56M | 0.2% | — |
| Total | 1,442 | $3.19B | 100% | — |
- Clients
- 720
- Regulatory AUM
- $216M
- AUM share
- 6.8%
- Avg. per client
- $299K
- Clients
- 722
- Regulatory AUM
- $2.97B
- AUM share
- 93.0%
- Avg. per client
- $4.11M
- Clients
- Fewer than 5
- Regulatory AUM
- $7.56M
- AUM share
- 0.2%
- Avg. per client
- —
Total
- Clients
- 1,442
- Regulatory AUM
- $3.19B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1500
Bogart Wealth charges 0.55%–1.43% a year for its Wealth Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$100K | 1.43% |
| $100K–$250K | 1.32% |
| $250K–$500K | 1.21% |
| $500K–$2M | 1.10% |
| $2M–$5M | 0.99% |
| $5M–$10M | 0.825% |
| $10M and above | 0.55% |
Fee details and sources
Bogart Wealth Midco, LLC owns 75% or more of Bogart Wealth and is in turn owned by Bogart Wealth Topco, LLC (50–75%). James Bogart is CEO; the leadership team includes President Jeffrey Fuhrman, Chief Investment Officer Aleksandr Spencer and Chief Operating Officer Allen Eickelberg. It has 50 employees, 29 of them in advisory roles.
Leadership
- James BogartChief Executive Officer, Treasurer and Secretary
- Jeffrey FuhrmanPresident
- Allen EickelbergChief Operating Officer
- Suzanne KelloggChief Compliance Officer
- Domenico ContiController
- Michelle DubayChief Administrative Officer
- Aleksandr SpencerChief Investment Officer
Investment adviser representatives
24 representatives listed in the SEC register as of 9 October 2026.
- Chaz Harrison Billak
- James Edward Bogart
- Michael Benito Camara
- Nicolas Anthony Conforti
- Nell Richeson Cordick
- John Nicholas David
- Michael Patrick Duffy
- Allen Charles Eickelberg
- Daniel Evans
- Misty Lynn Garza
- Austin Hilscher
- Victoria Elizabeth Holcom
- Suzanne Elizabeth Kellogg
- Thomas Augustine Kellogg
- Peter Knoer
- Carrie Helene Malatesta
- Patrick J Marcinko
- Geraldo Flores Olivo
- Sydney Rutledge
- Sandra Lombrano Terronez
- Nathan James Vandemeulebroecke
- Morgan Baker Veth
- Elise Kathryn Wente
- Brian Paul Windsor
Staff
- 50 employees
- 29 in advisory functions
- 26 state-registered reps
- Owns 75% or more of Bogart Wealth, LLC
Bogart Wealth Midco, LLC
Control person · since January 2025
- Owns 50% to 75% of Bogart Wealth Midco, LLC
Bogart Wealth Topco, LLC
Control person · since January 2025
- Owns 75% or more of Bogart Wealth Topco, LLC
Bogart Wealth Holdco, LLC
Control person · since January 2025
- Owns 25% to 50% of Bogart Wealth Topco, LLC
CWC Challenger Investor, LLC
since January 2025
- Owns 75% or more of CWC Challenger Investor, LLC
CWC Fund, LP
Control person · since January 2025
CWC Fund GP, LLC
General partner · Control person · since April 2023
Bogart Wealth’s regulatory assets grew 2.4× from $1.31B (July 2021) to $3.19B (September 2026); clients rose from 861 to 1,442 and employees from 19 to 50.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $3.19B | 1,442 | 50 | 4 |
| March 2025 | $2.68B | 1,329 | 41 | 3 |
| July 2024 | $2.62B | 1,259 | 36 | 4 |
| March 2023 | $2.28B | 1,248 | 28 | 4 |
| March 2022 | $1.93B | 1,032 | 21 | 3 |
| July 2021 | $1.31B | 861 | 19 | 3 |
Besides its headquarters, Bogart Wealth has 3 offices (1 private residence, listed without an address), with 3 listed addresses in Texas and Virginia.
Texas · 2 listed addresses
- 800 Gessner Road, Houston
- 1725 Hughes Landing, Ste. 1225, The Woodlands
Virginia · 1 listed address
- 2010 Corporate Ridge, Suite 900, McLeanHQ
Contact and registration details
- Legal name
- Bogart Wealth, LLC
- Headquarters
- 2010 Corporate Ridge, Suite 900, McLean, VA 22102
- Website
- bogartwealth.com
- Phone
- 703-570-8651
- @bogart-wealth
- SEC file
- 801-107912
- Structure
- Delaware LLC
- Fiscal year end
- December
Bogart Wealth uses Charles Schwab ($3.19B) as custodian for its separately managed accounts. Bogart Wealth has custody of $387M in client assets for 435 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $3.19B100%
At year end, Bogart Wealth’s separately managed accounts were mostly in funds (57%) and stocks (37%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.92B across 2,011 positions; the largest are Vanguard S&P 500 ETF (6.8%), iShares MSCI Acwi ETF (5.6%) and Exxonmobil Holdings Corp. Com Shs (5.6%).
What the accounts hold
- Stocks37%
- Funds57%
- Cash6%
Reported 13F holdings
- $2.92B
- Reported 13F value
- 2,011
- Positions
- 42.2%
- In the 10 largest
- +12.4%
- Value vs. prior quarter
- Vanguard S&P 500 ETFETF6.8%
- iShares MSCI Acwi ETFETF5.6%
- Exxonmobil Holdings Corp. Com Shs5.6%
- Capital Group Dividend Value ETFETF4.1%
- Vanguard Total Bond Market ETFETF4.1%
- JPMORGAN International Research Enhanced Equity ETFETF3.5%
- Victoryshares Core Intermediate Bond ETFETF3.5%
- Columbia Research Enhanced Core ETFETF3.5%
- Invesco Nasdaq 100 ETFETF2.8%
- JPMORGAN Core Plus Bond ETFETF2.8%
Together, the ten largest are 42.2% of reported value.
How many clients does Bogart Wealth have?
Bogart Wealth has 1,442 clients and manages $3.19 billion for them, as of September 2026. They include 722 high-net-worth individuals and 720 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026
What services does Bogart Wealth offer?
Bogart Wealth provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Bogart Wealth charge?
Bogart Wealth charges 0.55%–1.43% a year for its Wealth Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
Which custodians does Bogart Wealth use?
Bogart Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $3.19B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026
How many financial advisors does Bogart Wealth have?
Bogart Wealth has 26 investment adviser representatives registered with state securities authorities, out of 50 employees, and 29 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Bogart Wealth invest in?
At the end of its last fiscal year, Bogart Wealth’s separately managed accounts held 57% registered funds (mutual funds, ETFs, BDCs), 37% exchange-traded equities and 6% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Bogart Wealth?
Bogart Wealth is owned through a chain of holding companies by Bogart Wealth Holdco, LLC. Its direct owner is Bogart Wealth Midco, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 14 September 2026
How does Bogart Wealth get paid?
Bogart Wealth is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Bogart Wealth registered with the SEC?
Yes, Bogart Wealth has been registered with the SEC as an investment adviser since 2 June 2016. Its CRD number is 283886 and its SEC file number is 801-107912.
Source: Form ADV Part 1A, Item 1, filed 14 September 2026; IAPD firm record
How do I contact Bogart Wealth?
Bogart Wealth’s main office is at 2010 Corporate Ridge, Suite 900, McLean, VA 22102. Its phone number is 703-570-8651. Its website is bogartwealth.com.