Blalock Williams provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Blalock Williams reports 272 clients. They include 197 individual clients, 48 high-net-worth individuals, and 22 pension and profit-sharing plans. Of its assets, 94.8% ($230M across 703 accounts) are managed with discretion; $12.7M across 21 accounts are not. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 19% |
| High-net-worth individuals | 18% | 57% |
| Banking or thrift institutions | Fewer than 5 | 7% |
| Pension and profit-sharing plans | 8% | 6% |
| Charitable organizations | Fewer than 5 | <1% |
| Other client typesCorporations and other businesses | 2% | 10% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 197 | $47.3M | 19.5% | $240K |
| High-net-worth individuals | 48 | $139M | 57.3% | $2.9M |
| Banking or thrift institutions | Fewer than 5 | $16.3M | 6.7% | — |
| Pension and profit-sharing plans | 22 | $15.4M | 6.4% | $701K |
| Charitable organizations | Fewer than 5 | $1.23M | 0.5% | — |
| Corporations and other businesses | 5 | $23.3M | 9.6% | $4.66M |
| Total | 272 | $243M | 100% | — |
- Clients
- 197
- Regulatory AUM
- $47.3M
- AUM share
- 19.5%
- Avg. per client
- $240K
- Clients
- 48
- Regulatory AUM
- $139M
- AUM share
- 57.3%
- Avg. per client
- $2.9M
- Clients
- Fewer than 5
- Regulatory AUM
- $16.3M
- AUM share
- 6.7%
- Avg. per client
- —
- Clients
- 22
- Regulatory AUM
- $15.4M
- AUM share
- 6.4%
- Avg. per client
- $701K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.23M
- AUM share
- 0.5%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $23.3M
- AUM share
- 9.6%
- Avg. per client
- $4.66M
Total
- Clients
- 272
- Regulatory AUM
- $243M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Blalock Williams is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Fixed annual engagement fee of up to $4,000 per year, payable quarterly in arrears; may be negotiable.
- Retirement Plan Advisory
- Annual asset-based fee of up to 1.00%, based on the size of the plan and the scope of services.
Devereaux Williams owns 50% to 75% of Blalock Williams. John Blalock is CEO; the leadership team includes Chief Investment Officer Devereaux Williams, Chief Operating Officer Elizabeth Moman and Chief Compliance Officer Laura Lacey. It has 4 employees, 2 of them in advisory roles.
Leadership
- John BlalockChief Executive Officer and Investment Advisor Representative
- Elizabeth MomanChief Operating Officer
- Laura LaceyChief Compliance Officer
- Devereaux WilliamsCo-Founder and Chief Investment Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 3 insurance agents
- Owns 50% to 75% of Blalock Williams, LLC
Devereaux Williams
Control person · since February 2023
- Owns 50% to 75% of Blalock Williams, LLC
John Blalock
Control person · since February 2023
Blalock Williams’ regulatory assets grew 2.3× from $106M (June 2024) to $243M (March 2026); clients fell from 470 to 272 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $243M | 272 | 4 | 2 |
| April 2025 | $176M | 195 | 4 | 2 |
| June 2024 | $106M | 470 | 4 | 2 |
Besides its headquarters, Blalock Williams has 1 office (1 private residence, listed without an address), with 1 listed address in Alabama.
Alabama · 1 listed address
- 3065 Hwy. 63 S., Suite 101, Alexander CityHQ
Contact and registration details
- Legal name
- Blalock Williams, LLC
- Headquarters
- 3065 Hwy. 63 S., Suite 101, Alexander City, AL 35010
- Website
- blalockwilliams.com
- Phone
- 256-444-6256
- @blalock-williams
- SEC file
- 801-129757
- Structure
- Alabama LLC
- Fiscal year end
- December
Blalock Williams uses Charles Schwab ($187M, 79%) and Pershing ($50M, 21%) as custodians for its separately managed accounts. Blalock Williams has custody of $4.77M in client assets for 3 clients.
- PershingPershing LLC · Jersey City, NJ · $50M21%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $187M79%
At year end, Blalock Williams’ separately managed accounts were mostly in stocks (74%) and bonds (17%). Its reported 13F holdings for the quarter ended 30 June 2026 total $154M across 154 positions; the largest are iShares TR (8.1%), Eli Lilly & CO (8.0%) and iShares TR (3.2%).
What the accounts hold
- Stocks74%
- Funds6%
- Registered funds4%
- Pooled vehicles2%
- Bonds17%
- U.S. government and agency bonds9%
- State and local bonds6%
- Investment grade corporate bonds2%
- Cash3%
Reported 13F holdings
- $154M
- Reported 13F value
- 154
- Positions
- 35.9%
- In the 10 largest
- +19.3%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF8.1%
- Eli Lilly & CO8.0%
- iShares TR · S&P 500 Grwt ETF3.2%
- Blackrock ETF Trust · iShares US Equit3.1%
- iShares TR · S&P 500 Val ETF2.7%
- Alphabet Inc. · Cap Stk CL A2.7%
- Nvidia Corporation2.2%
- Apple Inc.2.1%
- iShares Inc. · Core MSCI Emkt1.9%
- iShares TR · Core US Aggbd ET1.9%
Together, the ten largest are 35.9% of reported value.
How many clients does Blalock Williams have?
Blalock Williams has 272 clients and manages $243 million for them, as of March 2026. They include 197 individual clients, 48 high-net-worth individuals, and 22 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does Blalock Williams offer?
Blalock Williams provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Blalock Williams use?
Blalock Williams’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $187M and Pershing LLC (Jersey City, NJ), with $50M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026
How many financial advisors does Blalock Williams have?
Blalock Williams has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Blalock Williams invest in?
At the end of its last fiscal year, Blalock Williams’ separately managed accounts held 74% exchange-traded equities, 9% U.S. government and agency bonds, 6% state and local bonds, 4% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents, 2% investment grade corporate bonds and 2% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Blalock Williams?
Blalock Williams’ direct owners are Devereaux Williams (50% to 75%) and John Blalock (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does Blalock Williams get paid?
Blalock Williams is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Blalock Williams?
Blalock Williams’ main office is at 3065 Hwy. 63 S., Suite 101, Alexander City, AL 35010. Its phone number is 256-444-6256. Its website is blalockwilliams.com.