Battery Global Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year. The firm advises 77 private funds.
Battery Global Advisors reports 142 clients. They include 77 pooled investment vehicles and 65 high-net-worth individuals. Of its assets, 43.2% ($3.62B across 90 accounts) are managed with discretion; $4.76B across 52 accounts are not. Of its clients, 12% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 46% | 61% |
| Pooled investment vehicles | 54% | 39% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 65 | $5.14B | 61.3% | $79M |
| Pooled investment vehicles | 77 | $3.24B | 38.7% | $42M |
| Total | 142 | $8.37B | 100% | $59M |
- Clients
- 65
- Regulatory AUM
- $5.14B
- AUM share
- 61.3%
- Avg. per client
- $79M
- Clients
- 77
- Regulatory AUM
- $3.24B
- AUM share
- 38.7%
- Avg. per client
- $42M
Total
- Clients
- 142
- Regulatory AUM
- $8.37B
- AUM share
- 100%
- Avg. per client
- $59M
- Clients outside the U.S.
- 12%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 77
- Financial planning clients last fiscal year
- 101–250
Battery Global Advisors charges 0.25%–1.00% a year for its Family Office Clients. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$5M | 1.00% |
| $5M–$10M | 0.75% |
| $10M–$50M | 0.50% |
| $50M and above | 0.25% |
Fee details and sources
John O'Connor owns 25% to 50% of Battery Global Advisors. The leadership team of Battery Global Advisors includes Chief Investment Officer Brandon Colon. It has 38 employees, 12 of them in advisory roles.
Leadership
- Philip BullenDirector
Daniel BurnsCCO (3/2013), CFO (4/2011), Director (1/2023)
Brandon ColonChief Investment Officer, Member
John DinneenCOO (4/2011), Director of Tax & Estate Planning (4/2011), Director (1/2023)- Christopher HansonDirector
John O'ConnorCEO, Manager, Director- Alexander CobbMember
- Hillel MoskovitsMember
- David RothenhausMember
- Allison DrushellaMember
Staff
- 38 employees
- 12 in advisory functions
- Owns 25% to 50% of Battery Global Advisors, LLC
John O'Connor
Control person · since April 2011
- Owns 5% to 10% of Battery Global Advisors, LLC
Daniel Burns
Control person · since April 2011
- Owns 5% to 10% of Battery Global Advisors, LLC
John Dinneen
Control person · since April 2011
- Owns 5% to 10% of Battery Global Advisors, LLC
Alexander Cobb
since January 2017
- Owns 5% to 10% of Battery Global Advisors, LLC
Hillel Moskovits
since January 2019
- Owns 5% to 10% of Battery Global Advisors, LLC
David Rothenhaus
since January 2021
- Owns 5% to 10% of Battery Global Advisors, LLC
Allison Drushella
since January 2017
Battery Global Advisors’ regulatory assets grew 3.4× from $2.48B (March 2021) to $8.37B (June 2026); clients rose from 84 to 142 and employees from 24 to 38.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $8.37B | 142 | 38 | 2 |
| July 2025 | $6.9B | 126 | 37 | 2 |
| July 2024 | $4.12B | 117 | 35 | 2 |
| June 2023 | $4.27B | 110 | 32 | 2 |
| July 2022 | $4.15B | 92 | 26 | 1 |
| March 2021 | $2.48B | 84 | 24 | 1 |
Besides its headquarters, Battery Global Advisors has 1 office, with 2 listed addresses in the U.S. and abroad.
Massachusetts · 1 listed address
- 260 Franklin Street, Suite 1510, BostonHQ
International offices
- 14 HACHAROSHET, RA'ANANA, 4365707, Israel
Contact and registration details
- Legal name
- Battery Global Advisors, LLC
- Headquarters
- 260 Franklin Street, Suite 1510, Boston, MA 02110
- Website
- bga.com
- Phone
- 617-948-3800
- @battery-global-advisors
- SEC file
- 801-73308
- Structure
- Delaware LLC
- Fiscal year end
- December
Battery Global Advisors uses Fidelity ($984M) as custodian for its separately managed accounts. Battery Global Advisors has custody of $8.14B in client assets for 142 clients.
- FidelityNational Financial Services LLC · Boston, MA · $984M100%
At year end, Battery Global Advisors’ separately managed accounts were largely in stocks (33%) and funds (29%). Its reported 13F holdings for the quarter ended 30 June 2026 total $200M across 157 positions; the largest are Vanguard Total US Stock Market ETF (31.6%), Vanguard S&P 500 ETF (10.2%) and Vanguard FTSE Developed Markets ETF (9.7%).
What the accounts hold
- Stocks33%
- Exchange-traded equities31%
- Non-exchange-traded equities2%
- Funds29%
- Pooled vehicles25%
- Registered funds4%
- Bonds6%
- State and local bonds4%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash24%
- Other8%
- Donor advised funds, virtual currencies, real estate, pension funds8%
Reported 13F holdings
- $200M
- Reported 13F value
- 157
- Positions
- 83.5%
- In the 10 largest
- +7.3%
- Value vs. prior quarter
- Vanguard Total US Stock Market ETF · Total Stk Mkt31.6%
- Vanguard S&P 500 ETF · S&P 500 ETF Shs10.2%
- Vanguard FTSE Developed Markets ETF · Van FTSE Dev Mkt9.7%
- Payoneer Global Inc.8.5%
- Intuit5.1%
- Vanguard FTSE Emerging Markets ETF · FTSE Emr Mkt ETF5.0%
- iShares Gold Trust · iShares New3.9%
- SPDR Developed World Ex-us ETF · ST Str PO EX ETF3.8%
- Vanguard Growth Index Fund ETF · Growth ETF3.2%
- Invesco S&P 500 Equal Weight ETF · S&P500 Eql Wgt2.4%
Together, the ten largest are 83.5% of reported value.
How many clients does Battery Global Advisors have?
Battery Global Advisors has 142 clients and manages $8.37 billion for them, as of June 2026. They include 77 pooled investment vehicles and 65 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026
What services does Battery Global Advisors offer?
Battery Global Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Battery Global Advisors charge?
Battery Global Advisors charges 0.25%–1.00% a year for its Family Office Clients. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: BATTERY GLOBAL ADVISORS LLC ADV 2A, filed 30 March 2026
Which custodians does Battery Global Advisors use?
Battery Global Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $984M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 June 2026
How many financial advisors does Battery Global Advisors have?
Battery Global Advisors has 0 investment adviser representatives registered with state securities authorities, out of 38 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Battery Global Advisors invest in?
At the end of its last fiscal year, Battery Global Advisors’ separately managed accounts held 31% exchange-traded equities, 25% pooled vehicles (private funds and similar), 24% cash and equivalents, 8% other, 4% state and local bonds, 4% registered funds (mutual funds, ETFs, BDCs), 2% non-exchange-traded equities, 1% U.S. government and agency bonds and 1% investment grade corporate bonds. The 8% other category is described as: Donor Advised Funds, Virtual Currencies, Real Estate, Pension Funds. It advises 77 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Battery Global Advisors?
Battery Global Advisors’ direct owners are John O'Connor, Daniel Burns, John Dinneen, Alexander Cobb, Hillel Moskovits, David Rothenhaus and Allison Drushella, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 30 June 2026
How does Battery Global Advisors get paid?
Battery Global Advisors is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Battery Global Advisors registered with the SEC?
Yes, Battery Global Advisors has been registered with the SEC as an investment adviser since 17 February 2012. Its CRD number is 158508 and its SEC file number is 801-73308.
Source: Form ADV Part 1A, Item 1, filed 30 June 2026; IAPD firm record
How do I contact Battery Global Advisors?
Battery Global Advisors’ main office is at 260 Franklin Street, Suite 1510, Boston, MA 02110. Its phone number is 617-948-3800. Its website is bga.com.