Barrett Upton Capital Partners provides portfolio management for pooled vehicles. The firm advises 4 private funds.
Barrett Upton Capital Partners reports 1 pooled investment vehicle. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($182M across 4 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 1 | $182M | 100.0% | $182M |
| Total | 1 | $182M | 100% | $182M |
- Clients
- 1
- Regulatory AUM
- $182M
- AUM share
- 100.0%
- Avg. per client
- $182M
Total
- Clients
- 1
- Regulatory AUM
- $182M
- AUM share
- 100%
- Avg. per client
- $182M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 4
- Financial planning clients last fiscal year
- 0
Barrett Upton Capital Partners is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Crescent Grove Holdings, LLC owns 50% to 75% of Barrett Upton Capital Partners. The leadership team of Barrett Upton Capital Partners includes Chief Investment Officer David Keevins, Chief Financial Officer Nicholas Kochanski and Chief Compliance Officer Elizabeth Watkins. It has 9 employees, 6 of them in advisory roles.
Leadership
Nicholas KochanskiChief Financial Officer
Elizabeth WatkinsChief Compliance Officer
David KeevinsCo-Chief Investment Officer and Managing Member- Andrew KreiCo-Chief Investment Officer
- Eric SchmitzDirector
Staff
- 9 employees
- 6 in advisory functions
- 1 soliciting firm
- Owns 50% to 75% of Barrett Upton Capital Partners LLC
Crescent Grove Holdings, LLC
Control person · since March 2023
David Keevins
Founder, co-chief investment officer · Control person · since March 2023
Gregg George
Founder, chief legal officer · Control person · since March 2023
Nicholas Kochanski
Founder, chief financial officer · Control person · since March 2023
- Owns 10% to 25% of Barrett Upton Capital Partners LLC
Andrew Krei
Control person · since March 2023
- Owns 5% to 10% of Barrett Upton Capital Partners LLC
Eric Schmitz
Control person · since March 2023
Barrett Upton Capital Partners’ regulatory assets grew Infinity× from $0 (July 2023) to $182M (March 2026); employees rose from 6 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $182M | 1 | 9 | 2 |
| July 2025 | $96.2M | 1 | 8 | 2 |
| March 2024 | $49.8M | 1 | 8 | 2 |
| July 2023 | $0 | 0 | 6 | 2 |
Besides its headquarters, Barrett Upton Capital Partners has 1 office, with 2 listed addresses in Illinois and Wisconsin.
Illinois · 1 listed address
- 100 South Saunders Road, Suite 210, Lake ForestHQ
Wisconsin · 1 listed address
- 313 N Plankinton, Milwaukee
Contact and registration details
- Legal name
- Barrett Upton Capital Partners LLC
- Headquarters
- 100 South Saunders Road, Suite 210, Lake Forest, IL 60045
- Website
- barrettupton.com
- Phone
- 847-752-0292
- SEC file
- 801-127797
- Structure
- Delaware LLC
- Fiscal year end
- December
Barrett Upton Capital Partners does not have custody of client assets.
How many clients does Barrett Upton Capital Partners have?
Barrett Upton Capital Partners has 1 client and manages $182 million for them, as of March 2026. They include 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Barrett Upton Capital Partners offer?
Barrett Upton Capital Partners provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Barrett Upton Capital Partners have?
Barrett Upton Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Barrett Upton Capital Partners?
Barrett Upton Capital Partners’ direct owners are Crescent Grove Holdings, LLC (50% to 75%), Andrew Krei (10% to 25%) and Eric Schmitz (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Barrett Upton Capital Partners get paid?
Barrett Upton Capital Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Barrett Upton Capital Partners registered with the SEC?
Yes, Barrett Upton Capital Partners has been registered with the SEC as an investment adviser since 1 May 2023. Its CRD number is 326104 and its SEC file number is 801-127797.
Source: Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record
How do I contact Barrett Upton Capital Partners?
Barrett Upton Capital Partners’ main office is at 100 South Saunders Road, Suite 210, Lake Forest, IL 60045. Its phone number is 847-752-0292. Its website is barrettupton.com.