Barnett & Co provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars. Financial planning was provided to 1–10 clients last fiscal year.
Barnett & Co reports 116 clients. They include 60 individual clients and 56 high-net-worth individuals. Of its assets, 100.0% ($142M across 263 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 52% | 14% |
| High-net-worth individuals | 48% | 86% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 60 | $19.3M | 13.6% | $321K |
| High-net-worth individuals | 56 | $122M | 85.9% | $2.18M |
| Charitable organizations | Fewer than 5 | $327K | 0.2% | — |
| Corporations and other businesses | Fewer than 5 | $459K | 0.3% | — |
| Total | 116 | $142M | 100% | — |
- Clients
- 60
- Regulatory AUM
- $19.3M
- AUM share
- 13.6%
- Avg. per client
- $321K
- Clients
- 56
- Regulatory AUM
- $122M
- AUM share
- 85.9%
- Avg. per client
- $2.18M
- Clients
- Fewer than 5
- Regulatory AUM
- $327K
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $459K
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 116
- Regulatory AUM
- $142M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Barnett & Co charges 0.60%–1.00% a year for its Wealth and asset management fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.75% |
| $3M–$5M | 0.70% |
| $5M–$10M | 0.65% |
| $10M and above | 0.60% |
Fee details and sources
Other fees
- Financial planning and consulting
- Charged at an hourly rate of $175, with an estimated initial cost of $1,000 to $1,500, or based on the assets within the plan's scope.
Warren Barnett owns 75% or more of Barnett & Co. The leadership team of Barnett & Co includes President Warren Barnett. It has 5 employees, 3 of them in advisory roles.
Leadership
Warren BarnettPresident/CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Barnett & Co Inc
Warren Barnett
Control person · since November 1983
Barnett & Co’s regulatory assets fell from $222M (July 2021) to $142M (August 2026); clients fell from 208 to 116 and employees from 7 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $142M | 116 | 5 | 1 |
| Jan 2025January 2025 | $175M | 123 | 5 | 1 |
| Jan 2024January 2024 | $156M | 126 | 3 | 1 |
| Jan 2023January 2023 | $152M | 140 | 3 | 1 |
| Mar 2022March 2022 | $157M | 311 | 3 | 1 |
| Jul 2021July 2021 | $222M | 208 | 7 | 1 |
Besides its headquarters, Barnett & Co has 0 offices, with 1 listed address in 1 state.
Tennessee · 1 listed address
- 1300 Broad Street, Suite 303, ChattanoogaHQ
Contact and registration details
- Legal name
- Barnett & Co Inc
- Headquarters
- 1300 Broad Street, Suite 303, Chattanooga, TN 37402-4476
- Website
- barnettandcompany.com
- Phone
- 423-756-0125
- @barnett-&-company
- SEC file
- 801-20295
- Structure
- Tennessee corporation
- Fiscal year end
- October
Barnett & Co’s named custodian for separately managed accounts is Charles Schwab ($142M). Barnett & Co has custody of $38.8M for 54 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $142M100%
At year end, Barnett & Co’s separately managed accounts were mostly in stocks (86%) and funds (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $135M across 86 positions; the largest are Hewlett Packard Enterprise C (6.2%), Federal Agric Mtg Corp. (5.1%) and Onemain Hldgs Inc. (4.9%).
What the accounts hold
- Stocks86%
- Funds10%
- Cash4%
Reported 13F holdings
- $135M
- Reported 13F value
- 86
- Positions
- 39.9%
- In the 10 largest
- +5.0%
- Value vs. prior quarter
- Hewlett Packard Enterprise C6.2%
- Federal Agric Mtg Corp. · CL C5.1%
- Onemain Hldgs Inc.4.9%
- Generac Hldgs Inc.4.9%
- Abbvie Inc.3.8%
- Williams Cos Inc.3.8%
- Oneok Inc. New3.3%
- Pfizer Inc.2.8%
- Murphy Oil Corp.2.7%
- National Fuel Gas CO2.4%
Together, the ten largest are 39.9% of reported value.
How many clients does Barnett & Co have?
Barnett & Co has 116 clients and manages $142 million for them, as of August 2026. They include 60 individual clients and 56 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026
What services does Barnett & Co offer?
Barnett & Co provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Barnett & Co charge?
Barnett & Co charges 0.60%–1.00% a year for its Wealth and asset management fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Barnett & Co use?
Barnett & Co’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $142M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026
How many financial advisors does Barnett & Co have?
Barnett & Co has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Barnett & Co invest in?
At the end of its last fiscal year, Barnett & Co’s separately managed accounts held 86% exchange-traded equities, 10% registered funds (mutual funds, ETFs, BDCs) and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Barnett & Co?
Barnett & Co’s direct owner is Warren Barnett (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 August 2026
How does Barnett & Co get paid?
Barnett & Co is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Barnett & Co?
Barnett & Co’s main office is at 1300 Broad Street, Suite 303, Chattanooga, TN 37402-4476. Its phone number is 423-756-0125. Its website is barnettandcompany.com.