Largest positions
| Issuer | Class | Value | Share |
|---|---|---|---|
| Pgim ETF TRAAA CLO ETF | AAA CLO ETF | $13.2M | 6.1% |
| Janus Detroit Str TRHENDRSON AAA CL | HENDRSON AAA CL | $10.1M | 4.7% |
| Apple Inc.COM | COM | $9.23M | 4.3% |
| Vanguard Calif Tax Free FdsTAX EXEMPT BD FD | TAX EXEMPT BD FD | $5.03M | 2.3% |
| Innovator ETFS TrustDEFINED WLT SHLD | DEFINED WLT SHLD | $4.43M | 2.0% |
| J P Morgan Exchange Traded FUS QUALTY FCTR | US QUALTY FCTR | $4.35M | 2.0% |
| Vanguard Index FdsS&P 500 ETF SHS | S&P 500 ETF SHS | $4.31M | 2.0% |
| State Str SPDR S&P 500 ETF TTR UNIT | TR UNIT | $4.07M | 1.9% |
| Lam Research Corp.COM NEW | COM NEW | $4.06M | 1.9% |
| Schwab Strategic TRUS LRG CAP ETF | US LRG CAP ETF | $4.02M | 1.9% |
| JPMORGAN Chase & COCOM | COM | $3.79M | 1.8% |
| Applied Matls Inc.COM | COM | $3.76M | 1.7% |
| iShares TRCORE S&P500 ETF | CORE S&P500 ETF | $3.58M | 1.7% |
| Invesco Qqq TRUNIT SER 1 | UNIT SER 1 | $3.47M | 1.6% |
| Nvidia CorporationCOM | COM | $3.43M | 1.6% |
| Schwab Strategic TRINTL EQTY ETF | INTL EQTY ETF | $3.23M | 1.5% |
| iShares TRCALIF MUN BD ETF | CALIF MUN BD ETF | $3.12M | 1.4% |
| Dimensional ETF TrustUS CORE EQT MKT | US CORE EQT MKT | $3.09M | 1.4% |
| Vanguard Index FdsTOTAL STK MKT | TOTAL STK MKT | $3.09M | 1.4% |
| Vanguard Scottsdale FdsVNG RUS1000IDX | VNG RUS1000IDX | $2.8M | 1.3% |
| Vanguard Whitehall FdsINTL DVD ETF | INTL DVD ETF | $2.75M | 1.3% |
| Alphabet Inc.CAP STK CL A | CAP STK CL A | $2.7M | 1.2% |
| iShares TRCORE S&P MCP ETF | CORE S&P MCP ETF | $2.68M | 1.2% |
| Schwab Strategic TRSHT TM US TRES | SHT TM US TRES | $2.44M | 1.1% |
| Dimensional ETF TrustCORE FIXE IN ETF | CORE FIXE IN ETF | $2.34M | 1.1% |
| SPDR Gold TRGOLD SHS | GOLD SHS | $2.09M | 1.0% |
| Microsoft Corp.COM | COM | $2.09M | 1.0% |
| American Centy ETF TRCALIF MUN BD ETF | CALIF MUN BD ETF | $2.08M | 1.0% |
| Vanguard BD Index FdsINTERMED TERM | INTERMED TERM | $2.01M | 0.9% |
| Blackrock ETF TrustISHARES US EQUIT | ISHARES US EQUIT | $1.89M | 0.9% |
| Innovator ETFS TrustQUITY MANAGD FLR | QUITY MANAGD FLR | $1.83M | 0.8% |
| iShares TRSHRT NAT MUN ETF | SHRT NAT MUN ETF | $1.7M | 0.8% |
| iShares TRCORE MSCI EAFE | CORE MSCI EAFE | $1.67M | 0.8% |
| Amazon Com Inc.COM | COM | $1.58M | 0.7% |
| iShares TRRUSSELL 2000 ETF | RUSSELL 2000 ETF | $1.57M | 0.7% |
| First TR Exchng Traded FD VIFT VEST U.S EQT | FT VEST U.S EQT | $1.54M | 0.7% |
| SPDR Series TrustST STR AGGRE ETF | ST STR AGGRE ETF | $1.54M | 0.7% |
| Schwab Charles Corp.COM | COM | $1.53M | 0.7% |
| Select Sector SPDR TRST STR TECHN ETF | ST STR TECHN ETF | $1.46M | 0.7% |
| iShares TRMSCI EMG MKT ETF | MSCI EMG MKT ETF | $1.45M | 0.7% |
| Invesco Exchange Traded FD TS&P500 EQL WGT | S&P500 EQL WGT | $1.42M | 0.7% |
| iShares TRS&P 500 GRWT ETF | S&P 500 GRWT ETF | $1.4M | 0.6% |
| iShares Inc.CORE MSCI EMKT | CORE MSCI EMKT | $1.39M | 0.6% |
| Vanguard Index FdsVALUE ETF | VALUE ETF | $1.35M | 0.6% |
| Innovator ETFS TrustUS EQTY PWR BUF | US EQTY PWR BUF | $1.29M | 0.6% |
| iShares TRU.S. REAL ES ETF | U.S. REAL ES ETF | $1.28M | 0.6% |
| Schwab Strategic TRUS BRD MKT ETF | US BRD MKT ETF | $1.27M | 0.6% |
| Wisdomtree TRJAPN HEDGE EQT | JAPN HEDGE EQT | $1.25M | 0.6% |
| Dimensional ETF TrustINTL CORE EQT MK | INTL CORE EQT MK | $1.19M | 0.6% |
| Vanguard Specialized FundsDIV APP ETF | DIV APP ETF | $1.19M | 0.5% |
Pgim ETF TRAAA CLO ETF$13.2M
- Class
- AAA CLO ETF
- Share
- 6.1%
Janus Detroit Str TRHENDRSON AAA CL$10.1M
- Class
- HENDRSON AAA CL
- Share
- 4.7%
Apple Inc.COM$9.23M
- Class
- COM
- Share
- 4.3%
Vanguard Calif Tax Free FdsTAX EXEMPT BD FD$5.03M
- Class
- TAX EXEMPT BD FD
- Share
- 2.3%
Innovator ETFS TrustDEFINED WLT SHLD$4.43M
- Class
- DEFINED WLT SHLD
- Share
- 2.0%
J P Morgan Exchange Traded FUS QUALTY FCTR$4.35M
- Class
- US QUALTY FCTR
- Share
- 2.0%
Vanguard Index FdsS&P 500 ETF SHS$4.31M
- Class
- S&P 500 ETF SHS
- Share
- 2.0%
State Str SPDR S&P 500 ETF TTR UNIT$4.07M
- Class
- TR UNIT
- Share
- 1.9%
Lam Research Corp.COM NEW$4.06M
- Class
- COM NEW
- Share
- 1.9%
Schwab Strategic TRUS LRG CAP ETF$4.02M
- Class
- US LRG CAP ETF
- Share
- 1.9%
JPMORGAN Chase & COCOM$3.79M
- Class
- COM
- Share
- 1.8%
Applied Matls Inc.COM$3.76M
- Class
- COM
- Share
- 1.7%
iShares TRCORE S&P500 ETF$3.58M
- Class
- CORE S&P500 ETF
- Share
- 1.7%
Invesco Qqq TRUNIT SER 1$3.47M
- Class
- UNIT SER 1
- Share
- 1.6%
Nvidia CorporationCOM$3.43M
- Class
- COM
- Share
- 1.6%
Schwab Strategic TRINTL EQTY ETF$3.23M
- Class
- INTL EQTY ETF
- Share
- 1.5%
iShares TRCALIF MUN BD ETF$3.12M
- Class
- CALIF MUN BD ETF
- Share
- 1.4%
Dimensional ETF TrustUS CORE EQT MKT$3.09M
- Class
- US CORE EQT MKT
- Share
- 1.4%
Vanguard Index FdsTOTAL STK MKT$3.09M
- Class
- TOTAL STK MKT
- Share
- 1.4%
Vanguard Scottsdale FdsVNG RUS1000IDX$2.8M
- Class
- VNG RUS1000IDX
- Share
- 1.3%
Vanguard Whitehall FdsINTL DVD ETF$2.75M
- Class
- INTL DVD ETF
- Share
- 1.3%
Alphabet Inc.CAP STK CL A$2.7M
- Class
- CAP STK CL A
- Share
- 1.2%
iShares TRCORE S&P MCP ETF$2.68M
- Class
- CORE S&P MCP ETF
- Share
- 1.2%
Schwab Strategic TRSHT TM US TRES$2.44M
- Class
- SHT TM US TRES
- Share
- 1.1%
Dimensional ETF TrustCORE FIXE IN ETF$2.34M
- Class
- CORE FIXE IN ETF
- Share
- 1.1%
SPDR Gold TRGOLD SHS$2.09M
- Class
- GOLD SHS
- Share
- 1.0%
Microsoft Corp.COM$2.09M
- Class
- COM
- Share
- 1.0%
American Centy ETF TRCALIF MUN BD ETF$2.08M
- Class
- CALIF MUN BD ETF
- Share
- 1.0%
Vanguard BD Index FdsINTERMED TERM$2.01M
- Class
- INTERMED TERM
- Share
- 0.9%
Blackrock ETF TrustISHARES US EQUIT$1.89M
- Class
- ISHARES US EQUIT
- Share
- 0.9%
Innovator ETFS TrustQUITY MANAGD FLR$1.83M
- Class
- QUITY MANAGD FLR
- Share
- 0.8%
iShares TRSHRT NAT MUN ETF$1.7M
- Class
- SHRT NAT MUN ETF
- Share
- 0.8%
iShares TRCORE MSCI EAFE$1.67M
- Class
- CORE MSCI EAFE
- Share
- 0.8%
Amazon Com Inc.COM$1.58M
- Class
- COM
- Share
- 0.7%
iShares TRRUSSELL 2000 ETF$1.57M
- Class
- RUSSELL 2000 ETF
- Share
- 0.7%
First TR Exchng Traded FD VIFT VEST U.S EQT$1.54M
- Class
- FT VEST U.S EQT
- Share
- 0.7%
SPDR Series TrustST STR AGGRE ETF$1.54M
- Class
- ST STR AGGRE ETF
- Share
- 0.7%
Schwab Charles Corp.COM$1.53M
- Class
- COM
- Share
- 0.7%
Select Sector SPDR TRST STR TECHN ETF$1.46M
- Class
- ST STR TECHN ETF
- Share
- 0.7%
iShares TRMSCI EMG MKT ETF$1.45M
- Class
- MSCI EMG MKT ETF
- Share
- 0.7%
Invesco Exchange Traded FD TS&P500 EQL WGT$1.42M
- Class
- S&P500 EQL WGT
- Share
- 0.7%
iShares TRS&P 500 GRWT ETF$1.4M
- Class
- S&P 500 GRWT ETF
- Share
- 0.6%
iShares Inc.CORE MSCI EMKT$1.39M
- Class
- CORE MSCI EMKT
- Share
- 0.6%
Vanguard Index FdsVALUE ETF$1.35M
- Class
- VALUE ETF
- Share
- 0.6%
Innovator ETFS TrustUS EQTY PWR BUF$1.29M
- Class
- US EQTY PWR BUF
- Share
- 0.6%
iShares TRU.S. REAL ES ETF$1.28M
- Class
- U.S. REAL ES ETF
- Share
- 0.6%
Schwab Strategic TRUS BRD MKT ETF$1.27M
- Class
- US BRD MKT ETF
- Share
- 0.6%
Wisdomtree TRJAPN HEDGE EQT$1.25M
- Class
- JAPN HEDGE EQT
- Share
- 0.6%
Dimensional ETF TrustINTL CORE EQT MK$1.19M
- Class
- INTL CORE EQT MK
- Share
- 0.6%
Vanguard Specialized FundsDIV APP ETF$1.19M
- Class
- DIV APP ETF
- Share
- 0.5%
The share class is shown on a wider screen.
The 50 largest of 192 positions by value, with holdings of the same security combined. The 192 largest are in this firm's machine-readable record. Share counts and quarter-on-quarter changes for each position are on EDGAR. View the full information table on EDGAR
This filing
- Form
- 13F-HR
- CIK
- 2106928
- File number
- 028-26065
- Options
- 0 call, 0 put
- In the 25 largest
- 50.4%
- Prior quarter
- $416M at 31 March 2026
- Positions opened
- 140
- Positions closed
- 74
Common questions
What are Ballast Rock Private Wealth’s 13F holdings worth?
$217 million across 192 positions for the quarter ended 30 June 2026.
What is Ballast Rock Private Wealth’s largest 13F holding?
PGIM ETF TR (AAA CLO ETF) was the largest position at $13.2 million, or 6.1% of reported 13F value, as of 30 June 2026.
How concentrated is Ballast Rock Private Wealth’s 13F portfolio?
The ten largest positions accounted for 29.0% of reported value and the twenty-five largest for 50.4%, across 192 positions as of 30 June 2026.
Does Form 13F show everything Ballast Rock Private Wealth manages?
No. Form 13F covers only long positions in exchange-traded securities over which the manager has investment discretion, valued at quarter end. It excludes cash, most bonds, private funds, and any assets the firm does not have discretion over, so it is neither the firm's total assets nor any individual client's portfolio.
How often does Ballast Rock Private Wealth file its 13F?
Every quarter. Managers file within 45 days of each quarter's end, so the figures are a snapshot that changes between filings. This page shows the quarter ended 30 June 2026.
Answered from this filing and the prior quarter's.