Axius Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1,000 clients last fiscal year.
Axius Advisors reports 1,231 clients. They include 1,113 individual clients and 118 high-net-worth individuals. Of its assets, 100.0% ($624M across 2,827 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 90% | 61% |
| High-net-worth individuals | 10% | 39% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,113 | $381M | 61.0% | $342K |
| High-net-worth individuals | 118 | $243M | 39.0% | $2.06M |
| Total | 1,231 | $624M | 100% | $507K |
- Clients
- 1,113
- Regulatory AUM
- $381M
- AUM share
- 61.0%
- Avg. per client
- $342K
- Clients
- 118
- Regulatory AUM
- $243M
- AUM share
- 39.0%
- Avg. per client
- $2.06M
Total
- Clients
- 1,231
- Regulatory AUM
- $624M
- AUM share
- 100%
- Avg. per client
- $507K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1000
Axius Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Fixed fee for creating a financial plan is negotiated up to $5,000; hourly financial planning is negotiated up to $150 an hour, paid in arrears.
Jeff Locker owns 75% or more of Axius Advisors. The leadership team of Axius Advisors includes President Thomas Reed and Chief Compliance Officer Jeff Locker. It has 9 employees, 8 of them in advisory roles.
Leadership
- Thomas ReedPresident
- Jeff LockerCheif Executive Officer & Chief Compliance Officer
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Scott Michael Browne
- Timothy John Chambliss
- Christopher Joseph Jacobs
- Steven Chappelear Kenny
- Ronald Wayne Klenke
- Jeff Ryan Locker
- Michael Alan Orr
- Thomas Robert Reed III
- Kurt Walter Sergiewich JR
- Steven Lewis Stillman
- Kelly Lynn Stonebarger
- Lori Ann Turner
Staff
- 9 employees
- 8 in advisory functions
- 8 state-registered reps
- 8 broker-dealer reps
- 1 insurance agent
- Owns 75% or more of Axius Advisors LLC
Jeff Locker
Control person · since October 2013
- Owns 25% to 50% of Axius Advisors LLC
Thomas Reed
Control person · since October 2013
Axius Advisors’ regulatory assets grew Infinity× from $0 (May 2024) to $624M (March 2026); employees were 9 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $624M | 1,231 | 9 | 1 |
| March 2025 | $0 | 0 | 9 | 1 |
| May 2024 | $0 | 0 | 9 | 1 |
Besides its headquarters, Axius Advisors has 0 offices, with 1 listed address in Missouri.
Missouri · 1 listed address
- 2085 Blue Stone Drive, Saint CharlesHQ
Contact and registration details
- Legal name
- Axius Advisors LLC
- Headquarters
- 2085 Blue Stone Drive, Saint Charles, MO 63303
- Website
- Not reported
- Phone
- 636-493-9600
- @axius-financial;
- SEC file
- 801-130416
- Structure
- Missouri LLC
- Fiscal year end
- December
Axius Advisors uses Charles Schwab ($624M) as custodian for its separately managed accounts. Axius Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $624M100%
At year end, Axius Advisors’ separately managed accounts were mostly in funds (60%) and stocks (33%).
What the accounts hold
- Stocks33%
- Funds60%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash3%
- Other1%
- Derivatives1%
How many clients does Axius Advisors have?
Axius Advisors has 1,231 clients and manages $624 million for them, as of March 2026. They include 1,113 individual clients and 118 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026
What services does Axius Advisors offer?
Axius Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Axius Advisors use?
Axius Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $624M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026
How many financial advisors does Axius Advisors have?
Axius Advisors has 8 investment adviser representatives registered with state securities authorities, out of 9 employees, and 8 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Axius Advisors invest in?
At the end of its last fiscal year, Axius Advisors’ separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 3% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Axius Advisors?
Axius Advisors’ direct owners are Jeff Locker (75% or more) and Thomas Reed (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 March 2026
How does Axius Advisors get paid?
Axius Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Axius Advisors?
Axius Advisors’ main office is at 2085 Blue Stone Drive, Saint Charles, MO 63303. Its phone number is 636-493-9600.