Axis Wealth Partners provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Axis Wealth Partners reports 781 clients. They include 683 individual clients and 98 high-net-worth individuals. Of its assets, 100.0% ($377M across 1,686 accounts) are managed with discretion. Of its clients, 1% are outside the U.S. It advised 20 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 54% |
| High-net-worth individuals | 13% | 46% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 683 | $205M | 54.2% | $299K |
| High-net-worth individuals | 98 | $173M | 45.8% | $1.76M |
| Total | 781 | $377M | 100% | $483K |
- Clients
- 683
- Regulatory AUM
- $205M
- AUM share
- 54.2%
- Avg. per client
- $299K
- Clients
- 98
- Regulatory AUM
- $173M
- AUM share
- 45.8%
- Avg. per client
- $1.76M
Total
- Clients
- 781
- Regulatory AUM
- $377M
- AUM share
- 100%
- Avg. per client
- $483K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 20
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Axis Wealth Partners charges up to 1.50% a year for its Investment Management Services. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is generally a fixed fee of $250 to $2,500, negotiable, or an hourly fee of $150.
Daniel Da Ponte owns 75% or more of Axis Wealth Partners. The leadership team of Axis Wealth Partners includes Chief Financial Officer Marcia Da Ponte and Chief Compliance Officer Daniel Da Ponte. It has 9 employees, 6 of them in advisory roles.
Leadership
- Marcia Da PonteChief Financial Officer
- Daniel Da PonteManaging Principal & Chief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Marc Robert Bastien
- Daniel Da Ponte
- Sean P Durkin
- Michael G Leonardo
- Jane Elizabeth McAuliffe
- Emanuel James Pinheiro
- Matthew William Sweet
Staff
- 9 employees
- 6 in advisory functions
- 6 state-registered reps
- 1 broker-dealer rep
- 5 insurance agents
- Owns 75% or more of Axis Wealth Partners, LLC
Daniel Da Ponte
Control person · since March 2013
Axis Wealth Partners’ regulatory assets grew 3.1× from $123M (June 2021) to $377M (March 2026); clients rose from 525 to 781 and employees from 6 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $377M | 781 | 9 | 4 |
| March 2025 | $290M | 704 | 9 | 4 |
| February 2024 | $242M | 654 | 9 | 3 |
| March 2023 | $173M | 533 | 10 | 3 |
| March 2022 | $178M | 521 | 9 | 4 |
| June 2021 | $123M | 525 | 6 | 3 |
Besides its headquarters, Axis Wealth Partners has 3 offices, with 4 listed addresses in Massachusetts and Rhode Island.
Massachusetts · 2 listed addresses
- 909 State Road, Westport
- 100 Main Street, Whitinsville
Rhode Island · 2 listed addresses
- 400 Massasoit Avenue, Suite 112, East ProvidenceHQ
- 670 Main Street Suite C-4, East Greenwich
Contact and registration details
- Legal name
- Axis Wealth Partners, LLC
- Headquarters
- 400 Massasoit Avenue, Suite 112, East Providence, RI 02914
- Website
- axiswp.com
- Phone
- 401-441-5111
- @axiswealth
- SEC file
- 801-120324
- Structure
- Rhode Island LLC
- Fiscal year end
- December
Axis Wealth Partners uses Fidelity ($270M, 74%) and Charles Schwab ($94.2M, 26%) as custodians for its separately managed accounts. Axis Wealth Partners has custody of $16.2M in client assets for 43 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $94.2M26%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $270M74%
At year end, Axis Wealth Partners’ separately managed accounts were mostly in funds (78%) and stocks (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $208M across 183 positions; the largest are Fidelity Merrimack Str TR (3.4%), Vanguard Index Fds (3.3%) and Wisdomtree TR (3.3%).
What the accounts hold
- Stocks11%
- Funds78%
- Bonds4%
- U.S. government and agency bonds2%
- Investment grade corporate bonds2%
- Cash4%
- Other3%
- Interval funds3%
Reported 13F holdings
- $208M
- Reported 13F value
- 183
- Positions
- 26.4%
- In the 10 largest
- +10.8%
- Value vs. prior quarter
- Fidelity Merrimack Str TR · Total BD ETF3.4%
- Vanguard Index Fds · S&P 500 ETF Shs3.3%
- Wisdomtree TR · US Qtly Div Grt3.3%
- Vanguard Whitehall Fds · Intl High ETF3.2%
- Slide Ins Hldgs Inc.2.4%
- Vanguard Index Fds · Growth ETF2.3%
- Nvidia Corporation2.2%
- Schwab Strategic TR · US Dividend EQ2.2%
- Victory Portfolios II · Core BD ETF2.0%
- Fidelity Covington Trust · High Divid ETF1.9%
Together, the ten largest are 26.4% of reported value.
How many clients does Axis Wealth Partners have?
Axis Wealth Partners has 781 clients and manages $377 million for them, as of March 2026. They include 683 individual clients and 98 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Axis Wealth Partners offer?
Axis Wealth Partners provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Axis Wealth Partners charge?
Axis Wealth Partners charges up to 1.50% a year for its Investment Management Services.
Which custodians does Axis Wealth Partners use?
Axis Wealth Partners’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $270M and Charles Schwab & Co., Inc. (Westlake, TX), with $94.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does Axis Wealth Partners have?
Axis Wealth Partners has 6 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Axis Wealth Partners invest in?
At the end of its last fiscal year, Axis Wealth Partners’ separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 4% cash and equivalents, 3% other, 2% U.S. government and agency bonds and 2% investment grade corporate bonds. The 3% other category is described as: Interval Funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Axis Wealth Partners?
Axis Wealth Partners’ direct owner is Daniel Da Ponte (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Axis Wealth Partners get paid?
Axis Wealth Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Axis Wealth Partners registered with the SEC?
Yes, Axis Wealth Partners has been registered with the SEC as an investment adviser since 12 February 2021. Its CRD number is 167122 and its SEC file number is 801-120324.
Source: Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record
How do I contact Axis Wealth Partners?
Axis Wealth Partners’ main office is at 400 Massasoit Avenue, Suite 112, East Providence, RI 02914. Its phone number is 401-441-5111. Its website is axiswp.com.