Axiom Wealth Strategies provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars. Financial planning was provided to 1–10 clients last fiscal year.
Axiom Wealth Strategies reports 283 clients. They include 203 individual clients, 69 high-net-worth individuals and 6 charitable organizations. Of its assets, 100.0% ($125M across 283 accounts) are managed with discretion. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 42% |
| High-net-worth individuals | 24% | 56% |
| Charitable organizations | 2% | <1% |
| Corporations and other businesses | 2% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 203 | $52.6M | 42.2% | $259K |
| High-net-worth individuals | 69 | $69.8M | 56.0% | $1.01M |
| Charitable organizations | 6 | $807K | 0.6% | $134K |
| Corporations and other businesses | 5 | $1.55M | 1.2% | $309K |
| Total | 283 | $125M | 100% | $441K |
- Clients
- 203
- Regulatory AUM
- $52.6M
- AUM share
- 42.2%
- Avg. per client
- $259K
- Clients
- 69
- Regulatory AUM
- $69.8M
- AUM share
- 56.0%
- Avg. per client
- $1.01M
- Clients
- 6
- Regulatory AUM
- $807K
- AUM share
- 0.6%
- Avg. per client
- $134K
- Clients
- 5
- Regulatory AUM
- $1.55M
- AUM share
- 1.2%
- Avg. per client
- $309K
Total
- Clients
- 283
- Regulatory AUM
- $125M
- AUM share
- 100%
- Avg. per client
- $441K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Axiom Wealth Strategies charges 0.75%–1.50% a year for its Strategic Wealth Management. The fee is billed in advance, is negotiable and requires an account of at least $300,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is charged a $5,000 fee covering set-up and ongoing use of Money Guide Pro and three hours of financial advising; additional hours are billed monthly in arrears at $150 per hour.
Neal Richards owns 75% or more of Axiom Wealth Strategies. Neal Richards is CEO. It has 3 employees, 2 of them in advisory roles.
Leadership
Neal RichardsFounder, Chief Executive Officer, Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Axiom Wealth Strategies, LLC
Neal Richards
Control person · since February 2021
Axiom Wealth Strategies’ regulatory assets grew from $100M (March 2025) to $125M (July 2026); clients rose from 250 to 283 and employees fell from 5 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $125M | 283 | 3 | 2 |
| March 2025 | $100M | 250 | 5 | 2 |
Besides its headquarters, Axiom Wealth Strategies has 1 office, with 2 listed addresses in Idaho and Oregon.
Idaho · 1 listed address
- 301 S Main Street,, Moscow
Oregon · 1 listed address
- 243 SW Scalehouse Loop, Suite 5b, BendHQ
Contact and registration details
- Legal name
- Axiom Wealth Strategies, LLC
- Headquarters
- 243 SW Scalehouse Loop, Suite 5b, Bend, OR 97702
- Website
- axiomwealthstrategies.com
- Phone
- 541-389-7777
- @axiom-wealth-strategies
- SEC file
- 801-132515
- Structure
- Oregon LLC
- Fiscal year end
- December
Axiom Wealth Strategies uses LPL Financial ($125M) as custodian for its separately managed accounts. Axiom Wealth Strategies has custody of $15.8M in client assets for 20 clients.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $125M100%
At year end, Axiom Wealth Strategies’ separately managed accounts were mostly in funds (92%).
What the accounts hold
- Stocks6%
- Funds92%
- Cash2%
How many clients does Axiom Wealth Strategies have?
Axiom Wealth Strategies has 283 clients and manages $125 million for them, as of July 2026. They include 203 individual clients, 69 high-net-worth individuals and 6 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 July 2026
What services does Axiom Wealth Strategies offer?
Axiom Wealth Strategies provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Axiom Wealth Strategies charge?
Axiom Wealth Strategies charges 0.75%–1.50% a year for its Strategic Wealth Management. The fee is billed in advance, is negotiable and requires an account of at least $300,000.
Which custodians does Axiom Wealth Strategies use?
Axiom Wealth Strategies’ separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $125M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 July 2026
How many financial advisors does Axiom Wealth Strategies have?
Axiom Wealth Strategies has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Axiom Wealth Strategies invest in?
At the end of its last fiscal year, Axiom Wealth Strategies’ separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Axiom Wealth Strategies have a minimum investment?
Yes, Axiom Wealth Strategies’ minimum account size for its Strategic Wealth Management is $300K.
Who owns Axiom Wealth Strategies?
Axiom Wealth Strategies’ direct owner is Neal Richards (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 July 2026
How does Axiom Wealth Strategies get paid?
Axiom Wealth Strategies is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Axiom Wealth Strategies?
Axiom Wealth Strategies’ main office is at 243 SW Scalehouse Loop, Suite 5b, Bend, OR 97702. Its phone number is 541-389-7777. Its website is axiomwealthstrategies.com.