Arsenal Capital Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and retirement plan services. Financial planning was provided to 101–250 clients last fiscal year.
Arsenal Capital Advisors reports 97 clients. They include 97 high-net-worth individuals. Of its assets, 100.0% ($267M across 341 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 97 | $266M | 99.6% | $2.74M |
| Corporations and other businesses | Fewer than 5 | $1.06M | 0.4% | — |
| Total | 97 | $267M | 100% | — |
- Clients
- 97
- Regulatory AUM
- $266M
- AUM share
- 99.6%
- Avg. per client
- $2.74M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.06M
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 97
- Regulatory AUM
- $267M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Arsenal Capital Advisors charges 0.50%–1.00% a year for its Asset-based fee. The fee is billed in advance and is negotiable.
Fee details and sources
Voltaire Escalona owns 50% to 75% of Arsenal Capital Advisors. The leadership team of Arsenal Capital Advisors includes Chief Compliance Officer Michael Mann. It has 3 employees, 2 of them in advisory roles.
Leadership
- Michael MannChief Compliance Officer
- Voltaire EscalonaManaging Member
- William KishManaging Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Voltaire Cristian Escalona
- William Keenan Kish
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Arsenal Capital Advisors LLC
Voltaire Escalona
Control person · since February 2023
- Owns 50% to 75% of Arsenal Capital Advisors LLC
William Kish
Control person · since September 2025
Besides its headquarters, Arsenal Capital Advisors has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 101 West Elm Street, Suite 370, ConshohockenHQ
Contact and registration details
- Legal name
- Arsenal Capital Advisors LLC
- Headquarters
- 101 West Elm Street, Suite 370, Conshohocken, PA 19428
- Website
- arsenalcapitaladvisors.com
- Phone
- 610-564-9134
- @arsenal-capital-advisors
- SEC file
- 801-134963
- Structure
- Delaware LLC
- Fiscal year end
- December
Arsenal Capital Advisors uses Charles Schwab ($239M, 90%) and Morgan Stanley ($27.7M, 10%) as custodians for its separately managed accounts. Arsenal Capital Advisors has custody of $47.1M in client assets for 33 clients.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $239M90%
- Morgan StanleyMorgan Stanley Smith Barney LLC · Purchase, NY · $27.7M10%
At year end, Arsenal Capital Advisors’ separately managed accounts were largely in stocks (38%) and funds (26%). Its reported 13F holdings for the quarter ended 30 June 2026 total $169M across 108 positions; the largest are Nvidia Corporation (7.7%), Amazon Com Inc. (6.6%) and Apple Inc. (5.5%).
What the accounts hold
- Stocks38%
- Funds26%
- Bonds12%
- State and local bonds11%
- Investment grade corporate bonds1%
- Cash24%
Reported 13F holdings
- $169M
- Reported 13F value
- 108
- Positions
- 42.2%
- In the 10 largest
- +23.1%
- Value vs. prior quarter
- Nvidia Corporation7.7%
- Amazon Com Inc.6.6%
- Apple Inc.5.5%
- Microsoft Corp.4.2%
- Vanguard Index Fds · Growth ETF3.4%
- Meta Platforms Inc. · CL A3.3%
- Goldman Sachs ETF TR · Nasda 100 ETF3.2%
- Aerovironment Inc.2.8%
- iShares TR · Core MSCI Intl2.7%
- J P Morgan Exchange Traded F · US Qualty Fctr2.7%
Together, the ten largest are 42.2% of reported value.
How many clients does Arsenal Capital Advisors have?
Arsenal Capital Advisors has 97 clients and manages $267 million for them, as of June 2026. They include 97 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 June 2026
What services does Arsenal Capital Advisors offer?
Arsenal Capital Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Arsenal Capital Advisors charge?
Arsenal Capital Advisors charges 0.50%–1.00% a year for its Asset-based fee. The fee is billed in advance and is negotiable.
Which custodians does Arsenal Capital Advisors use?
Arsenal Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $239M and Morgan Stanley Smith Barney LLC (Purchase, NY), with $27.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 June 2026
How many financial advisors does Arsenal Capital Advisors have?
Arsenal Capital Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Arsenal Capital Advisors invest in?
At the end of its last fiscal year, Arsenal Capital Advisors’ separately managed accounts held 38% exchange-traded equities, 26% registered funds (mutual funds, ETFs, BDCs), 24% cash and equivalents, 11% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Arsenal Capital Advisors?
Arsenal Capital Advisors’ direct owners are Voltaire Escalona (50% to 75%) and William Kish (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 June 2026
How does Arsenal Capital Advisors get paid?
Arsenal Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Arsenal Capital Advisors registered with the SEC?
Yes, Arsenal Capital Advisors has been registered with the SEC as an investment adviser since 18 December 2025. Its CRD number is 325612 and its SEC file number is 801-134963.
Source: Form ADV Part 1A, Item 1, filed 5 June 2026; IAPD firm record
How do I contact Arsenal Capital Advisors?
Arsenal Capital Advisors’ main office is at 101 West Elm Street, Suite 370, Conshohocken, PA 19428. Its phone number is 610-564-9134. Its website is arsenalcapitaladvisors.com.