Aries Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Aries Wealth Management reports 164 clients. They include 133 high-net-worth individuals and 31 individual clients. Of its assets, 100.0% ($659M across 497 accounts) are managed with discretion. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 19% | 1% |
| High-net-worth individuals | 81% | 85% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | 3% |
| Corporations and other businesses | Fewer than 5 | 10% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 31 | $8.87M | 1.3% | $286K |
| High-net-worth individuals | 133 | $558M | 84.8% | $4.2M |
| Pension and profit-sharing plans | Fewer than 5 | $2.44M | 0.4% | — |
| Charitable organizations | Fewer than 5 | $20.7M | 3.1% | — |
| Corporations and other businesses | Fewer than 5 | $68.1M | 10.3% | — |
| Total | 164 | $659M | 100% | — |
- Clients
- 31
- Regulatory AUM
- $8.87M
- AUM share
- 1.3%
- Avg. per client
- $286K
- Clients
- 133
- Regulatory AUM
- $558M
- AUM share
- 84.8%
- Avg. per client
- $4.2M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.44M
- AUM share
- 0.4%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $20.7M
- AUM share
- 3.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $68.1M
- AUM share
- 10.3%
- Avg. per client
- —
Total
- Clients
- 164
- Regulatory AUM
- $659M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Aries Wealth Management is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Consulting
- Retirement plan consulting is charged as a percentage of plan assets, not to exceed 1.00%, with the arrangement set in the signed consulting agreement.
Jason Viola owns 75% or more of Aries Wealth Management. The leadership team of Aries Wealth Management includes Chief Compliance Officer Jason Viola. It has 6 employees, 3 of them in advisory roles.
Staff
- 6 employees
- 3 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- Owns 75% or more of Aries Wealth Management, LLC
Jason Viola
Control person · since April 2015
Aries Wealth Management’s regulatory assets grew 2.3× from $292M (February 2021) to $659M (March 2026); clients rose from 107 to 164 and employees from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $659M | 164 | 6 | 1 |
| Apr 2025April 2025 | $531M | 203 | 6 | 1 |
| Mar 2024March 2024 | $426M | 190 | 5 | 1 |
| Apr 2023April 2023 | $361M | 202 | 5 | 1 |
| Feb 2022February 2022 | $367M | 149 | 5 | 1 |
| Feb 2021February 2021 | $292M | 107 | 4 | 1 |
Besides its headquarters, Aries Wealth Management has 0 offices, with 1 listed address in 1 state.
Maine · 1 listed address
- 70 Center Street, 2nd Floor, PortlandHQ
Contact and registration details
- Legal name
- Aries Wealth Management, LLC
- Headquarters
- 70 Center Street, 2nd Floor, Portland, ME 04101
- Website
- arieswealthllc.com
- Phone
- 207-536-0530
- @arieswealthllc
- SEC file
- 801-86180
- Founded
- 2015
- Structure
- Maine LLC
- Fiscal year end
- December
Aries Wealth Management’s named custodians for separately managed accounts are Pershing ($451M, 68%) and Charles Schwab ($208M, 32%). Aries Wealth Management has custody of $105M for 61 clients.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $451M68%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $208M32%
At year end, Aries Wealth Management’s separately managed accounts were largely in funds (45%) and stocks (39%). Its reported 13F holdings for the quarter ended 30 June 2026 total $509M across 242 positions; the largest are Apple Inc. (4.9%), Vanguard Index Fds (4.4%) and iShares TR (4.3%).
What the accounts hold
- Stocks39%
- Funds45%
- Registered funds44%
- Pooled vehicles1%
- Bonds12%
- U.S. government and agency bonds7%
- Investment grade corporate bonds4%
- High-yield corporate bonds1%
- Cash5%
How many clients does Aries Wealth Management have?
Aries Wealth Management has 164 clients and manages $659 million for them, as of March 2026. They include 133 high-net-worth individuals and 31 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Aries Wealth Management offer?
Aries Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Aries Wealth Management use?
Aries Wealth Management’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $451M and Charles Schwab & Co., Inc. (Westlake, TX), with $208M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Aries Wealth Management have?
Aries Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Aries Wealth Management invest in?
At the end of its last fiscal year, Aries Wealth Management’s separately managed accounts held 44% registered funds (mutual funds, ETFs, BDCs), 39% exchange-traded equities, 7% U.S. government and agency bonds, 5% cash and equivalents, 4% investment grade corporate bonds, 1% high-yield corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Aries Wealth Management?
Aries Wealth Management’s direct owner is Jason Viola (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Aries Wealth Management get paid?
Aries Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Aries Wealth Management?
Aries Wealth Management’s main office is at 70 Center Street, 2nd Floor, Portland, ME 04101. Its phone number is 207-536-0530. Its website is arieswealthllc.com.