Applied Quantitative Investments provides portfolio management for institutions, selecting other managers and educational seminars.
Applied Quantitative Investments lists other investment advisers as clients. Of its assets, 100.0% ($108M across 66 accounts) are managed with discretion.
Share breakdown unavailable
| Client type | Clients | Assets |
|---|---|---|
| Other investment advisers | Fewer than 5 | 100% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client shares are unavailable because no positive client counts were reported.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Other investment advisers | Fewer than 5 | $108M | 100.0% | — |
| Total | Not reported | $108M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $108M
- AUM share
- 100.0%
- Avg. per client
- —
Total
- Clients
- Not reported
- Regulatory AUM
- $108M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Applied Quantitative Investments is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Ironside LLC owns 50% to 75% of Applied Quantitative Investments and is in turn owned by The Gem Stone Trust (75% or more). Jordan Gallacher is CEO; the leadership team includes Chief Compliance Officer Quentin Stoker. It has 11 employees, 5 of them in advisory roles.
Leadership
- Jordan GallacherChief Executive Officer
- Quentin StokerChief Compliance Officer
- John GillespieManaging Director
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Austin Chambers
- Boman Bird Stacey
- Jeffrey Wray
Staff
- 11 employees
- 5 in advisory functions
- 5 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Applied Quantitative Investments LLC
Ironside LLC
Control person · since November 2025
- Owns 75% or more of Ironside LLC
The Gem Stone Trust
Control person · since October 2025
Nathalie Gallacher
Trustee · Control person · since February 2021
- Owns 10% to 25% of Applied Quantitative Investments LLC
Waterstone LLC
since November 2025
- Owns 75% or more of Waterstone LLC
The Shauna K. Gillespie Revocable Trust
Control person · since October 2025
Shauna Gillespie
Trustee · Control person · since November 2021
- Owns 5% to 10% of Applied Quantitative Investments LLC
Keja Quid LLC
since November 2025
- Owns 75% or more of Keja Quid LLC
The Gallacher Family Legacy Trust Dated February 3, 2021
Control person · since April 2021
Janine Gallacher
Trustee · Control person · since February 2021
Besides its headquarters, Applied Quantitative Investments has 1 office, with 2 listed addresses in Arizona and Colorado.
Arizona · 1 listed address
- 1640 S. Stapley Drive, Mesa
Colorado · 1 listed address
- 10465 Park Meadows Drive, Suite 107, Lone TreeHQ
Contact and registration details
- Legal name
- Applied Quantitative Investments LLC
- Headquarters
- 10465 Park Meadows Drive, Suite 107, Lone Tree, CO 80124
- Website
- aqinvest.com
- Phone
- 303-529-2740
- SEC file
- 801-135052
- Structure
- Colorado LLC
- Fiscal year end
- December
Applied Quantitative Investments uses Charles Schwab ($108M) as custodian for its separately managed accounts. Applied Quantitative Investments has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $108M100%
At year end, Applied Quantitative Investments’ separately managed accounts were mostly in stocks (71%) and funds (26%).
What the accounts hold
- Stocks71%
- Funds26%
- Bonds1%
- Cash2%
What services does Applied Quantitative Investments offer?
Applied Quantitative Investments provides portfolio management for institutions, selecting other managers and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Applied Quantitative Investments use?
Applied Quantitative Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $108M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 July 2026
How many financial advisors does Applied Quantitative Investments have?
Applied Quantitative Investments has 5 investment adviser representatives registered with state securities authorities, out of 11 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Applied Quantitative Investments invest in?
At the end of its last fiscal year, Applied Quantitative Investments’ separately managed accounts held 71% exchange-traded equities, 26% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Applied Quantitative Investments?
Applied Quantitative Investments’ direct owners are Ironside LLC (50% to 75%), Waterstone LLC (10% to 25%) and Keja Quid LLC (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 8 July 2026
How does Applied Quantitative Investments get paid?
Applied Quantitative Investments is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Applied Quantitative Investments registered with the SEC?
Yes, Applied Quantitative Investments has been registered with the SEC as an investment adviser since 5 February 2026. Its CRD number is 339159 and its SEC file number is 801-135052.
Source: Form ADV Part 1A, Item 1, filed 8 July 2026; IAPD firm record
How do I contact Applied Quantitative Investments?
Applied Quantitative Investments’ main office is at 10465 Park Meadows Drive, Suite 107, Lone Tree, CO 80124. Its phone number is 303-529-2740. Its website is aqinvest.com.