Anderson Financial Strategies provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Anderson Financial Strategies reports 230 clients. They include 111 individual clients, 71 high-net-worth individuals, and 37 pension and profit-sharing plans. Of its assets, 100.0% ($402M across 230 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 48% | 8% |
| High-net-worth individuals | 31% | 40% |
| Pension and profit-sharing plans | 16% | 49% |
| Charitable organizations | 3% | <1% |
| Corporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 111 | $32.9M | 8.2% | $296K |
| High-net-worth individuals | 71 | $162M | 40.4% | $2.29M |
| Pension and profit-sharing plans | 37 | $196M | 48.8% | $5.3M |
| Charitable organizations | 6 | $3.47M | 0.9% | $578K |
| Corporations and other businesses | 5 | $7.21M | 1.8% | $1.44M |
| Total | 230 | $402M | 100% | $1.75M |
- Clients
- 111
- Regulatory AUM
- $32.9M
- AUM share
- 8.2%
- Avg. per client
- $296K
- Clients
- 71
- Regulatory AUM
- $162M
- AUM share
- 40.4%
- Avg. per client
- $2.29M
- Clients
- 37
- Regulatory AUM
- $196M
- AUM share
- 48.8%
- Avg. per client
- $5.3M
- Clients
- 6
- Regulatory AUM
- $3.47M
- AUM share
- 0.9%
- Avg. per client
- $578K
- Clients
- 5
- Regulatory AUM
- $7.21M
- AUM share
- 1.8%
- Avg. per client
- $1.44M
Total
- Clients
- 230
- Regulatory AUM
- $402M
- AUM share
- 100%
- Avg. per client
- $1.75M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Anderson Financial Strategies is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Shon Anderson owns 75% or more of Anderson Financial Strategies. The leadership team of Anderson Financial Strategies includes Chief Compliance Officer Shon Anderson. It has 7 employees, 5 of them in advisory roles.
Staff
- 7 employees
- 5 in advisory functions
- 5 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Anderson Financial Strategies, LLC
Shon Anderson
Control person · since October 2017
Anderson Financial Strategies’ regulatory assets grew 3.3× from $122M (June 2021) to $402M (March 2026); clients rose from 127 to 230 and employees from 6 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $402M | 230 | 7 | 1 |
| Mar 2025March 2025 | $348M | 241 | 7 | 1 |
| Jun 2024June 2024 | $246M | 217 | 6 | 1 |
| Mar 2023March 2023 | $206M | 183 | 6 | 1 |
| Mar 2022March 2022 | $180M | 163 | 7 | 1 |
| Jun 2021June 2021 | $122M | 127 | 6 | 1 |
Besides its headquarters, Anderson Financial Strategies has 0 offices, with 1 listed address in 1 state.
Ohio · 1 listed address
- 2500 Stratacache Tower, 40 N Main St., DaytonHQ
Contact and registration details
- Legal name
- Anderson Financial Strategies, LLC
- Headquarters
- 2500 Stratacache Tower, 40 N Main St., Dayton, OH 45423
- Phone
- 855-237-4545
- @anderson-financial-strategies
- SEC file
- 801-121691
- Structure
- Ohio LLC
- Fiscal year end
- December
Anderson Financial Strategies’ named custodians for separately managed accounts include Charles Schwab ($194M, 59%), John Hancock Trust ($64.4M, 20%) and Empower ($40.6M, 12%). Anderson Financial Strategies does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $194M59%
- John Hancock TrustJohn Hancock Trust Company LLC · Boston, MA · $64.4M20%
- EmpowerEmpower Financial Services, Inc. · Greenwood Village, CO · $40.6M12%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $30.2M9%
At year end, Anderson Financial Strategies’ separately managed accounts were mostly in funds (52%) and stocks (47%). Its reported 13F holdings for the quarter ended 30 June 2026 total $192M across 36 positions; the largest are Wisdomtree TR (12.6%), Invesco Exchange Traded FD T (9.0%) and Fidelity Covington Trust (8.8%).
What the accounts hold
- Stocks47%
- Funds52%
- Cash1%
How many clients does Anderson Financial Strategies have?
Anderson Financial Strategies has 230 clients and manages $402 million for them, as of March 2026. They include 111 individual clients, 71 high-net-worth individuals, and 37 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Anderson Financial Strategies offer?
Anderson Financial Strategies provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Anderson Financial Strategies use?
Anderson Financial Strategies’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $194M, John Hancock Trust Company LLC (Boston, MA), with $64.4M, Empower Financial Services, Inc. (Greenwood Village, CO), with $40.6M and Fidelity Brokerage Services LLC (Smithfield, RI), with $30.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Anderson Financial Strategies have?
Anderson Financial Strategies has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Anderson Financial Strategies invest in?
At the end of its last fiscal year, Anderson Financial Strategies’ separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 47% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Anderson Financial Strategies?
Anderson Financial Strategies’ direct owner is Shon Anderson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Anderson Financial Strategies get paid?
Anderson Financial Strategies is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Anderson Financial Strategies?
Anderson Financial Strategies’ main office is at 2500 Stratacache Tower, 40 N Main St., Dayton, OH 45423. Its phone number is 855-237-4545. Its website is andersonfinancialstrategies.com.