Amicus Financial Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 500 clients last fiscal year.
Amicus Financial Advisors reports 748 clients. They include 627 individual clients and 121 high-net-worth individuals. Of its assets, 100.0% ($551M across 1,486 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 31% |
| High-net-worth individuals | 16% | 59% |
| Charitable organizations | 0% | <1% |
| Corporations and other businesses | Fewer than 5 | 10% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 627 | $170M | 30.9% | $271K |
| High-net-worth individuals | 121 | $325M | 58.9% | $2.68M |
| Charitable organizations | Fewer than 5 | $214K | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $56.1M | 10.2% | — |
| Total | 748 | $551M | 100% | — |
- Clients
- 627
- Regulatory AUM
- $170M
- AUM share
- 30.9%
- Avg. per client
- $271K
- Clients
- 121
- Regulatory AUM
- $325M
- AUM share
- 58.9%
- Avg. per client
- $2.68M
- Clients
- Fewer than 5
- Regulatory AUM
- $214K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $56.1M
- AUM share
- 10.2%
- Avg. per client
- —
Total
- Clients
- 748
- Regulatory AUM
- $551M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 500
Amicus Financial Advisors charges up to 1.50% a year for its Asset-based advisory fees. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Planning fees are agreed in writing before engagement, typically at $250 an hour or a quoted maximum fee, which may be revised downward but not upward.
Planfirst, Inc. owns 75% or more of Amicus Financial Advisors and is in turn owned by Joseph Tombs (25–50%) and Patrick Tombs (25–50%). The leadership team of Amicus Financial Advisors includes President David Tombs. It has 19 employees.
Leadership
- David TombsPresident, Chief Compliance Officer, and Director
- Marco FigueroaDirector
- Blake FlintDirector
- Larry PetersonDirector
- Evan SmithDirector, Treasurer, and Secretary
Investment adviser representatives
19 representatives listed in the SEC register as of 9 October 2026.
- George Allen
- Joseph Asrat
- Aaron Joseph Bly
- Nicholas Vance Bodily
- Joseph Anthony Digangi JR
- Marco Antonio Figueroa
- Blake Flint
- Nelson Gonzalez JR.
- Brit Chelsee Inman-Swanson
- Jesus Armando Longoria
- Daniel Beesley Maxwell
- Gregory Beesley Maxwell
- Joshua Ruben Ortiz
- Matthew Dean Peck
- Larry Howland Peterson
- Derek Dewitt Robinett
- Bryan Nicolas Sauceda
- Evan John Smith
- David Betasso Tombs
Staff
- 19 employees
- 19 in advisory functions
- 19 state-registered reps
- 8 insurance agents
- Owns 75% or more of Amicus Financial Advisors, LLC
Planfirst, Inc.
Control person · since January 2019
- Owns 25% to 50% of Planfirst, Inc.
Joseph Tombs
Control person · since January 2019
- Owns 25% to 50% of Planfirst, Inc.
Patrick Tombs
Control person · since January 2019
- Owns 25% to 50% of David Tombs
David Tombs
Interest filed in David Tombs · Control person · since January 2019
Amicus Financial Advisors’ regulatory assets grew 1.9× from $290M (April 2021) to $551M (March 2026); clients rose from 543 to 748 and employees were 19 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $551M | 748 | 19 | 9 |
| March 2025 | $511M | 696 | 20 | 9 |
| March 2024 | $439M | 653 | 17 | 9 |
| March 2023 | $354M | 603 | 18 | 10 |
| June 2022 | $345M | 605 | 17 | 10 |
| April 2021 | $290M | 543 | 19 | 9 |
Besides its headquarters, Amicus Financial Advisors has 8 offices (3 private residences, listed without an address), with 6 listed addresses in Pennsylvania, Texas and Utah.
Texas · 3 listed addresses
- 7021 Kewanee Ave, 4-102, LubbockHQ
- 7021 Kewanee Avenue, Lubbock
- 3300 North A Street, Midland
Utah · 2 listed addresses
- 2975 Executive Parkway, Lehi
- 2975 W Executive Pkwy, Lehi
Pennsylvania · 1 listed address
- 101 Larry Holmes Drive, Easton
Contact and registration details
- Legal name
- Amicus Financial Advisors, LLC
- Headquarters
- 7021 Kewanee Ave, 4-102, Lubbock, TX 79424
- Website
- amicusadvisors.com
- Phone
- 806-698-1122
- SEC file
- 801-113147
- Structure
- South Dakota LLC
- Fiscal year end
- December
Amicus Financial Advisors uses Charles Schwab ($512M) as custodian for its separately managed accounts. Amicus Financial Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $512M100%
At year end, Amicus Financial Advisors’ separately managed accounts were mostly in funds (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $407M across 95 positions; the largest are Dimensional US Core Equity Market ETF (14.9%), Vanguard Total Bond Market ETF (11.8%) and Dimensional International Core Equity Market ETF (8.0%).
What the accounts hold
- Stocks2%
- Funds89%
- Bonds1%
- Cash7%
- Other1%
- Inv grade bonds, u.s. state and local bonds and other fixed income.1%
Reported 13F holdings
- $407M
- Reported 13F value
- 95
- Positions
- 66.0%
- In the 10 largest
- +12.1%
- Value vs. prior quarter
- Dimensional US Core Equity Market ETFETF14.9%
- Vanguard Total Bond Market ETFETF11.8%
- Dimensional International Core Equity Market ETFETF8.0%
- Vanguard Total World Bond ETFETF7.9%
- Vanguard Total Stk MktETF7.7%
- Dimensional US Core Equity 1 ETFETF3.9%
- Schwab US Aggregate Bond ETFETF3.3%
- Schwab ETFS- US Small-cap ETFETF3.0%
- State Street SPDR Portfolio Developed World Ex-us ETFETF2.9%
- Dimensional Emerging Core Equity Market ETFETF2.6%
Together, the ten largest are 66.0% of reported value.
How many clients does Amicus Financial Advisors have?
Amicus Financial Advisors has 748 clients and manages $551 million for them, as of March 2026. They include 627 individual clients and 121 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Amicus Financial Advisors offer?
Amicus Financial Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Amicus Financial Advisors charge?
Amicus Financial Advisors charges up to 1.50% a year for its Asset-based advisory fees. The fee is billed in arrears and is negotiable.
Source: ADV PART 2A, filed 30 March 2026
Which custodians does Amicus Financial Advisors use?
Amicus Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $512M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Amicus Financial Advisors have?
Amicus Financial Advisors has 19 investment adviser representatives registered with state securities authorities, out of 19 employees, and 19 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Amicus Financial Advisors invest in?
At the end of its last fiscal year, Amicus Financial Advisors’ separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 2% exchange-traded equities, 1% U.S. government and agency bonds and 1% other. The 1% other category is described as: Inv Grade Bonds, U.S. State and Local Bonds and Other Fixed Income.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Amicus Financial Advisors?
Amicus Financial Advisors is owned through a holding company by Joseph and Patrick Tombs. Its direct owner is Planfirst, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Amicus Financial Advisors get paid?
Amicus Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Amicus Financial Advisors?
Amicus Financial Advisors’ main office is at 7021 Kewanee Ave, 4-102, Lubbock, TX 79424. Its phone number is 806-698-1122. Its website is amicusadvisors.com.